LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$757M |
| 2 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$687M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$513M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$300M |
| 5 |
iShares Core Universal USD Bond ETF
IUSB
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$521M |
| 2 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$436M |
| 3 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$391M |
| 4 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$373M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$216M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.35% |
| 2 | Financials | 3.13% |
| 3 | Consumer Discretionary | 2.91% |
| 4 | Healthcare | 2.88% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1551
Dolby
DLB
$5.51B
| $4.22M | ﹤0.01% |
53,915
-1,051
| -2% | -$84.5K |
|
1552
Pacer American Energy Infrastructure ETF
USAI
$128M
| $4.21M | ﹤0.01% |
146,366
-3,780
| -3% | -$98.4K |
|
|
BCV
1553
Bancroft Fund
BCV
$133M
| $4.2M | ﹤0.01% |
184,521
-1,779
| -1% | -$41.3K |
|
1554
ArcelorMittal
MT
$52.9B
| $4.18M | ﹤0.01% |
130,489
+5,892
| +5% | +$189K |
|
1555
Amplify AI Powered Equity ETF
AIEQ
$120M
| $4.17M | ﹤0.01% |
113,085
+8,779
| +8% | +$322K |
|
|
TRTN
1556
DELISTED
Triton International Limited
TRTN
| $4.17M | ﹤0.01% |
59,415
+8,067
| +16% | +$522K |
|
1557
ALPS O'Shares Global Internet Giants ETF
OGIG
$104M
| $4.17M | ﹤0.01% |
110,764
-4,475
| -4% | -$179K |
|
1558
State Street SPDR S&P Pharmaceuticals ETF
XPH
$476M
| $4.16M | ﹤0.01% |
91,924
+1,711
| +2% | +$75.2K |
|
1559
abrdn Physical Palladium Shares ETF
PALL
$618M
| $4.16M | ﹤0.01% |
99,470
+24,315
| +32% | +$1.06M |
|
1560
JD.com
JD
$44.6B
| $4.14M | ﹤0.01% |
71,610
-87,380
| -55% | -$5.94M |
|
1561
Suncor Energy
SU
$79.4B
| $4.14M | ﹤0.01% |
126,997
+13,497
| +12% | +$401K |
|
1562
iShares High Yield Systematic Bond ETF
HYDB
$1.61B
| $4.12M | ﹤0.01% |
84,494
-4,818
| -5% | -$238K |
|
1563
CRISPR Therapeutics
CRSP
$4.73B
| $4.1M | ﹤0.01% |
65,372
+13,240
| +25% | +$831K |
|
|
FITE
1564
State Street SPDR S&P Kensho Future Security ETF
FITE
$143M
| $4.1M | ﹤0.01% |
77,856
+17,987
| +30% | +$892K |
|
1565
Equity Residential
EQR
$24.9B
| $4.09M | ﹤0.01% |
45,447
+1,742
| +4% | +$154K |
|
|
BSMP
1566
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
| $4.08M | ﹤0.01% |
164,761
+59,763
| +57% | +$1.52M |
|
1567
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
| $4.08M | ﹤0.01% |
28,936
+6,745
| +30% | +$941K |
|
1568
Yum China
YUMC
$16.5B
| $4.08M | ﹤0.01% |
98,303
-16,609
| -14% | -$782K |
|
1569
Amdocs
DOX
$5.92B
| $4.08M | ﹤0.01% |
49,625
+3,776
| +8% | +$296K |
|
1570
WBI BullBear Value 3000 ETF
WBIF
$23.5M
| $4.08M | ﹤0.01% |
128,395
-68,472
| -35% | -$2.13M |
|
|
LGI
1571
Lazard Global Total Return & Income Fund
LGI
$236M
| $4.08M | ﹤0.01% |
227,682
+22,520
| +11% | +$418K |
|
1572
Invesco Food & Beverage ETF
PBJ
$108M
| $4.07M | ﹤0.01% |
88,062
+8,301
| +10% | +$373K |
|
1573
Agilent Technologies
A
$39.1B
| $4.06M | ﹤0.01% |
30,677
-3,239
| -10% | -$446K |
|
1574
Nordson
NDSN
$16.6B
| $4.05M | ﹤0.01% |
17,834
+1,092
| +7% | +$251K |
|
|
CIK
1575
Credit Suisse Asset Management Income Fund
CIK
$134M
| $4.05M | ﹤0.01% |
1,326,652
+49,252
| +4% | +$157K |
|
Similar funds
LPL Financial's Q1 2022 Portfolio in Review
As of Q1 2022, LPL Financial held 4,507 positions worth $116B, down 2.3% from $119B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2022 filing shows 176 new, 2,291 increased, 1,601 reduced and 331 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M. The largest sale was iShares Core MSCI Emerging Markets ETF, an estimated $521M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Discretionary.
- LPL Financial's largest Q1 2022 buy was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M.
- LPL Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2022, an estimated $757M increase.
- LPL Financial's biggest Q1 2022 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $521M.
- LPL Financial fully exited Dimensional US Core Equity 2 ETF in Q1 2022, selling an estimated $391M.
- LPL Financial's ten largest holdings make up 19% of its $116B portfolio in Q1 2022.
- LPL Financial opened 176 new positions and closed 331 in Q1 2022.
- LPL Financial's portfolio value fell 2.3% quarter-over-quarter to $116B.
Based on LPL Financial's 13F filing for Q1 2022, filed 16 May 2022.