LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+7.58%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$117B
AUM Growth
+$117B
Cap. Flow
+$6.25B
Cap. Flow %
5.36%
Top 10 Hldgs %
16.83%
Holding
4,633
New
250
Increased
2,328
Reduced
1,745
Closed
207
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
STIP icon
126
iShares 0-5 Year TIPS Bond ETF
STIP
$12.7B
$178M 0.15% 1,840,722 -203,103 -10% -$19.7M
GCOR icon
127
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$638M
$176M 0.15% 4,271,228 -46,257 -1% -$1.9M
FLOT icon
128
iShares Floating Rate Bond ETF
FLOT
$9.15B
$175M 0.15% 3,486,781 -350,759 -9% -$17.7M
IWR icon
129
iShares Russell Mid-Cap ETF
IWR
$44.4B
$173M 0.15% 2,567,897 +43,054 +2% +$2.9M
IEI icon
130
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
$171M 0.15% 1,486,396 +141,407 +11% +$16.2M
SPTL icon
131
SPDR Portfolio Long Term Treasury ETF
SPTL
$11.4B
$170M 0.15% 5,872,723 +444,157 +8% +$12.9M
EFA icon
132
iShares MSCI EAFE ETF
EFA
$66B
$170M 0.15% 2,588,447 -18,062 -0.7% -$1.19M
TIPX icon
133
SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$1.75B
$170M 0.15% 9,205,852 +154,003 +2% +$2.84M
FIXD icon
134
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.34B
$169M 0.15% 3,856,521 -571,550 -13% -$25.1M
VMBS icon
135
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.7B
$169M 0.14% 3,716,960 +42,060 +1% +$1.91M
VBR icon
136
Vanguard Small-Cap Value ETF
VBR
$31.4B
$165M 0.14% 1,041,895 +62,941 +6% +$10M
AVGO icon
137
Broadcom
AVGO
$1.4T
$165M 0.14% 295,420 +19,018 +7% +$10.6M
GSIE icon
138
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.21B
$164M 0.14% 5,707,920 -155,077 -3% -$4.46M
VHT icon
139
Vanguard Health Care ETF
VHT
$15.6B
$162M 0.14% 652,710 +10,295 +2% +$2.55M
CAT icon
140
Caterpillar
CAT
$196B
$159M 0.14% 665,245 -35,591 -5% -$8.53M
RTX icon
141
RTX Corp
RTX
$212B
$159M 0.14% 1,578,141 +107,653 +7% +$10.9M
TLT icon
142
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$158M 0.13% 1,582,547 +326,456 +26% +$32.5M
SPSB icon
143
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$157M 0.13% 5,356,390 +423,207 +9% +$12.4M
XLRE icon
144
Real Estate Select Sector SPDR Fund
XLRE
$7.68B
$157M 0.13% 4,245,701 -1,570,437 -27% -$58M
DLN icon
145
WisdomTree US LargeCap Dividend Fund
DLN
$5.28B
$157M 0.13% 2,527,511 +288,419 +13% +$17.9M
BLV icon
146
Vanguard Long-Term Bond ETF
BLV
$5.53B
$156M 0.13% 2,159,352 +791,889 +58% +$57.4M
NEE icon
147
NextEra Energy, Inc.
NEE
$148B
$156M 0.13% 1,869,882 +64,278 +4% +$5.37M
PFF icon
148
iShares Preferred and Income Securities ETF
PFF
$14.4B
$155M 0.13% 5,071,926 -276,042 -5% -$8.43M
FTGC icon
149
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.23B
$155M 0.13% 6,309,042 -805,286 -11% -$19.7M
FPE icon
150
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$154M 0.13% 9,138,058 +171,137 +2% +$2.88M