LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$87.8M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$72.6M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.3M |
| 4 |
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.2M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$43M |
Top Sells
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$120M |
| 2 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
+$57.3M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$53.3M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$41.2M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.87% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.67% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
VNR
1301
DELISTED
Vanguard Natural Resources, LLC
VNR
| $948K | 0.01% |
31,846
+2,330
| +8% | +$69.4K |
|
|
ROIC
1302
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $947K | 0.01% |
63,368
+2,248
| +4% | +$33.6K |
|
1303
Amdocs
DOX
$9.39B
| $944K | 0.01% |
+20,316
| New | +$944K |
|
|
AGC
1304
DELISTED
Advent Claymore Conv Sec & Incme
AGC
| $943K | 0.01% |
124,678
+25,554
| +26% | +$193K |
|
1305
BlackRock Municipal Income Trust II
BLE
$493M
| $942K | 0.01% |
67,213
+1,690
| +3% | +$23.7K |
|
1306
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$1.1B
| $941K | 0.01% |
27,220
+4,237
| +18% | +$146K |
|
|
LGF
1307
DELISTED
Lions Gate Entertainment
LGF
| $940K | 0.01% |
35,163
+23,502
| +202% | +$628K |
|
1308
VanEck Brazil Small-Cap ETF
BRF
$21.8M
| $939K | 0.01% |
32,594
+7,513
| +30% | +$216K |
|
1309
Dollar General
DG
$23.2B
| $939K | 0.01% |
16,932
+1,807
| +12% | +$100K |
|
1310
Ambev
ABEV
$35.7B
| $938K | 0.01% |
126,520
+3,279
| +3% | +$24.3K |
|
|
TOO
1311
DELISTED
Teekay Offshore Partners L.P.
TOO
| $937K | 0.01% |
28,641
+87
| +0.3% | +$2.85K |
|
1312
Nokia
NOK
$24.9B
| $932K | 0.01% |
126,916
-328,749
| -72% | -$2.41M |
|
1313
LyondellBasell Industries
LYB
$17.8B
| $931K | 0.01% |
10,467
+6,507
| +164% | +$579K |
|
|
NMO
1314
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
| $931K | 0.01% |
72,945
+2,283
| +3% | +$29.1K |
|
|
HES
1315
DELISTED
Hess
HES
| $930K | 0.01% |
11,223
-12,936
| -54% | -$1.07M |
|
1316
Autoliv
ALV
$9.8B
| $929K | 0.01% |
12,849
-634
| -5% | -$45.8K |
|
1317
SPDR Portfolio TIPS ETF
SPIP
$989M
| $926K | 0.01% |
33,332
-7,814
| -19% | -$217K |
|
1318
Genworth Financial
GNW
$3.51B
| $925K | 0.01% |
52,193
-9,604
| -16% | -$170K |
|
1319
NetEase
NTES
$95B
| $923K | 0.01% |
68,540
-2,570
| -4% | -$34.6K |
|
|
CY
1320
DELISTED
Cypress Semiconductor
CY
| $921K | 0.01% |
89,699
-4,926
| -5% | -$50.6K |
|
1321
First Trust Small Cap Growth AlphaDEX Fund
FYC
$547M
| $916K | 0.01% |
30,710
+23,675
| +337% | +$706K |
|
|
MFD
1322
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
| $911K | 0.01% |
53,142
+21,963
| +70% | +$377K |
|
|
FMK
1323
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
| $911K | 0.01% |
36,641
+10,076
| +38% | +$251K |
|
1324
Astronics
ATRO
$1.43B
| $910K | 0.01% |
26,186
-14,819
| -36% | -$515K |
|
1325
Ovintiv
OVV
$10.9B
| $910K | 0.01% |
8,514
+1,499
| +21% | +$160K |
|