LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AWP
1626
abrdn Global Premier Properties Fund
AWP
$376M
| $581K | ﹤0.01% |
27,483
-761
| -3% | -$16.1K |
|
1627
Church & Dwight Co
CHD
$23.7B
| $580K | ﹤0.01% |
16,802
-2,442
| -13% | -$81K |
|
1628
UGI
UGI
$7.87B
| $579K | ﹤0.01% |
19,046
-2,299
| -11% | -$66.2K |
|
1629
iShares International Developed Real Estate ETF
IFGL
$82.8M
| $578K | ﹤0.01% |
19,244
-220,793
| -92% | -$6.61M |
|
1630
Ormat Technologies
ORA
$5.8B
| $578K | ﹤0.01% |
19,268
| – | – |
|
|
TWTR
1631
DELISTED
Twitter, Inc.
TWTR
| $578K | ﹤0.01% |
12,394
-5,599
| -31% | -$317K |
|
1632
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
| $576K | ﹤0.01% |
+5,833
| New | +$557K |
|
1633
Extra Space Storage
EXR
$32.3B
| $576K | ﹤0.01% |
+11,866
| New | +$550K |
|
1634
Photronics
PLAB
$1.65B
| $576K | ﹤0.01% |
+67,532
| New | +$572K |
|
|
BBK
1635
DELISTED
Blackrock Municipal Bond Trust
BBK
| $576K | ﹤0.01% |
38,925
-1,234
| -3% | -$17.7K |
|
1636
Herbalife
HLF
$1.3B
| $575K | ﹤0.01% |
20,070
-28,772
| -59% | -$950K |
|
|
CAB
1637
DELISTED
Cabela's Inc
CAB
| $575K | ﹤0.01% |
8,775
+1,335
| +18% | +$89.8K |
|
|
GGP
1638
DELISTED
GGP Inc.
GGP
| $573K | ﹤0.01% |
+26,041
| New | +$553K |
|
1639
PhenixFIN
PFX
$83.1M
| $572K | ﹤0.01% |
2,101
+930
| +79% | +$260K |
|
|
NBIS
1640
Nebius Group N.V.
NBIS
$37.6B
| $572K | ﹤0.01% |
18,961
-24,153
| -56% | -$891K |
|
|
CSI
1641
DELISTED
Cutwater Select Income Fund
CSI
| $572K | ﹤0.01% |
29,471
-1,463
| -5% | -$27.3K |
|
1642
Parker-Hannifin
PH
$120B
| $571K | ﹤0.01% |
4,770
+603
| +14% | +$72.3K |
|
1643
Hexcel
HXL
$7.97B
| $569K | ﹤0.01% |
13,068
-4,047
| -24% | -$177K |
|
1644
American States Water
AWR
$3.44B
| $565K | ﹤0.01% |
17,504
+3,545
| +25% | +$104K |
|
1645
Invesco Oil & Gas Services ETF
PXJ
$63.3M
| $564K | ﹤0.01% |
4,181
-1,786
| -30% | -$226K |
|
1646
Diamondback Energy
FANG
$56B
| $563K | ﹤0.01% |
+8,367
| New | +$481K |
|
1647
Leggett & Platt
LEG
$1.4B
| $560K | ﹤0.01% |
17,151
+2,697
| +19% | +$83.5K |
|
1648
NatWest
NWG
$69.9B
| $560K | ﹤0.01% |
50,066
-2,507
| -5% | -$30.1K |
|
1649
Flex
FLEX
$37.7B
| $559K | ﹤0.01% |
80,236
+9,579
| +14% | +$61.9K |
|
1650
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
| $559K | ﹤0.01% |
21,365
+192
| +0.9% | +$4.91K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.