LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$209M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$151M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$138M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$133M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$72.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$136M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$62.5M |
| 3 |
iShares US Basic Materials ETF
IYM
|
+$39.5M |
| 4 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$37.4M |
| 5 |
Vanguard Total Stock Market ETF
VTI
|
+$31.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.13% |
| 2 | Financials | 2.74% |
| 3 | Healthcare | 2.24% |
| 4 | Industrials | 2.19% |
| 5 | Communication Services | 2.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WFT
1376
DELISTED
Weatherford International plc
WFT
| $1.43M | ﹤0.01% |
434,259
-20,366
| -4% | -$63.4K |
|
1377
Agilent Technologies
A
$39.7B
| $1.43M | ﹤0.01% |
23,076
+2,567
| +13% | +$167K |
|
1378
EPR Properties
EPR
$4.92B
| $1.43M | ﹤0.01% |
22,011
-2,308
| -9% | -$137K |
|
1379
First Trust Dow Jones Select MicroCap Index Fund
FDM
$265M
| $1.42M | ﹤0.01% |
27,872
+2,667
| +11% | +$132K |
|
1380
United Airlines
UAL
$40.2B
| $1.42M | ﹤0.01% |
20,353
+2,356
| +13% | +$164K |
|
|
MVIN
1381
DELISTED
Natixis Seeyond International Minimum Volatility ETF
MVIN
| $1.42M | ﹤0.01% |
32,429
-3,185
| -9% | -$144K |
|
|
VVC
1382
DELISTED
Vectren Corporation
VVC
| $1.42M | ﹤0.01% |
19,814
-1,172
| -6% | -$81K |
|
1383
SiriusXM
SIRI
$10.7B
| $1.42M | ﹤0.01% |
20,894
-777
| -4% | -$52.5K |
|
|
ABB
1384
DELISTED
ABB Ltd
ABB
| $1.41M | ﹤0.01% |
64,884
+1,640
| +3% | +$38.1K |
|
|
QDYN
1385
DELISTED
FlexShares Quality Dividend Dynamic Index Fund
QDYN
| $1.41M | ﹤0.01% |
32,328
-12,616
| -28% | -$551K |
|
1386
Sonoco
SON
$5.99B
| $1.41M | ﹤0.01% |
26,819
+1,349
| +5% | +$69.3K |
|
|
BSJN
1387
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
| $1.41M | ﹤0.01% |
54,227
+9,114
| +20% | +$237K |
|
1388
Republic Services
RSG
$66.6B
| $1.4M | ﹤0.01% |
20,505
+1,982
| +11% | +$134K |
|
1389
Rollins
ROL
$18.8B
| $1.4M | ﹤0.01% |
59,942
+28,833
| +93% | +$655K |
|
1390
Targa Resources
TRGP
$56.2B
| $1.4M | ﹤0.01% |
28,306
-675
| -2% | -$32.1K |
|
1391
Pan American Silver
PAAS
$18.2B
| $1.4M | ﹤0.01% |
78,227
+363
| +0.5% | +$6.26K |
|
|
HOLX
1392
DELISTED
Hologic
HOLX
| $1.4M | ﹤0.01% |
35,182
+1,000
| +3% | +$38.5K |
|
1393
Broadridge
BR
$18.3B
| $1.4M | ﹤0.01% |
12,123
-1,020
| -8% | -$115K |
|
1394
Prologis
PLD
$137B
| $1.39M | ﹤0.01% |
21,213
+457
| +2% | +$29.4K |
|
|
JWN
1395
DELISTED
Nordstrom
JWN
| $1.39M | ﹤0.01% |
26,836
+5,374
| +25% | +$266K |
|
1396
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.64B
| $1.39M | ﹤0.01% |
32,400
+2,810
| +9% | +$116K |
|
|
FMK
1397
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
| $1.39M | ﹤0.01% |
40,058
+2,859
| +8% | +$98K |
|
1398
iShares Asia 50 ETF
AIA
$4.4B
| $1.39M | ﹤0.01% |
22,078
-8,393
| -28% | -$559K |
|
1399
Campbell Soup
CPB
$6.8B
| $1.39M | ﹤0.01% |
34,168
-15,037
| -31% | -$585K |
|
1400
iShares Global Utilities ETF
JXI
$319M
| $1.38M | ﹤0.01% |
28,230
+12
| +0% | +$585 |
|
Similar funds
LPL Financial's Q2 2018 Portfolio in Review
As of Q2 2018, LPL Financial held 3,378 positions worth $38.1B, up 4.9% from $36.3B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
LPL Financial deployed $1.14B of net new capital in Q2 2018, opening 201 new positions and adding to 1,572 existing holdings. Its largest new stake was Invesco S&P 500 Quality ETF: 487,751 shares worth $14.6M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $136M trimmed.
- LPL Financial's largest Q2 2018 buy was Invesco S&P 500 Quality ETF: 487,751 shares worth $14.6M.
- LPL Financial added most to iShares TIPS Bond ETF in Q2 2018, an estimated $209M increase.
- LPL Financial's biggest Q2 2018 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $136M.
- LPL Financial fully exited PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX in Q2 2018, selling an estimated $15.3M.
- LPL Financial's ten largest holdings make up 24% of its $38.1B portfolio in Q2 2018.
- LPL Financial opened 201 new positions and closed 171 in Q2 2018.
- LPL Financial's portfolio value rose 4.9% quarter-over-quarter to $38.1B.
Based on LPL Financial's 13F filing for Q2 2018, filed 14 Aug 2018.