LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco BuyBack Achievers ETF
PKW
|
+$145M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$130M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$60.7M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$57M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$50.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$1.07B |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$199M |
| 3 |
iShares MBS ETF
MBB
|
+$140M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$91.8M |
| 5 |
HDV
iShares Core High Dividend ETF
HDV
|
+$78.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3% |
| 2 | Energy | 2.83% |
| 3 | Healthcare | 2.65% |
| 4 | Financials | 2.62% |
| 5 | Industrials | 2.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
iShares MSCI China ETF
MCHI
$6.32B
| $706K | ﹤0.01% |
14,678
-5,206
| -26% | -$229K |
|
|
ERC
1402
Allspring Multi-Sector Income Fund
ERC
$256M
| $705K | ﹤0.01% |
50,334
-5,500
| -10% | -$77.9K |
|
|
ITC
1403
DELISTED
ITC HOLDINGS CORP
ITC
| $705K | ﹤0.01% |
21,963
+3,417
| +18% | +$104K |
|
|
CHL
1404
DELISTED
China Mobile Limited
CHL
| $705K | ﹤0.01% |
12,793
+8,318
| +186% | +$450K |
|
|
MVO
1405
DELISTED
MV Oil Trust
MVO
| $704K | ﹤0.01% |
25,117
+3,046
| +14% | +$86.4K |
|
|
MLPJ
1406
DELISTED
Global X Junior MLP ETF
MLPJ
| $704K | ﹤0.01% |
45,110
+2,798
| +7% | +$43.8K |
|
|
NUC
1407
DELISTED
NUVEEN CALIF QUAL INCM MUNI FD
NUC
| $702K | ﹤0.01% |
50,311
-4,791
| -9% | -$68.4K |
|
1408
Avista
AVA
$3.34B
| $701K | ﹤0.01% |
26,005
+3,615
| +16% | +$99K |
|
1409
Fresenius Medical Care
FMS
$13.8B
| $701K | ﹤0.01% |
21,674
+31
| +0.1% | +$1.01K |
|
1410
Aegon
AEG
$14B
| $697K | ﹤0.01% |
130,601
+106,904
| +451% | +$546K |
|
1411
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
| $697K | ﹤0.01% |
53,405
-1,207
| -2% | -$16.2K |
|
|
ATW
1412
DELISTED
Atwood Oceanics
ATW
| $697K | ﹤0.01% |
12,358
+1,672
| +16% | +$94.2K |
|
1413
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$690M
| $696K | ﹤0.01% |
11,739
-13,351
| -53% | -$796K |
|
1414
Southwest Airlines
LUV
$22B
| $695K | ﹤0.01% |
45,379
+561
| +1% | +$7.63K |
|
|
HQL
1415
abrdn Life Sciences Investors
HQL
$581M
| $694K | ﹤0.01% |
37,078
+4,745
| +15% | +$90.9K |
|
1416
C.H. Robinson
CHRW
$17.4B
| $691K | ﹤0.01% |
11,624
-3,049
| -21% | -$179K |
|
1417
Louisiana-Pacific
LPX
$5.06B
| $691K | ﹤0.01% |
38,583
-14,486
| -27% | -$239K |
|
|
CLR
1418
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $691K | ﹤0.01% |
12,240
+4,380
| +56% | +$210K |
|
1419
Invesco Oil & Gas Services ETF
PXJ
$65.9M
| $690K | ﹤0.01% |
5,370
-356
| -6% | -$43.2K |
|
1420
AutoZone
AZO
$49.2B
| $688K | ﹤0.01% |
1,615
+296
| +22% | +$127K |
|
|
SOR
1421
Source Capital
SOR
$383M
| $688K | ﹤0.01% |
11,027
+314
| +3% | +$19.8K |
|
|
PMR
1422
DELISTED
Invesco Dynamic Retail ETF
PMR
| $688K | ﹤0.01% |
20,252
+425
| +2% | +$13.8K |
|
|
PT
1423
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
| $688K | ﹤0.01% |
139,822
+33,274
| +31% | +$131K |
|
|
TYN
1424
DELISTED
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
| $687K | ﹤0.01% |
25,601
+2,780
| +12% | +$79.5K |
|
1425
Schwab US Dividend Equity ETF
SCHD
$104B
| $686K | ﹤0.01% |
60,189
-615
| -1% | -$6.94K |
|
Similar funds
LPL Financial's Q3 2013 Portfolio in Review
As of Q3 2013, LPL Financial held 2,666 positions worth $15B, up 8% from $13.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial withdrew a net $671M in Q3 2013, closing 131 positions and reducing 998 holdings. Its most notable exit was Equinix, an estimated $2.26M position sold in full.
By sector, the portfolio is most concentrated in Technology at 3% of assets, up from 2.8% a quarter earlier, followed by Energy and Healthcare.
Against the trend, LPL Financial opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $32.5M.
- LPL Financial's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 2,619,591 shares worth $32.5M.
- LPL Financial added most to Invesco BuyBack Achievers ETF in Q3 2013, an estimated $145M increase.
- LPL Financial's biggest Q3 2013 reduction was iShares TIPS Bond ETF, cutting an estimated $1.07B.
- LPL Financial fully exited Equinix in Q3 2013, selling an estimated $2.26M.
- LPL Financial's ten largest holdings make up 20% of its $15B portfolio in Q3 2013.
- LPL Financial opened 246 new positions and closed 131 in Q3 2013.
- LPL Financial's portfolio value rose 8% quarter-over-quarter to $15B.
Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.