LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco BuyBack Achievers ETF
PKW
|
+$145M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$130M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$60.7M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$57M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$50.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$1.07B |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$199M |
| 3 |
iShares MBS ETF
MBB
|
+$140M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$91.8M |
| 5 |
HDV
iShares Core High Dividend ETF
HDV
|
+$78.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3% |
| 2 | Energy | 2.83% |
| 3 | Healthcare | 2.65% |
| 4 | Financials | 2.62% |
| 5 | Industrials | 2.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MQT
1626
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $524K | ﹤0.01% |
43,846
-9,058
| -17% | -$108K |
|
1627
BlackRock MuniYield Quality Fund III
MYI
$709M
| $524K | ﹤0.01% |
41,065
-5,433
| -12% | -$70K |
|
|
DSM
1628
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
| $523K | ﹤0.01% |
70,056
-32,550
| -32% | -$247K |
|
1629
VanEck Natural Resources ETF
HAP
$302M
| $523K | ﹤0.01% |
14,241
-2,541
| -15% | -$90.4K |
|
|
FAM
1630
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $523K | ﹤0.01% |
36,678
-12,690
| -26% | -$185K |
|
1631
Ryder
R
$9.83B
| $522K | ﹤0.01% |
8,663
-750
| -8% | -$45K |
|
1632
Verisk Analytics
VRSK
$25.4B
| $520K | ﹤0.01% |
7,729
+723
| +10% | +$45.6K |
|
|
WPX
1633
DELISTED
WPX Energy, Inc.
WPX
| $520K | ﹤0.01% |
25,595
+4,064
| +19% | +$78.2K |
|
1634
O-I Glass
OI
$1.1B
| $519K | ﹤0.01% |
17,304
+1,411
| +9% | +$41.9K |
|
1635
Buckle
BKE
$2.25B
| $518K | ﹤0.01% |
11,138
+1,442
| +15% | +$76K |
|
|
XLNX
1636
DELISTED
Xilinx Inc
XLNX
| $518K | ﹤0.01% |
10,907
-402
| -4% | -$18.1K |
|
|
RFP
1637
DELISTED
Resolute Forest Products Inc.
RFP
| $517K | ﹤0.01% |
37,429
+20,898
| +126% | +$288K |
|
|
REGI
1638
DELISTED
Renewable Energy Group, Inc.
REGI
| $517K | ﹤0.01% |
+37,605
| New | +$562K |
|
1639
Baytex Energy
BTE
$3.25B
| $516K | ﹤0.01% |
12,571
-2,311
| -16% | -$93.1K |
|
1640
Enbridge
ENB
$119B
| $516K | ﹤0.01% |
12,535
+3,189
| +34% | +$136K |
|
1641
Essex Property Trust
ESS
$18.3B
| $516K | ﹤0.01% |
3,329
-499
| -13% | -$77.4K |
|
1642
Align Technology
ALGN
$12.1B
| $515K | ﹤0.01% |
11,856
+5,975
| +102% | +$261K |
|
|
NQC
1643
DELISTED
NUVEEN CALIF INVT QUAL MUNI FD
NQC
| $514K | ﹤0.01% |
39,418
+392
| +1% | +$5.15K |
|
1644
Carlisle Companies
CSL
$14.3B
| $512K | ﹤0.01% |
7,177
+1,004
| +16% | +$67.7K |
|
|
CAF
1645
Morgan Stanley China A Share Fund
CAF
$322M
| $511K | ﹤0.01% |
22,148
-5,002
| -18% | -$106K |
|
|
FCRD
1646
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
| $511K | ﹤0.01% |
32,173
+826
| +3% | +$12.9K |
|
|
TTM
1647
DELISTED
Tata Motors Limited
TTM
| $509K | ﹤0.01% |
15,761
+153
| +1% | +$3.76K |
|
1648
WisdomTree International High Dividend Fund
DTH
$653M
| $508K | ﹤0.01% |
11,035
+964
| +10% | +$41.5K |
|
1649
Deutsche Bank
DB
$69B
| $507K | ﹤0.01% |
12,214
+2,797
| +30% | +$108K |
|
1650
Liberty Global Class A
LBTYA
$3.62B
| $507K | ﹤0.01% |
15,980
-968
| -6% | -$31.3K |
|
Similar funds
LPL Financial's Q3 2013 Portfolio in Review
As of Q3 2013, LPL Financial held 2,666 positions worth $15B, up 8% from $13.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial withdrew a net $671M in Q3 2013, closing 131 positions and reducing 998 holdings. Its most notable exit was Equinix, an estimated $2.26M position sold in full.
By sector, the portfolio is most concentrated in Technology at 3% of assets, up from 2.8% a quarter earlier, followed by Energy and Healthcare.
Against the trend, LPL Financial opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $32.5M.
- LPL Financial's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 2,619,591 shares worth $32.5M.
- LPL Financial added most to Invesco BuyBack Achievers ETF in Q3 2013, an estimated $145M increase.
- LPL Financial's biggest Q3 2013 reduction was iShares TIPS Bond ETF, cutting an estimated $1.07B.
- LPL Financial fully exited Equinix in Q3 2013, selling an estimated $2.26M.
- LPL Financial's ten largest holdings make up 20% of its $15B portfolio in Q3 2013.
- LPL Financial opened 246 new positions and closed 131 in Q3 2013.
- LPL Financial's portfolio value rose 8% quarter-over-quarter to $15B.
Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.