LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$209M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$151M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$138M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$133M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$72.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$136M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$62.5M |
| 3 |
iShares US Basic Materials ETF
IYM
|
+$39.5M |
| 4 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$37.4M |
| 5 |
Vanguard Total Stock Market ETF
VTI
|
+$31.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.13% |
| 2 | Financials | 2.74% |
| 3 | Healthcare | 2.24% |
| 4 | Industrials | 2.19% |
| 5 | Communication Services | 2.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SRCL
1551
DELISTED
Stericycle Inc
SRCL
| $1.12M | ﹤0.01% |
17,123
-7,057
| -29% | -$439K |
|
|
JSD
1552
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
| $1.11M | ﹤0.01% |
65,569
+5,410
| +9% | +$92.2K |
|
1553
Global X US Infrastructure Development ETF
PAVE
$13.7B
| $1.11M | ﹤0.01% |
68,428
-60,584
| -47% | -$990K |
|
|
SPYB
1554
DELISTED
SPDR S&P 500 Buyback ETF
SPYB
| $1.11M | ﹤0.01% |
17,704
+980
| +6% | +$61.6K |
|
1555
Henry Schein
HSIC
$9.81B
| $1.11M | ﹤0.01% |
19,513
+9,833
| +102% | +$554K |
|
1556
Ovintiv
OVV
$16.9B
| $1.1M | ﹤0.01% |
16,930
-8,994
| -35% | -$564K |
|
1557
Stellantis
STLA
$17.3B
| $1.1M | ﹤0.01% |
58,484
-12,173
| -17% | -$267K |
|
1558
Roku
ROKU
$21.5B
| $1.1M | ﹤0.01% |
25,889
+10,825
| +72% | +$395K |
|
1559
Harley-Davidson
HOG
$2.58B
| $1.1M | ﹤0.01% |
26,198
+56
| +0.2% | +$2.36K |
|
1560
Quest Diagnostics
DGX
$26B
| $1.1M | ﹤0.01% |
9,996
-1,722
| -15% | -$179K |
|
|
CNCR
1561
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
| $1.1M | ﹤0.01% |
45,486
-74,706
| -62% | -$2.01M |
|
1562
iShares MSCI Canada ETF
EWC
$6.13B
| $1.1M | ﹤0.01% |
38,515
-7,743
| -17% | -$220K |
|
1563
OneMain Financial
OMF
$7.41B
| $1.1M | ﹤0.01% |
32,978
+1,031
| +3% | +$33.4K |
|
1564
MGE Energy Inc
MGEE
$3.07B
| $1.1M | ﹤0.01% |
17,402
+159
| +0.9% | +$9.27K |
|
1565
VanEck Low Carbon Energy ETF
SMOG
$127M
| $1.1M | ﹤0.01% |
18,768
+1,125
| +6% | +$68.6K |
|
1566
Landstar System
LSTR
$6.2B
| $1.1M | ﹤0.01% |
10,034
+305
| +3% | +$33.5K |
|
|
JHA
1567
DELISTED
Nuveen High Inc Dec 2018 Tgt Trm
JHA
| $1.09M | ﹤0.01% |
110,865
+5,810
| +6% | +$57.1K |
|
|
CIM
1568
Chimera Investment
CIM
$1.06B
| $1.09M | ﹤0.01% |
19,876
-3,673
| -16% | -$198K |
|
1569
WisdomTree Dynamic International Equity Fund
DDWM
$1.47B
| $1.09M | ﹤0.01% |
37,557
-12,446
| -25% | -$376K |
|
|
ABFL
1570
Abacus FCF Leaders ETF
ABFL
$515M
| $1.09M | ﹤0.01% |
30,450
+18,050
| +146% | +$642K |
|
1571
State Street SPDR S&P International Small Cap ETF
GWX
$837M
| $1.09M | ﹤0.01% |
31,644
-13,565
| -30% | -$483K |
|
1572
Box
BOX
$4.47B
| $1.08M | ﹤0.01% |
+43,425
| New | +$1.08M |
|
1573
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.98B
| $1.08M | ﹤0.01% |
42,769
+4,515
| +12% | +$114K |
|
1574
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
| $1.08M | ﹤0.01% |
22,630
+86
| +0.4% | +$4.11K |
|
1575
C.H. Robinson
CHRW
$19.7B
| $1.08M | ﹤0.01% |
12,925
-1,002
| -7% | -$89.4K |
|
Similar funds
LPL Financial's Q2 2018 Portfolio in Review
As of Q2 2018, LPL Financial held 3,378 positions worth $38.1B, up 4.9% from $36.3B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
LPL Financial deployed $1.14B of net new capital in Q2 2018, opening 201 new positions and adding to 1,572 existing holdings. Its largest new stake was Invesco S&P 500 Quality ETF: 487,751 shares worth $14.6M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $136M trimmed.
- LPL Financial's largest Q2 2018 buy was Invesco S&P 500 Quality ETF: 487,751 shares worth $14.6M.
- LPL Financial added most to iShares TIPS Bond ETF in Q2 2018, an estimated $209M increase.
- LPL Financial's biggest Q2 2018 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $136M.
- LPL Financial fully exited PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX in Q2 2018, selling an estimated $15.3M.
- LPL Financial's ten largest holdings make up 24% of its $38.1B portfolio in Q2 2018.
- LPL Financial opened 201 new positions and closed 171 in Q2 2018.
- LPL Financial's portfolio value rose 4.9% quarter-over-quarter to $38.1B.
Based on LPL Financial's 13F filing for Q2 2018, filed 14 Aug 2018.