LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
-5.11%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$104B
AUM Growth
+$104B
Cap. Flow
+$5.03B
Cap. Flow %
4.86%
Top 10 Hldgs %
17.75%
Holding
4,565
New
175
Increased
2,378
Reduced
1,695
Closed
176
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
TIPX icon
126
SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$1.75B
$165M 0.16% 9,051,849 +3,508,769 +63% +$63.9M
MOAT icon
127
VanEck Morningstar Wide Moat ETF
MOAT
$12.8B
$164M 0.16% 2,734,673 +160,016 +6% +$9.6M
SPEM icon
128
SPDR Portfolio Emerging Markets ETF
SPEM
$13.1B
$163M 0.16% 5,267,308 +850,426 +19% +$26.4M
SPTL icon
129
SPDR Portfolio Long Term Treasury ETF
SPTL
$11.4B
$161M 0.16% 5,428,566 +1,164,011 +27% +$34.5M
IWR icon
130
iShares Russell Mid-Cap ETF
IWR
$44.4B
$157M 0.15% 2,524,843 +81,896 +3% +$5.09M
LMT icon
131
Lockheed Martin
LMT
$106B
$157M 0.15% 405,462 +43,261 +12% +$16.7M
DIS icon
132
Walt Disney
DIS
$213B
$155M 0.15% 1,638,136 +20,557 +1% +$1.94M
IEI icon
133
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
$154M 0.15% 1,344,989 -166,430 -11% -$19M
MCD icon
134
McDonald's
MCD
$224B
$153M 0.15% 664,154 +27,809 +4% +$6.42M
SPTI icon
135
SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$9.04B
$153M 0.15% 5,446,989 +549,469 +11% +$15.5M
VTIP icon
136
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$152M 0.15% 3,164,829 -3,057 -0.1% -$147K
FPE icon
137
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$150M 0.14% 8,966,921 +78,934 +0.9% +$1.32M
FDL icon
138
First Trust Morningstar Dividend Leaders Index Fund
FDL
$5.85B
$148M 0.14% 4,606,241 +1,262,611 +38% +$40.6M
CSCO icon
139
Cisco
CSCO
$274B
$147M 0.14% 3,663,730 +150,298 +4% +$6.01M
EFA icon
140
iShares MSCI EAFE ETF
EFA
$66B
$146M 0.14% 2,606,509 -19,857 -0.8% -$1.11M
GSIE icon
141
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.21B
$145M 0.14% 5,862,997 -195,082 -3% -$4.83M
SPSB icon
142
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$144M 0.14% 4,933,183 -108,191 -2% -$3.16M
VHT icon
143
Vanguard Health Care ETF
VHT
$15.6B
$144M 0.14% 642,415 +15,825 +3% +$3.54M
NEE icon
144
NextEra Energy, Inc.
NEE
$148B
$142M 0.14% 1,805,604 +135,089 +8% +$10.6M
VBR icon
145
Vanguard Small-Cap Value ETF
VBR
$31.4B
$140M 0.14% 978,954 +46,124 +5% +$6.61M
CVS icon
146
CVS Health
CVS
$92.8B
$140M 0.14% 1,470,991 +61,620 +4% +$5.88M
VNQ icon
147
Vanguard Real Estate ETF
VNQ
$34.6B
$138M 0.13% 1,721,316 -60,846 -3% -$4.88M
ARKK icon
148
ARK Innovation ETF
ARKK
$7.45B
$137M 0.13% 3,627,965 +30,165 +0.8% +$1.14M
BAC icon
149
Bank of America
BAC
$376B
$136M 0.13% 4,507,998 +237,230 +6% +$7.16M
USHY icon
150
iShares Broad USD High Yield Corporate Bond ETF
USHY
$25.3B
$136M 0.13% 4,038,485 -372,353 -8% -$12.5M