LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.5M |
| 2 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$51.9M |
| 3 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$51.7M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$50.7M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| 1 |
iShares MBS ETF
MBB
|
+$96.3M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
+$73.5M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$67.3M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$60.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$37.8M |
Sector Composition
| 1 | Healthcare | 3.17% |
| 2 | Financials | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
CY
1326
DELISTED
Cypress Semiconductor
CY
| $1.04M | 0.01% |
88,902
-8,709
| -9% | -$102K |
|
1327
APA Corp
APA
$8.17B
| $1.04M | 0.01% |
18,666
-7,042
| -27% | -$391K |
|
1328
iShares GNMA Bond ETF
GNMA
$370M
| $1.04M | 0.01% |
20,717
+13,279
| +179% | +$664K |
|
1329
AutoZone
AZO
$72.3B
| $1.03M | 0.01% |
1,532
-248
| -14% | -$167K |
|
1330
Adams Diversified Equity Fund
ADX
$2.65B
| $1.03M | 0.01% |
73,758
-1,578
| -2% | -$22.1K |
|
1331
Boston Scientific
BSX
$152B
| $1.03M | 0.01% |
58,809
+6,029
| +11% | +$106K |
|
|
GHY
1332
PGIM Global High Yield Fund
GHY
$539M
| $1.03M | 0.01% |
68,222
-292
| -0.4% | -$4.42K |
|
1333
Alnylam Pharmaceuticals
ALNY
$61.1B
| $1.03M | 0.01% |
8,689
+115
| +1% | +$13.6K |
|
|
RAD
1334
DELISTED
Rite Aid Corporation
RAD
| $1.03M | 0.01% |
6,218
-889
| -13% | -$147K |
|
1335
GameStop
GME
$11.2B
| $1.02M | 0.01% |
92,268
+45,504
| +97% | +$504K |
|
1336
Markel Group
MKL
$24.7B
| $1.02M | 0.01% |
1,213
+80
| +7% | +$67.4K |
|
1337
OGE Energy
OGE
$8.96B
| $1.02M | 0.01% |
35,052
+6,497
| +23% | +$189K |
|
1338
WisdomTree International LargeCap Dividend Fund
DOL
$665M
| $1.02M | 0.01% |
21,613
+12,091
| +127% | +$570K |
|
1339
First Trust Japan AlphaDEX Fund
FJP
$203M
| $1.01M | 0.01% |
20,247
-11,113
| -35% | -$557K |
|
1340
Alliant Energy
LNT
$16.7B
| $1.01M | 0.01% |
34,216
-7,424
| -18% | -$219K |
|
1341
Marsh & McLennan
MMC
$99.8B
| $1.01M | 0.01% |
17,706
-912
| -5% | -$52.1K |
|
1342
Applied Materials
AMAT
$134B
| $1.01M | 0.01% |
52,406
-1,899
| -3% | -$36.6K |
|
|
CTR
1343
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
| $1.01M | 0.01% |
11,342
+262
| +2% | +$23.3K |
|
|
TIF
1344
DELISTED
Tiffany & Co.
TIF
| $1.01M | 0.01% |
10,840
-970
| -8% | -$90.1K |
|
|
AXAS
1345
DELISTED
Abraxas Petroleum Corporation
AXAS
| $1M | 0.01% |
19,278
-1,052
| -5% | -$54.7K |
|
|
NQI
1346
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
| $1M | 0.01% |
78,907
-19,384
| -20% | -$246K |
|
|
DCT
1347
DELISTED
DCT Industrial Trust Inc.
DCT
| $1M | 0.01% |
30,430
+188
| +0.6% | +$6.18K |
|
1348
Honda
HMC
$43.8B
| $1M | 0.01% |
30,819
+4,979
| +19% | +$162K |
|
1349
Kite Realty
KRG
$4.95B
| $1M | 0.01% |
39,992
-18,390
| -31% | -$460K |
|
|
DHY
1350
Credit Suisse High Yield Bond Fund
DHY
$218M
| $999K | 0.01% |
388,773
-373,013
| -49% | -$959K |
|