LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BSJI
1601
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $705K | ﹤0.01% |
27,294
+5,866
| +27% | +$153K |
|
|
FNFG
1602
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
| $705K | ﹤0.01% |
74,407
+8,153
| +12% | +$74.5K |
|
1603
Braskem
BAK
$944M
| $702K | ﹤0.01% |
86,700
+56,362
| +186% | +$481K |
|
1604
iShares MSCI Japan Small-Cap ETF
SCJ
$250M
| $701K | ﹤0.01% |
11,893
+160
| +1% | +$9.44K |
|
1605
Expeditors International
EXPD
$22.4B
| $700K | ﹤0.01% |
15,420
+5,800
| +60% | +$273K |
|
|
GREK
1606
Global X MSCI Greece ETF
GREK
$291M
| $700K | ﹤0.01% |
23,239
+18,257
| +366% | +$634K |
|
1607
Invesco Solar ETF
TAN
$1.41B
| $700K | ﹤0.01% |
19,238
-10,507
| -35% | -$474K |
|
1608
East-West Bancorp
EWBC
$18B
| $696K | ﹤0.01% |
15,591
-8,705
| -36% | -$373K |
|
|
CHL
1609
DELISTED
China Mobile Limited
CHL
| $695K | ﹤0.01% |
11,022
+2,025
| +23% | +$138K |
|
|
AWP
1610
abrdn Global Premier Properties Fund
AWP
$379M
| $694K | ﹤0.01% |
35,684
-6,885
| -16% | -$142K |
|
1611
Liberty All-Star Equity Fund
USA
$1.79B
| $694K | ﹤0.01% |
121,703
+20,865
| +21% | +$123K |
|
1612
CBRE Group
CBRE
$43.1B
| $693K | ﹤0.01% |
18,515
-22,353
| -55% | -$849K |
|
1613
Lennar Class A
LEN
$21.1B
| $693K | ﹤0.01% |
14,286
-6,213
| -30% | -$286K |
|
|
CYBR
1614
DELISTED
CyberArk
CYBR
| $692K | ﹤0.01% |
11,919
+633
| +6% | +$40.5K |
|
1615
Amdocs
DOX
$5.83B
| $692K | ﹤0.01% |
+12,577
| New | +$692K |
|
1616
Molina Healthcare
MOH
$10.5B
| $691K | ﹤0.01% |
9,772
+2,352
| +32% | +$157K |
|
1617
Global X Silver Miners ETF NEW
SIL
$3.99B
| $691K | ﹤0.01% |
26,926
-3,800
| -12% | -$102K |
|
1618
Newell Brands
NWL
$2.24B
| $690K | ﹤0.01% |
16,977
-2,778
| -14% | -$111K |
|
1619
VanEck Short High Yield Muni ETF
SHYD
$452M
| $689K | ﹤0.01% |
27,522
-1,505
| -5% | -$38.2K |
|
|
ALU
1620
DELISTED
Alcatel-Lucent
ALU
| $689K | ﹤0.01% |
197,531
-6,398
| -3% | -$24.6K |
|
1621
Nuveen Taxable Municipal Income Fund
NBB
$449M
| $688K | ﹤0.01% |
35,204
-6,927
| -16% | -$141K |
|
1622
Liberty Broadband Class A
LBRDA
$4.72B
| $686K | ﹤0.01% |
13,241
-1,197
| -8% | -$63.7K |
|
|
MIN
1623
Aberdeen Intermediate Income Fund
MIN
$273M
| $686K | ﹤0.01% |
147,205
-22,959
| -13% | -$110K |
|
1624
Ross Stores
ROST
$80.5B
| $686K | ﹤0.01% |
13,778
-24,258
| -64% | -$1.22M |
|
|
VAR
1625
DELISTED
Varian Medical Systems, Inc.
VAR
| $686K | ﹤0.01% |
9,081
+1,902
| +26% | +$149K |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.