LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$570M |
| 2 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$501M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$240M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$239M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$236M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$392M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$284M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$266M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$130M |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$115M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.54% |
| 2 | Healthcare | 3.12% |
| 3 | Financials | 3.03% |
| 4 | Consumer Discretionary | 2.7% |
| 5 | Industrials | 2.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
UBA
1351
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $5.21M | 0.01% |
335,959
-3,300
| -1% | -$56.2K |
|
1352
AGNC Investment
AGNC
$12.4B
| $5.2M | 0.01% |
617,883
-16,246
| -3% | -$191K |
|
1353
Nuveen ESG High Yield Corporate Bond ETF
NUHY
$111M
| $5.2M | 0.01% |
264,251
+46,730
| +21% | +$977K |
|
1354
Eastman Chemical
EMN
$8B
| $5.2M | 0.01% |
73,188
-2,585
| -3% | -$232K |
|
1355
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
| $5.2M | 0.01% |
56,983
+17,463
| +44% | +$1.68M |
|
1356
EQT Corp
EQT
$33.3B
| $5.18M | 0.01% |
127,094
+26,201
| +26% | +$1.14M |
|
1357
Carnival Corporation Ltd
CCL
$38.1B
| $5.16M | 0.01% |
733,412
-579,088
| -44% | -$5.61M |
|
1358
Global X FinTech ETF
FINX
$170M
| $5.14M | 0.01% |
253,408
+19,047
| +8% | +$449K |
|
1359
Lamb Weston
LW
$7.22B
| $5.14M | 0.01% |
66,409
-538
| -0.8% | -$42.1K |
|
1360
Inspire 100 ETF
BIBL
$485M
| $5.13M | 0.01% |
185,024
+5,384
| +3% | +$167K |
|
1361
iShares Core MSCI Europe ETF
IEUR
$8.97B
| $5.12M | ﹤0.01% |
129,517
-69,979
| -35% | -$3.11M |
|
1362
Davis Select US Equity ETF
DUSA
$1.27B
| $5.12M | ﹤0.01% |
202,998
-10,952
| -5% | -$307K |
|
1363
RLI Corp
RLI
$5.62B
| $5.11M | ﹤0.01% |
99,880
-45,578
| -31% | -$2.55M |
|
1364
Fidelity High Dividend ETF
FDVV
$10.1B
| $5.11M | ﹤0.01% |
154,743
+8,266
| +6% | +$307K |
|
1365
CRISPR Therapeutics
CRSP
$4.73B
| $5.11M | ﹤0.01% |
78,159
+6,140
| +9% | +$445K |
|
|
QHY
1366
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$237M
| $5.11M | ﹤0.01% |
119,666
-51,355
| -30% | -$2.33M |
|
1367
iShares Self-Driving EV and Tech ETF
IDRV
$125M
| $5.1M | ﹤0.01% |
152,569
+8,406
| +6% | +$326K |
|
1368
Jack Henry & Associates
JKHY
$10.9B
| $5.08M | ﹤0.01% |
27,897
-724
| -3% | -$142K |
|
1369
Marathon Digital Holdings
MARA
$4.32B
| $5.08M | ﹤0.01% |
474,096
-80,129
| -14% | -$949K |
|
1370
Cohen & Steers Infrastructure Fund
UTF
$3.11B
| $5.08M | ﹤0.01% |
218,423
+5,859
| +3% | +$154K |
|
1371
Teradyne
TER
$57.6B
| $5.06M | ﹤0.01% |
67,367
+6,992
| +12% | +$637K |
|
1372
abrdn Physical Palladium Shares ETF
PALL
$618M
| $5.03M | ﹤0.01% |
125,255
+33,430
| +36% | +$1.29M |
|
1373
Bank of Montreal
BMO
$126B
| $5.03M | ﹤0.01% |
57,366
-744
| -1% | -$71.9K |
|
1374
Deckers Outdoor
DECK
$13.2B
| $5.02M | ﹤0.01% |
96,432
+468
| +0.5% | +$24.4K |
|
1375
Lumen
LUMN
$6.57B
| $5.02M | ﹤0.01% |
689,607
+58,767
| +9% | +$598K |
|
Similar funds
LPL Financial's Q3 2022 Portfolio in Review
As of Q3 2022, LPL Financial held 4,600 positions worth $104B, down 1.5% from $105B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $4.57B of net new capital in Q3 2022, opening 186 new positions and adding to 2,380 existing holdings. Its largest new stake was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
By sector, the portfolio is most concentrated in Technology at 5.5% of assets, down from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Blackstone Senior Loan ETF, an estimated $392M trimmed.
- LPL Financial's largest Q3 2022 buy was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q3 2022, an estimated $570M increase.
- LPL Financial's biggest Q3 2022 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $392M.
- LPL Financial fully exited Global X MSCI China Consumer Staples ETF in Q3 2022, selling an estimated $8.9M.
- LPL Financial's ten largest holdings make up 18% of its $104B portfolio in Q3 2022.
- LPL Financial opened 186 new positions and closed 183 in Q3 2022.
- LPL Financial's portfolio value fell 1.5% quarter-over-quarter to $104B.
Based on LPL Financial's 13F filing for Q3 2022, filed 14 Nov 2022.