LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1326
APA Corp
APA
$12.2B
| $1.04M | 0.01% |
18,666
-7,042
| -27% | -$444K |
|
1327
iShares GNMA Bond ETF
GNMA
$425M
| $1.04M | 0.01% |
20,717
+13,279
| +179% | +$668K |
|
1328
AutoZone
AZO
$50.6B
| $1.03M | 0.01% |
1,532
-248
| -14% | -$170K |
|
1329
Adams Diversified Equity Fund
ADX
$3.09B
| $1.03M | 0.01% |
73,758
-1,578
| -2% | -$22.3K |
|
1330
Boston Scientific
BSX
$69B
| $1.03M | 0.01% |
58,809
+6,029
| +11% | +$108K |
|
|
GHY
1331
PGIM Global High Yield Fund
GHY
$481M
| $1.03M | 0.01% |
68,222
-292
| -0.4% | -$4.6K |
|
1332
Alnylam Pharmaceuticals
ALNY
$38.3B
| $1.03M | 0.01% |
8,689
+115
| +1% | +$13.7K |
|
|
RAD
1333
DELISTED
Rite Aid Corporation
RAD
| $1.03M | 0.01% |
6,218
-889
| -13% | -$149K |
|
1334
GameStop
GME
$9.86B
| $1.02M | 0.01% |
92,268
+45,504
| +97% | +$468K |
|
1335
Markel Group
MKL
$25.6B
| $1.02M | 0.01% |
1,213
+80
| +7% | +$62.2K |
|
1336
OGE Energy
OGE
$10.3B
| $1.02M | 0.01% |
35,052
+6,497
| +23% | +$202K |
|
1337
WisdomTree True Developed International Fund
DOL
$815M
| $1.02M | 0.01% |
21,613
+12,091
| +127% | +$608K |
|
1338
First Trust Japan AlphaDEX Fund
FJP
$245M
| $1.01M | 0.01% |
20,247
-11,113
| -35% | -$568K |
|
1339
Alliant Energy
LNT
$19.2B
| $1.01M | 0.01% |
34,216
-7,424
| -18% | -$225K |
|
|
MRSH
1340
Marsh
MRSH
$90.9B
| $1.01M | 0.01% |
17,706
-912
| -5% | -$52.7K |
|
1341
Applied Materials
AMAT
$381B
| $1.01M | 0.01% |
52,406
-1,899
| -3% | -$39K |
|
|
CTR
1342
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
| $1.01M | 0.01% |
11,342
+262
| +2% | +$26.1K |
|
|
TIF
1343
DELISTED
Tiffany & Co.
TIF
| $1.01M | 0.01% |
10,840
-970
| -8% | -$86.8K |
|
|
AXAS
1344
DELISTED
Abraxas Petroleum Corp
AXAS
| $1M | 0.01% |
19,278
-1,052
| -5% | -$68.7K |
|
|
NQI
1345
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
| $1M | 0.01% |
78,907
-19,384
| -20% | -$252K |
|
|
DCT
1346
DELISTED
DCT Industrial Trust Inc.
DCT
| $1M | 0.01% |
30,430
+188
| +0.6% | +$6.25K |
|
1347
Honda
HMC
$39.2B
| $1M | 0.01% |
30,819
+4,979
| +19% | +$170K |
|
1348
Kite Realty
KRG
$5.95B
| $1M | 0.01% |
39,992
-18,390
| -31% | -$496K |
|
|
DHY
1349
Credit Suisse High Yield Credit Fund
DHY
$240M
| $999K | 0.01% |
388,773
-373,013
| -49% | -$1.04M |
|
|
RFI
1350
Cohen & Steers Total Return Realty Fund
RFI
$315M
| $999K | 0.01% |
79,701
-2,472
| -3% | -$32.1K |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.