LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
Avery Dennison
AVY
$12.5B
| $1.18M | 0.01% |
19,242
+7,983
| +71% | +$464K |
|
|
HIO
1227
Western Asset High Income Opportunity Fund
HIO
$334M
| $1.18M | 0.01% |
228,444
-19,761
| -8% | -$105K |
|
|
MPT
1228
Medical Properties Trust
MPT
$2.86B
| $1.18M | 0.01% |
88,063
+5,970
| +7% | +$83.3K |
|
1229
ProShares UltraShort Russell2000
TWM
$43.7M
| $1.18M | 0.01% |
1,678
-225
| -12% | -$158K |
|
1230
Snap-on
SNA
$21.1B
| $1.18M | 0.01% |
7,365
+2,252
| +44% | +$347K |
|
1231
Salesforce
CRM
$142B
| $1.18M | 0.01% |
17,011
-11,528
| -40% | -$821K |
|
|
SDRL
1232
DELISTED
Seadrill Limited Common Stock
SDRL
| $1.18M | 0.01% |
456
-42
| -8% | -$135K |
|
|
CMA
1233
DELISTED
Comerica
CMA
| $1.17M | 0.01% |
22,962
+1,323
| +6% | +$64.4K |
|
|
PDM
1234
Piedmont Realty Trust
PDM
$1.22B
| $1.17M | 0.01% |
64,973
-4,647
| -7% | -$82.6K |
|
1235
Campbell Soup
CPB
$6.67B
| $1.17M | 0.01% |
24,711
+1,717
| +7% | +$80.2K |
|
1236
iShares MSCI India ETF
INDA
$6.77B
| $1.16M | 0.01% |
37,452
+1,026
| +3% | +$31.4K |
|
1237
Invesco Global Water ETF
PIO
$271M
| $1.16M | 0.01% |
50,293
+2,097
| +4% | +$51.1K |
|
1238
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$119M
| $1.16M | 0.01% |
32,015
+8,218
| +35% | +$304K |
|
1239
Golub Capital BDC
GBDC
$3.36B
| $1.16M | 0.01% |
+72,395
| New | +$1.23M |
|
|
EWRS
1240
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
| $1.16M | 0.01% |
25,643
-4,470
| -15% | -$208K |
|
1241
Scotiabank
BNS
$106B
| $1.16M | 0.01% |
23,983
+953
| +4% | +$48.6K |
|
1242
ProShares Short Russell2000
RWM
$132M
| $1.16M | 0.01% |
19,881
+435
| +2% | +$25.3K |
|
|
IFN
1243
Aberdeen India Fund
IFN
$490M
| $1.16M | 0.01% |
43,192
-858
| -2% | -$23.1K |
|
1244
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
| $1.16M | 0.01% |
62,608
-2,644
| -4% | -$50.2K |
|
1245
Keurig Dr Pepper
KDP
$41B
| $1.16M | 0.01% |
15,388
-5,406
| -26% | -$412K |
|
|
FNI
1246
DELISTED
First Trust Chindia ETF
FNI
| $1.16M | 0.01% |
39,081
+15,390
| +65% | +$484K |
|
1247
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
| $1.15M | 0.01% |
36,750
-426
| -1% | -$14.4K |
|
|
BBBY
1248
DELISTED
Bed Bath & Beyond Inc
BBBY
| $1.15M | 0.01% |
16,713
-1,161
| -6% | -$83.1K |
|
1249
Ally Financial
ALLY
$13.3B
| $1.15M | 0.01% |
+51,083
| New | +$1.13M |
|
1250
American Eagle Outfitters
AEO
$2.98B
| $1.15M | 0.01% |
66,276
+19,889
| +43% | +$335K |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.