LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
+$65.9M |
| 2 |
Vanguard Small-Cap Growth ETF
VBK
|
+$35.7M |
| 3 |
Technology Select Sector SPDR Fund
XLK
|
+$29.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$23.2M |
| 5 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$21.8M |
Top Sells
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$930M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$261M |
| 3 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$156M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$129M |
| 5 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$79.1M |
Sector Composition
| 1 | Financials | 2.87% |
| 2 | Technology | 1.79% |
| 3 | Healthcare | 1.78% |
| 4 | Real Estate | 1.45% |
| 5 | Energy | 1.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
AVTA
1576
DELISTED
Avantax, Inc. Common Stock
AVTA
| $573K | 0.01% |
50,402
-3,186
| -6% | -$36.2K |
|
1577
Papa John's
PZZA
$1.65B
| $572K | 0.01% |
+7,436
| New | +$572K |
|
1578
Coca-Cola Consolidated
COKE
$10.6B
| $570K | 0.01% |
39,690
| – | – |
|
1579
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$665M
| $568K | 0.01% |
19,300
+1,221
| +7% | +$35.9K |
|
1580
Semtech
SMTC
$5.23B
| $568K | 0.01% |
20,662
-452
| -2% | -$12.4K |
|
1581
Virtus LifeSci Biotech Products ETF
BBP
$27.7M
| $567K | 0.01% |
17,149
-2,409
| -12% | -$79.6K |
|
1582
Kroger
KR
$45.2B
| $567K | 0.01% |
19,560
-1,122
| -5% | -$32.5K |
|
1583
Best Buy
BBY
$15.9B
| $566K | 0.01% |
14,892
+371
| +3% | +$14.1K |
|
1584
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$308M
| $566K | 0.01% |
38,569
+15,818
| +70% | +$232K |
|
1585
PhenixFIN
PFX
$96.1M
| $565K | 0.01% |
3,709
+334
| +10% | +$50.9K |
|
|
MNR
1586
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $565K | 0.01% |
41,419
+478
| +1% | +$6.52K |
|
1587
Core Laboratories
CLB
$581M
| $564K | 0.01% |
5,054
-8
| -0.2% | -$893 |
|
|
IGI
1588
Western Asset Investment Grade Defined Opportunity Trust
IGI
$101M
| $564K | 0.01% |
24,666
+4,261
| +21% | +$97.4K |
|
1589
Nexstar Media Group
NXST
$6.27B
| $564K | 0.01% |
9,704
-660
| -6% | -$38.4K |
|
1590
Boston Beer
SAM
$2.36B
| $563K | 0.01% |
3,671
-273
| -7% | -$41.9K |
|
|
COHR
1591
DELISTED
Coherent Inc
COHR
| $563K | 0.01% |
5,166
+2,552
| +98% | +$278K |
|
|
AGU
1592
DELISTED
Agrium
AGU
| $563K | 0.01% |
6,339
+400
| +7% | +$35.5K |
|
1593
iShares CMBS ETF
CMBS
$468M
| $563K | 0.01% |
10,679
+2,499
| +31% | +$132K |
|
|
NVX
1594
DELISTED
Nuveen Calif Div Muni
NVX
| $561K | 0.01% |
34,554
+6,342
| +22% | +$103K |
|
1595
Hercules Capital
HTGC
$3.53B
| $560K | 0.01% |
41,403
+16,725
| +68% | +$226K |
|
|
BBBY
1596
DELISTED
Bed Bath & Beyond Inc
BBBY
| $560K | 0.01% |
12,736
-5,964
| -32% | -$262K |
|
|
HNW
1597
Pioneer Diversified High Income Fund
HNW
$107M
| $559K | 0.01% |
34,360
-3,891
| -10% | -$63.3K |
|
|
BID
1598
DELISTED
Sotheby's
BID
| $559K | 0.01% |
+15,106
| New | +$559K |
|
|
DCT
1599
DELISTED
DCT Industrial Trust Inc.
DCT
| $559K | 0.01% |
11,778
-2,364
| -17% | -$112K |
|
1600
ResMed
RMD
$39.6B
| $558K | 0.01% |
8,671
-196
| -2% | -$12.6K |
|