LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ROIC
1301
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $947K | 0.01% |
63,368
+2,248
| +4% | +$32.8K |
|
1302
Amdocs
DOX
$6.03B
| $944K | 0.01% |
+20,316
| New | +$888K |
|
|
AGC
1303
DELISTED
Advent Claymore Conv Sec & Incme
AGC
| $943K | 0.01% |
124,678
+25,554
| +26% | +$194K |
|
|
BLE
1304
DELISTED
BlackRock Municipal Income Trust II
BLE
| $942K | 0.01% |
67,213
+1,690
| +3% | +$23.3K |
|
1305
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$156M
| $941K | 0.01% |
27,220
+4,237
| +18% | +$149K |
|
|
LGF
1306
DELISTED
Lions Gate Entertainment
LGF
| $940K | 0.01% |
35,163
+23,502
| +202% | +$721K |
|
1307
VanEck Brazil Small-Cap ETF
BRF
$21.5M
| $939K | 0.01% |
32,594
+7,513
| +30% | +$206K |
|
1308
Dollar General
DG
$28.4B
| $939K | 0.01% |
16,932
+1,807
| +12% | +$105K |
|
1309
Ambev
ABEV
$47.9B
| $938K | 0.01% |
126,520
+3,279
| +3% | +$23K |
|
|
TOO
1310
DELISTED
Teekay Offshore Partners L.P.
TOO
| $937K | 0.01% |
28,641
+87
| +0.3% | +$2.78K |
|
1311
Nokia
NOK
$46.9B
| $932K | 0.01% |
126,916
-328,749
| -72% | -$2.47M |
|
1312
LyondellBasell Industries
LYB
$19.5B
| $931K | 0.01% |
10,467
+6,507
| +164% | +$547K |
|
|
NMO
1313
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
| $931K | 0.01% |
72,945
+2,283
| +3% | +$28.8K |
|
|
HES
1314
DELISTED
Hess
HES
| $930K | 0.01% |
11,223
-12,936
| -54% | -$1.03M |
|
1315
Autoliv
ALV
$9.14B
| $929K | 0.01% |
12,849
-634
| -5% | -$42.9K |
|
1316
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $926K | 0.01% |
33,332
-7,814
| -19% | -$217K |
|
1317
Genworth Financial
GNW
$3.86B
| $925K | 0.01% |
52,193
-9,604
| -16% | -$154K |
|
1318
NetEase
NTES
$83B
| $923K | 0.01% |
68,540
-2,570
| -4% | -$37.1K |
|
|
CY
1319
DELISTED
Cypress Semiconductor
CY
| $921K | 0.01% |
89,699
-4,926
| -5% | -$49.9K |
|
1320
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
| $916K | 0.01% |
30,710
+23,675
| +337% | +$702K |
|
|
MFD
1321
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
| $911K | 0.01% |
53,142
+21,963
| +70% | +$372K |
|
|
FMK
1322
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
| $911K | 0.01% |
36,641
+10,076
| +38% | +$249K |
|
1323
Astronics
ATRO
$3.21B
| $910K | 0.01% |
31,423
-17,783
| -36% | -$500K |
|
1324
Ovintiv
OVV
$17B
| $910K | 0.01% |
8,514
+1,499
| +21% | +$142K |
|
1325
AutoZone
AZO
$51.3B
| $906K | 0.01% |
1,686
-86
| -5% | -$44.6K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.