LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MRO
1226
DELISTED
Marathon Oil Corporation
MRO
| $1.69M | ﹤0.01% |
104,504
+18,793
| +22% | +$312K |
|
1227
PUT
Apple
AAPL
$4.97T
| $1.68M | ﹤0.01% |
40,000
+19,600
| +96% | +$844K |
|
1228
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
| $1.68M | ﹤0.01% |
125,150
+20,877
| +20% | +$287K |
|
1229
Hasbro
HAS
$13.5B
| $1.68M | ﹤0.01% |
19,873
-7,040
| -26% | -$653K |
|
1230
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
| $1.68M | ﹤0.01% |
16,761
+310
| +2% | +$31K |
|
1231
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.03B
| $1.67M | ﹤0.01% |
41,602
-3,132
| -7% | -$126K |
|
1232
Simon Property Group
SPG
$76.4B
| $1.67M | ﹤0.01% |
10,840
+1,780
| +20% | +$283K |
|
|
FLIR
1233
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
| $1.67M | ﹤0.01% |
33,425
+1,497
| +5% | +$74.5K |
|
|
HYLD
1234
DELISTED
High Yield ETF
HYLD
| $1.67M | ﹤0.01% |
45,597
+505
| +1% | +$18.5K |
|
|
JPM.WS
1235
DELISTED
JPMorgan Chase
JPM.WS
| $1.67M | ﹤0.01% |
23,977
-400
| -2% | -$29.2K |
|
1236
Fidelity National Financial
FNF
$14.4B
| $1.67M | ﹤0.01% |
43,308
+6,451
| +18% | +$245K |
|
1237
AXIS Capital
AXS
$7.81B
| $1.66M | ﹤0.01% |
28,889
-2,961
| -9% | -$153K |
|
1238
iShares US Telecommunications ETF
IYZ
$1.16B
| $1.66M | ﹤0.01% |
61,464
+4,318
| +8% | +$123K |
|
1239
iShares MSCI Singapore ETF
EWS
$1.04B
| $1.66M | ﹤0.01% |
62,227
-636
| -1% | -$17.1K |
|
1240
InfraCap MLP ETF
AMZA
$466M
| $1.66M | ﹤0.01% |
24,199
-906
| -4% | -$73.1K |
|
1241
Celanese
CE
$4.82B
| $1.64M | ﹤0.01% |
16,385
-2,946
| -15% | -$311K |
|
1242
CBRE Group
CBRE
$43.3B
| $1.64M | ﹤0.01% |
34,746
+12,938
| +59% | +$589K |
|
1243
iShares MSCI Indonesia ETF
EIDO
$466M
| $1.64M | ﹤0.01% |
60,870
+1,391
| +2% | +$40K |
|
1244
ALPS Strategic Income Fund
RIGS
$60.5M
| $1.64M | ﹤0.01% |
66,721
+50,176
| +303% | +$1.25M |
|
1245
PUT
Boeing
BA
$169B
| $1.64M | ﹤0.01% |
+5,000
| New | +$1.69M |
|
|
OIIL
1246
DELISTED
Credit Suisse X-Links WTI Crude Oil Index ETN
OIIL
| $1.64M | ﹤0.01% |
42,185
+1,245
| +3% | +$46.4K |
|
1247
SAP
SAP
$215B
| $1.64M | ﹤0.01% |
15,544
+4,672
| +43% | +$505K |
|
1248
iShares MSCI Pacific ex Japan ETF
EPP
$2.21B
| $1.63M | ﹤0.01% |
35,179
-4,557
| -11% | -$219K |
|
|
KSU
1249
DELISTED
Kansas City Southern
KSU
| $1.63M | ﹤0.01% |
14,869
-3,013
| -17% | -$326K |
|
1250
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
| $1.63M | ﹤0.01% |
71,254
+38,734
| +119% | +$895K |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.