LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1651
Cenovus Energy
CVE
$54.2B
| $558K | ﹤0.01% |
19,280
-28,598
| -60% | -$764K |
|
|
PNRA
1652
DELISTED
Panera Bread Co
PNRA
| $558K | ﹤0.01% |
3,160
-435
| -12% | -$77.1K |
|
|
BWP
1653
DELISTED
Boardwalk Pipeline Partners
BWP
| $557K | ﹤0.01% |
41,518
-2,465
| -6% | -$44.2K |
|
|
OA
1654
DELISTED
Orbital ATK, Inc.
OA
| $557K | ﹤0.01% |
3,915
+1,025
| +35% | +$137K |
|
|
GHI
1655
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
| $557K | ﹤0.01% |
56,394
-2,188
| -4% | -$21.2K |
|
1656
Invesco S&P MidCap 400 Pure Value ETF
RFV
$336M
| $555K | ﹤0.01% |
10,815
-1,305
| -11% | -$65.3K |
|
1657
Tenet Healthcare
THC
$22.2B
| $555K | ﹤0.01% |
12,974
+1,043
| +9% | +$46K |
|
|
ESL
1658
DELISTED
Esterline Technologies
ESL
| $555K | ﹤0.01% |
5,211
-3,077
| -37% | -$324K |
|
1659
Ball Corp
BALL
$17.5B
| $553K | ﹤0.01% |
20,184
-798
| -4% | -$21.2K |
|
|
EVM
1660
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $553K | ﹤0.01% |
50,923
+816
| +2% | +$8.74K |
|
1661
Fortinet
FTNT
$112B
| $553K | ﹤0.01% |
125,490
+59,210
| +89% | +$259K |
|
1662
BlackRock Core Bond Trust
BHK
$644M
| $552K | ﹤0.01% |
41,087
+14,594
| +55% | +$192K |
|
1663
VanEck Pharmaceutical ETF
PPH
$985M
| $552K | ﹤0.01% |
9,454
+2,586
| +38% | +$146K |
|
|
APOL
1664
DELISTED
Apollo Education Group Inc Class A
APOL
| $552K | ﹤0.01% |
16,125
-16,970
| -51% | -$551K |
|
|
SD
1665
DELISTED
SANDRIDGE ENERGY, INC.
SD
| $551K | ﹤0.01% |
89,789
-190,843
| -68% | -$1.19M |
|
|
GPOR
1666
DELISTED
Gulfport Energy Corp.
GPOR
| $550K | ﹤0.01% |
7,720
+2,032
| +36% | +$125K |
|
|
GM.WS.B
1667
DELISTED
General Motors Company
GM.WS.B
| $549K | ﹤0.01% |
31,537
-2,284
| -7% | -$44.1K |
|
1668
Domino's
DPZ
$11.9B
| $546K | ﹤0.01% |
7,096
-2,441
| -26% | -$180K |
|
1669
Standard Motor Products
SMP
$902M
| $544K | ﹤0.01% |
15,222
+79
| +0.5% | +$2.69K |
|
1670
Visteon
VC
$2.85B
| $544K | ﹤0.01% |
6,146
-115
| -2% | -$9.58K |
|
|
PT
1671
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
| $544K | ﹤0.01% |
127,483
+127
| +0.1% | +$569 |
|
1672
Ionis Pharmaceuticals
IONS
$8.93B
| $543K | ﹤0.01% |
12,559
+3,900
| +45% | +$189K |
|
|
MVO
1673
DELISTED
MV Oil Trust
MVO
| $542K | ﹤0.01% |
21,570
-1,996
| -8% | -$48K |
|
|
STZ.B
1674
DELISTED
CONSTELLATION BRANDS, INC. CLASS B
STZ.B
| $542K | ﹤0.01% |
+6,450
| New | +$517K |
|
|
PLL
1675
DELISTED
PALL CORP
PLL
| $542K | ﹤0.01% |
6,056
+2,278
| +60% | +$193K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.