LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$393M |
| 2 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$317M |
| 3 |
SPDR S&P 500 ETF Trust
SPY
|
+$260M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$207M |
| 5 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$178M |
Top Sells
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$273M |
| 2 |
iShares US Technology ETF
IYW
|
+$137M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$133M |
| 4 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$112M |
| 5 |
iShares MSCI EAFE Growth ETF
EFG
|
+$85.2M |
Sector Composition
| 1 | Technology | 6.51% |
| 2 | Financials | 3.09% |
| 3 | Healthcare | 2.97% |
| 4 | Consumer Discretionary | 2.6% |
| 5 | Industrials | 2.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
1501
EQT Corp
EQT
$31.8B
| $5.87M | ﹤0.01% |
144,602
+8,853
| +7% | +$359K |
|
1502
BlackRock Multi-Sector Income Trust
BIT
$605M
| $5.86M | ﹤0.01% |
405,230
+105,614
| +35% | +$1.53M |
|
1503
Reaves Utility Income Fund
UTG
$3.41B
| $5.86M | ﹤0.01% |
237,570
+30,429
| +15% | +$750K |
|
1504
Schwab International Small-Cap Equity ETF
SCHC
$4.9B
| $5.85M | ﹤0.01% |
181,500
+124,123
| +216% | +$4M |
|
1505
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.91B
| $5.85M | ﹤0.01% |
83,783
+4,464
| +6% | +$312K |
|
1506
iShares ESG Advanced MSCI EAFE ETF
DMXF
$839M
| $5.84M | ﹤0.01% |
102,377
+65,328
| +176% | +$3.73M |
|
1507
Invesco AI and Next Gen Software ETF
IGPT
$545M
| $5.84M | ﹤0.01% |
180,245
+49,031
| +37% | +$1.59M |
|
|
CSA
1508
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
| $5.84M | ﹤0.01% |
99,671
+1,247
| +1% | +$73K |
|
1509
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.26B
| $5.82M | ﹤0.01% |
332,334
+129,389
| +64% | +$2.27M |
|
1510
Saba Closed-End Funds ETF
CEFS
$318M
| $5.82M | ﹤0.01% |
332,325
+47,558
| +17% | +$833K |
|
1511
RPM International
RPM
$16.2B
| $5.81M | ﹤0.01% |
61,311
+6,331
| +12% | +$600K |
|
|
JPS
1512
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $5.8M | ﹤0.01% |
940,158
-108,535
| -10% | -$670K |
|
1513
Fidelity Dividend ETF for Rising Rates
FDRR
$615M
| $5.79M | ﹤0.01% |
145,523
+15,852
| +12% | +$630K |
|
1514
FT Vest US Equity Deep Buffer ETF December
DDEC
$347M
| $5.78M | ﹤0.01% |
172,184
+11,132
| +7% | +$374K |
|
1515
Essex Property Trust
ESS
$17.2B
| $5.78M | ﹤0.01% |
27,246
+2,524
| +10% | +$535K |
|
1516
Vale
VALE
$45.5B
| $5.76M | ﹤0.01% |
429,522
-21,095
| -5% | -$283K |
|
1517
American Century US Quality Value ETF
VALQ
$256M
| $5.75M | ﹤0.01% |
118,163
-2,019
| -2% | -$98.2K |
|
1518
Allegion
ALLE
$15B
| $5.72M | ﹤0.01% |
54,909
+18,080
| +49% | +$1.88M |
|
1519
Unity
U
$18.4B
| $5.71M | ﹤0.01% |
182,127
+30,223
| +20% | +$948K |
|
1520
Invesco S&P International Developed Momentum ETF
IDMO
$1.63B
| $5.71M | ﹤0.01% |
172,070
+99,857
| +138% | +$3.31M |
|
1521
Invesco BulletShares 2032 Corporate Bond ETF
BSCW
$1.03B
| $5.7M | ﹤0.01% |
297,113
+82,703
| +39% | +$1.59M |
|
1522
First Trust Japan AlphaDEX Fund
FJP
$204M
| $5.67M | ﹤0.01% |
114,079
+80,875
| +244% | +$4.02M |
|
1523
Baker Hughes
BKR
$45.8B
| $5.67M | ﹤0.01% |
160,631
+14,542
| +10% | +$514K |
|
1524
First Trust Dividend Strength ETF
FTDS
$27.8M
| $5.66M | ﹤0.01% |
134,965
+4,748
| +4% | +$199K |
|
1525
Crocs
CROX
$4.23B
| $5.66M | ﹤0.01% |
64,185
+8,469
| +15% | +$747K |
|