LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$127M |
| 2 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$86.5M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$66.9M |
| 4 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$58.9M |
| 5 |
Vanguard Total Stock Market ETF
VTI
|
+$57.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$67M |
| 2 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$44.8M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$38.8M |
| 4 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$36.2M |
| 5 |
iShares MSCI Germany ETF
EWG
|
+$35.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.13% |
| 2 | Financials | 2.74% |
| 3 | Healthcare | 2.44% |
| 4 | Industrials | 2.02% |
| 5 | Communication Services | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
PUT
iShares Russell 2000 ETF
IWM
$79.1B
| $911K | ﹤0.01% |
6,800
+1,100
| +19% | +$164K |
|
1602
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
| $910K | ﹤0.01% |
38,496
+19,544
| +103% | +$466K |
|
1603
Supernus Pharmaceuticals
SUPN
$2.7B
| $910K | ﹤0.01% |
27,394
+1,739
| +7% | +$74.8K |
|
|
XLNX
1604
DELISTED
Xilinx Inc
XLNX
| $909K | ﹤0.01% |
10,671
+1,299
| +14% | +$109K |
|
1605
Wendy's
WEN
$1.46B
| $908K | ﹤0.01% |
58,173
+1,872
| +3% | +$31.9K |
|
|
CADE
1606
DELISTED
Cadence Bank
CADE
| $907K | ﹤0.01% |
34,713
+6,307
| +22% | +$183K |
|
|
VG
1607
DELISTED
Vonage Holdings Corporation
VG
| $905K | ﹤0.01% |
103,622
-15,666
| -13% | -$179K |
|
1608
Coca-Cola Consolidated
COKE
$12.8B
| $904K | ﹤0.01% |
50,980
+3,420
| +7% | +$63.3K |
|
|
HDS
1609
DELISTED
HD Supply Holdings, Inc.
HDS
| $902K | ﹤0.01% |
24,047
-560
| -2% | -$21.6K |
|
|
AAN.A
1610
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $902K | ﹤0.01% |
21,443
+2,287
| +12% | +$96.2K |
|
|
EMO
1611
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
| $901K | ﹤0.01% |
+23,066
| New | +$1.13M |
|
1612
Lennox International
LII
$15B
| $901K | ﹤0.01% |
4,115
-2,660
| -39% | -$562K |
|
|
WPX
1613
DELISTED
WPX Energy, Inc.
WPX
| $900K | ﹤0.01% |
79,317
-4,160
| -5% | -$63.1K |
|
1614
ScottsMiracle-Gro
SMG
$4.09B
| $899K | ﹤0.01% |
14,628
-2,662
| -15% | -$189K |
|
1615
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$318M
| $898K | ﹤0.01% |
14,089
+2,444
| +21% | +$174K |
|
|
SIVB
1616
DELISTED
SVB Financial Group
SIVB
| $898K | ﹤0.01% |
4,730
+1,212
| +34% | +$296K |
|
1617
Compass Minerals
CMP
$1.23B
| $897K | ﹤0.01% |
21,520
+65
| +0.3% | +$3.42K |
|
1618
Sprott Physical Gold
PHYS
$14.6B
| $896K | ﹤0.01% |
86,911
-18,913
| -18% | -$187K |
|
1619
Global X Silver Miners ETF NEW
SIL
$3.93B
| $895K | ﹤0.01% |
35,758
+11,742
| +49% | +$283K |
|
1620
Ameriprise Financial
AMP
$47.8B
| $893K | ﹤0.01% |
8,557
-2,006
| -19% | -$252K |
|
1621
Boston Beer
SAM
$1.95B
| $891K | ﹤0.01% |
3,699
-211
| -5% | -$59K |
|
1622
STMicroelectronics
STM
$43.1B
| $889K | ﹤0.01% |
64,047
-122
| -0.2% | -$1.83K |
|
|
WRK
1623
DELISTED
WestRock Company
WRK
| $889K | ﹤0.01% |
23,547
+4,619
| +24% | +$204K |
|
|
TERM
1624
DELISTED
EquityCompass Tactical Risk Manager ETF
TERM
| $889K | ﹤0.01% |
44,315
-12,575
| -22% | -$275K |
|
1625
Gladstone Capital
GLAD
$427M
| $888K | ﹤0.01% |
60,829
+12,125
| +25% | +$213K |
|
Similar funds
LPL Financial's Q4 2018 Portfolio in Review
As of Q4 2018, LPL Financial held 3,382 positions worth $37.6B, down 9.9% from $41.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
LPL Financial's Q4 2018 filing shows 155 new, 1,459 increased, 1,397 reduced and 312 closed positions. Its largest new stake was Global X Adaptive US Factor ETF: 452,590 shares worth $9.97M. The largest sale was iShares Core S&P Small-Cap ETF, an estimated $67M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 3.4% a quarter earlier, followed by Financials and Healthcare.
- LPL Financial's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 452,590 shares worth $9.97M.
- LPL Financial added most to iShares Core US Aggregate Bond ETF in Q4 2018, an estimated $127M increase.
- LPL Financial's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $67M.
- LPL Financial fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $30.3M.
- LPL Financial's ten largest holdings make up 24% of its $37.6B portfolio in Q4 2018.
- LPL Financial opened 155 new positions and closed 312 in Q4 2018.
- LPL Financial's portfolio value fell 9.9% quarter-over-quarter to $37.6B.
Based on LPL Financial's 13F filing for Q4 2018, filed 7 Feb 2019.