LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$109M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$91.3M |
| 3 |
iShares Core S&P Small-Cap ETF
IJR
|
+$89.2M |
| 4 |
iShares Short Maturity Bond ETF
NEAR
|
+$87.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$76.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$36.6M |
| 2 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$35.8M |
| 3 |
iShare MSCI Eurozone ETF
EZU
|
+$34.1M |
| 4 |
iShares MSCI Singapore ETF
EWS
|
+$32.2M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$28.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.42% |
| 2 | Financials | 2.78% |
| 3 | Healthcare | 2.37% |
| 4 | Industrials | 2.25% |
| 5 | Consumer Discretionary | 2.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1476
Interactive Brokers
IBKR
$38.4B
| $1.3M | ﹤0.01% |
94,324
-7,896
| -8% | -$120K |
|
1477
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
| $1.3M | ﹤0.01% |
27,188
+4,558
| +20% | +$218K |
|
1478
Bath & Body Works
BBWI
$3.97B
| $1.3M | ﹤0.01% |
52,949
+9,875
| +23% | +$247K |
|
1479
Dover
DOV
$26.7B
| $1.3M | ﹤0.01% |
14,649
+450
| +3% | +$37.1K |
|
|
RWW
1480
DELISTED
Invesco S&P Financials Revenue ETF
RWW
| $1.29M | ﹤0.01% |
19,117
-1,097
| -5% | -$74.4K |
|
1481
Supernus Pharmaceuticals
SUPN
$2.7B
| $1.29M | ﹤0.01% |
25,655
-18,800
| -42% | -$928K |
|
|
NEWR
1482
DELISTED
New Relic, Inc.
NEWR
| $1.29M | ﹤0.01% |
13,709
+457
| +3% | +$47.3K |
|
|
ACH
1483
Accendra Health
ACH
$254M
| $1.29M | ﹤0.01% |
77,961
+23,194
| +42% | +$394K |
|
1484
Sprouts Farmers Market
SFM
$7.44B
| $1.28M | ﹤0.01% |
46,841
+1,136
| +2% | +$27.9K |
|
1485
VeriSign
VRSN
$26.3B
| $1.28M | ﹤0.01% |
8,020
+2,265
| +39% | +$347K |
|
1486
Haemonetics
HAE
$3.88B
| $1.28M | ﹤0.01% |
+11,196
| New | +$1.16M |
|
1487
C.H. Robinson
CHRW
$20.5B
| $1.28M | ﹤0.01% |
13,088
+163
| +1% | +$15.3K |
|
|
HQL
1488
abrdn Life Sciences Investors
HQL
$584M
| $1.28M | ﹤0.01% |
62,804
+2,480
| +4% | +$49.3K |
|
1489
Jacobs Solutions
J
$16B
| $1.28M | ﹤0.01% |
20,254
+2,539
| +14% | +$149K |
|
1490
Tapestry
TPR
$30.3B
| $1.28M | ﹤0.01% |
25,453
+3,825
| +18% | +$187K |
|
1491
HF Sinclair
DINO
$16.2B
| $1.28M | ﹤0.01% |
18,294
-12,615
| -41% | -$890K |
|
1492
Campbell Soup
CPB
$6.85B
| $1.28M | ﹤0.01% |
34,895
+727
| +2% | +$29.6K |
|
1493
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
| $1.28M | ﹤0.01% |
71,514
+9,200
| +15% | +$172K |
|
1494
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$148M
| $1.27M | ﹤0.01% |
44,059
-1,159
| -3% | -$32.8K |
|
|
OAK
1495
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
| $1.27M | ﹤0.01% |
30,801
-2,288
| -7% | -$94.1K |
|
1496
Marvell Technology
MRVL
$147B
| $1.27M | ﹤0.01% |
65,942
+50,793
| +335% | +$1.04M |
|
1497
iShares MSCI Emerging Markets Asia ETF
EEMA
$800M
| $1.27M | ﹤0.01% |
18,753
+9,851
| +111% | +$674K |
|
1498
BlackRock Corporate High Yield Fund
HYT
$1.35B
| $1.27M | ﹤0.01% |
120,790
+19,922
| +20% | +$211K |
|
1499
iShares US Small Cap Equity Factor ETF
SMLF
$4.05B
| $1.27M | ﹤0.01% |
29,231
+7,164
| +32% | +$313K |
|
1500
Janus Henderson Small Cap Growth Alpha ETF
JSML
$355M
| $1.27M | ﹤0.01% |
27,964
+10,619
| +61% | +$466K |
|
Similar funds
LPL Financial's Q3 2018 Portfolio in Review
As of Q3 2018, LPL Financial held 3,397 positions worth $41.7B, up 9.5% from $38.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
LPL Financial deployed $1.97B of net new capital in Q3 2018, opening 192 new positions and adding to 1,682 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 728,055 shares worth $29M.
By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $36.6M trimmed.
- LPL Financial's largest Q3 2018 buy was Xtrackers USD High Yield Corporate Bond ETF: 728,055 shares worth $29M.
- LPL Financial added most to iShares Core S&P Mid-Cap ETF in Q3 2018, an estimated $109M increase.
- LPL Financial's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $36.6M.
- LPL Financial fully exited iShares iBonds Sep 2018 Term Muni Bond ETF in Q3 2018, selling an estimated $2.44M.
- LPL Financial's ten largest holdings make up 24% of its $41.7B portfolio in Q3 2018.
- LPL Financial opened 192 new positions and closed 170 in Q3 2018.
- LPL Financial's portfolio value rose 9.5% quarter-over-quarter to $41.7B.
Based on LPL Financial's 13F filing for Q3 2018, filed 14 Nov 2018.