LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares MBS ETF
MBB
|
+$223M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$57.2M |
| 3 |
iShares Short Treasury Bond ETF
SHV
|
+$46.3M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$33.6M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$28.7M |
Top Sells
| 1 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
+$90.7M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
+$74M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$47.2M |
| 4 |
iShares Gold Trust
IAU
|
+$47.1M |
| 5 |
iShare MSCI Eurozone ETF
EZU
|
+$42.5M |
Sector Composition
| 1 | Healthcare | 3.15% |
| 2 | Financials | 3.11% |
| 3 | Technology | 3.05% |
| 4 | Industrials | 2.55% |
| 5 | Consumer Staples | 2.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
1301
TRI-Continental Corp
TY
$1.77B
| $903K | 0.01% |
45,709
+3,912
| +9% | +$77.3K |
|
|
BBBY
1302
DELISTED
Bed Bath & Beyond Inc
BBBY
| $903K | 0.01% |
15,208
-1,505
| -9% | -$89.4K |
|
|
FIT
1303
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $902K | 0.01% |
23,679
+14,155
| +149% | +$539K |
|
1304
Carlyle Group
CG
$24.1B
| $901K | 0.01% |
48,907
+33,557
| +219% | +$618K |
|
1305
Fidelity MSCI Information Technology Index ETF
FTEC
$15.5B
| $901K | 0.01% |
28,713
+2,953
| +11% | +$92.7K |
|
|
IRY
1306
DELISTED
SPDR S&P International Health Care Sector
IRY
| $899K | ﹤0.01% |
18,175
+11,118
| +158% | +$550K |
|
|
ULTI
1307
DELISTED
Ultimate Software Group Inc
ULTI
| $896K | ﹤0.01% |
4,839
+2,852
| +144% | +$528K |
|
1308
PhenixFIN
PFX
| $894K | ﹤0.01% |
5,756
-2,727
| -32% | -$424K |
|
|
CSI
1309
DELISTED
Cutwater Select Income Fund
CSI
| $893K | ﹤0.01% |
47,222
+4,051
| +9% | +$76.6K |
|
1310
Manitowoc
MTW
$362M
| $891K | ﹤0.01% |
59,690
-22,068
| -27% | -$329K |
|
|
HPF
1311
John Hancock Preferred Income Fund II
HPF
$357M
| $890K | ﹤0.01% |
46,469
-36,159
| -44% | -$693K |
|
1312
FirstEnergy
FE
$25.3B
| $889K | ﹤0.01% |
28,117
-29,040
| -51% | -$918K |
|
1313
Kohl's
KSS
$1.71B
| $889K | ﹤0.01% |
18,977
+800
| +4% | +$37.5K |
|
1314
Nuveen California Municipal Value Fund
NCA
$288M
| $889K | ﹤0.01% |
84,295
+2,945
| +4% | +$31.1K |
|
|
MUI
1315
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $888K | ﹤0.01% |
64,082
-17,537
| -21% | -$243K |
|
1316
Jones Lang LaSalle
JLL
$14.8B
| $886K | ﹤0.01% |
6,023
+1,426
| +31% | +$210K |
|
|
BRW
1317
Saba Capital Income & Opportunities Fund
BRW
$345M
| $885K | ﹤0.01% |
88,486
-10,080
| -10% | -$101K |
|
|
HME
1318
DELISTED
HOME PROPERTIES, INC
HME
| $885K | ﹤0.01% |
11,768
-2,780
| -19% | -$209K |
|
|
IGD
1319
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$472M
| $882K | ﹤0.01% |
123,752
-133,857
| -52% | -$954K |
|
1320
ProShares Ultra Energy
DIG
$71.4M
| $881K | ﹤0.01% |
19,627
+539
| +3% | +$24.2K |
|
1321
Alnylam Pharmaceuticals
ALNY
$61.1B
| $880K | ﹤0.01% |
10,969
+2,280
| +26% | +$183K |
|
1322
BlackRock MuniYield Fund
MYD
$483M
| $880K | ﹤0.01% |
62,072
-5,638
| -8% | -$79.9K |
|
1323
Keurig Dr Pepper
KDP
$37B
| $879K | ﹤0.01% |
10,650
-4,738
| -31% | -$391K |
|
1324
VanEck BDC Income ETF
BIZD
$1.67B
| $878K | ﹤0.01% |
55,389
-61,232
| -53% | -$971K |
|
1325
lululemon athletica
LULU
$19B
| $871K | ﹤0.01% |
16,998
-1,438
| -8% | -$73.7K |
|