LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.5M |
| 2 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$51.9M |
| 3 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$51.7M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$50.7M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| 1 |
iShares MBS ETF
MBB
|
+$96.3M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
+$73.5M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$67.3M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$60.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$37.8M |
Sector Composition
| 1 | Healthcare | 3.17% |
| 2 | Financials | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
DNI
1276
DELISTED
Dividend and Income Fund
DNI
| $1.12M | 0.01% |
79,256
-105,645
| -57% | -$1.49M |
|
1277
SPDR S&P International Small Cap ETF
GWX
$787M
| $1.11M | 0.01% |
36,931
+5,916
| +19% | +$178K |
|
1278
Regions Financial
RF
$24.3B
| $1.11M | 0.01% |
109,557
-2,425
| -2% | -$24.7K |
|
1279
Axon Enterprise
AXON
$59.3B
| $1.11M | 0.01% |
+34,488
| New | +$1.11M |
|
1280
iShares Russell Top 200 ETF
IWL
$1.83B
| $1.11M | 0.01% |
23,607
+10,831
| +85% | +$509K |
|
|
INVN
1281
DELISTED
Invensense Inc
INVN
| $1.11M | 0.01% |
79,435
+3,212
| +4% | +$44.8K |
|
1282
Gladstone Capital
GLAD
$526M
| $1.11M | 0.01% |
67,587
+17,739
| +36% | +$290K |
|
1283
ProShares Short QQQ
PSQ
$537M
| $1.11M | 0.01% |
3,950
-1,229
| -24% | -$344K |
|
1284
Fidelity National Information Services
FIS
$34.9B
| $1.1M | 0.01% |
17,648
+1,292
| +8% | +$80.7K |
|
1285
Quest Diagnostics
DGX
$20.5B
| $1.1M | 0.01% |
15,462
+126
| +0.8% | +$8.96K |
|
|
HNT
1286
DELISTED
HEALTH NET INC
HNT
| $1.1M | 0.01% |
16,270
-5,854
| -26% | -$395K |
|
1287
iShares MSCI ACWI ex US ETF
ACWX
$6.79B
| $1.1M | 0.01% |
25,169
+4,566
| +22% | +$199K |
|
|
WPZ
1288
DELISTED
Williams Partners L.P.
WPZ
| $1.1M | 0.01% |
23,049
-1,906
| -8% | -$90.6K |
|
1289
WisdomTree International Equity Fund
DWM
$602M
| $1.1M | 0.01% |
21,779
+12,395
| +132% | +$623K |
|
|
NPM
1290
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
| $1.1M | 0.01% |
82,190
-7,786
| -9% | -$104K |
|
|
PARA
1291
DELISTED
Paramount Global Class B
PARA
| $1.09M | 0.01% |
19,909
-6,229
| -24% | -$342K |
|
|
TE
1292
DELISTED
TECO ENERGY INC
TE
| $1.09M | 0.01% |
60,212
-35,234
| -37% | -$640K |
|
1293
ProShares Ultra Energy
DIG
$71.8M
| $1.09M | 0.01% |
19,088
-1,180
| -6% | -$67.5K |
|
|
WP
1294
DELISTED
Worldpay, Inc.
WP
| $1.09M | 0.01% |
28,095
+9,626
| +52% | +$374K |
|
|
EMD
1295
Western Asset Emerging Markets Debt Fund
EMD
$607M
| $1.09M | 0.01% |
72,864
-2,482
| -3% | -$37.2K |
|
1296
iShares MSCI Mexico ETF
EWW
$1.92B
| $1.08M | 0.01% |
19,001
-4,560
| -19% | -$260K |
|
1297
BlackRock Floating Rate Income Strategies Fund
FRA
$467M
| $1.08M | 0.01% |
79,543
-6,471
| -8% | -$87.9K |
|
1298
Toro Company
TTC
$7.76B
| $1.08M | 0.01% |
31,584
-3,206
| -9% | -$110K |
|
1299
First Trust Emerging Markets AlphaDEX Fund
FEM
$469M
| $1.07M | 0.01% |
48,200
+6,233
| +15% | +$139K |
|
1300
United States 12 Month Oil Fund,
USL
$43.3M
| $1.07M | 0.01% |
44,505
+28,750
| +182% | +$693K |
|