LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
Fluor
FLR
$6.54B
| $1.63M | ﹤0.01% |
28,459
-1,178
| -4% | -$67.6K |
|
1252
ALPS Equal Sector Weight ETF
EQL
$752M
| $1.63M | ﹤0.01% |
72,036
+4,689
| +7% | +$109K |
|
|
IBDO
1253
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
| $1.63M | ﹤0.01% |
66,384
+45,309
| +215% | +$1.12M |
|
|
CXO
1254
DELISTED
CONCHO RESOURCES INC.
CXO
| $1.62M | ﹤0.01% |
10,780
-7,277
| -40% | -$1.11M |
|
1255
Edison International
EIX
$30.3B
| $1.61M | ﹤0.01% |
25,347
-5,432
| -18% | -$335K |
|
1256
VanEck Steel ETF
SLX
$166M
| $1.61M | ﹤0.01% |
35,244
+28,059
| +391% | +$1.37M |
|
|
MTOR
1257
DELISTED
MERITOR, Inc.
MTOR
| $1.61M | ﹤0.01% |
78,490
-2,735
| -3% | -$66.2K |
|
|
MVIN
1258
DELISTED
Natixis Seeyond International Minimum Volatility ETF
MVIN
| $1.61M | ﹤0.01% |
35,614
+2,567
| +8% | +$116K |
|
1259
Monolithic Power Systems
MPWR
$61.4B
| $1.61M | ﹤0.01% |
13,912
-8,290
| -37% | -$983K |
|
1260
BlackRock Multi-Sector Income Trust
BIT
$692M
| $1.61M | ﹤0.01% |
95,773
-9,829
| -9% | -$173K |
|
1261
AGNC Investment
AGNC
$12.7B
| $1.61M | ﹤0.01% |
84,887
-96,659
| -53% | -$1.83M |
|
|
SPIL
1262
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
| $1.61M | ﹤0.01% |
185,650
-9,168
| -5% | -$78.3K |
|
1263
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.9M
| $1.6M | ﹤0.01% |
68,585
+25,614
| +60% | +$599K |
|
1264
Mettler-Toledo International
MTD
$28.1B
| $1.6M | ﹤0.01% |
2,787
+181
| +7% | +$114K |
|
1265
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $1.6M | ﹤0.01% |
32,218
+1,256
| +4% | +$64K |
|
1266
State Street SPDR S&P International Small Cap ETF
GWX
$839M
| $1.6M | ﹤0.01% |
45,209
+1,167
| +3% | +$42K |
|
1267
AdvisorShares Insider Advantage ETF
SURE
$56.5M
| $1.6M | ﹤0.01% |
23,358
+3,931
| +20% | +$281K |
|
1268
NNN REIT
NNN
$9.29B
| $1.6M | ﹤0.01% |
40,714
-26,791
| -40% | -$1.04M |
|
1269
ASML
ASML
$596B
| $1.6M | ﹤0.01% |
8,043
-5,537
| -41% | -$1.09M |
|
1270
KLA
KLAC
$222B
| $1.6M | ﹤0.01% |
146,370
-1,970
| -1% | -$21.9K |
|
1271
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
| $1.59M | ﹤0.01% |
32,941
-713
| -2% | -$35.5K |
|
1272
Ross Stores
ROST
$80.8B
| $1.59M | ﹤0.01% |
20,404
-1,171
| -5% | -$92.9K |
|
1273
Tower Semiconductor
TSEM
$21.2B
| $1.59M | ﹤0.01% |
59,106
+2,422
| +4% | +$77.1K |
|
|
CVGW
1274
DELISTED
Calavo Growers
CVGW
| $1.59M | ﹤0.01% |
17,229
-211
| -1% | -$18.5K |
|
1275
America Movil
AMX
$74.6B
| $1.59M | ﹤0.01% |
83,137
+13,115
| +19% | +$243K |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.