LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+4.55%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$32.8B
AUM Growth
+$32.8B
Cap. Flow
+$3.47B
Cap. Flow %
10.58%
Top 10 Hldgs %
23.67%
Holding
3,122
New
270
Increased
1,726
Reduced
945
Closed
122
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
EMB icon
101
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$61.3M 0.19% 527,739 +156,136 +42% +$18.1M
VOT icon
102
Vanguard Mid-Cap Growth ETF
VOT
$17.6B
$61M 0.19% 477,486 -3,240 -0.7% -$414K
IWV icon
103
iShares Russell 3000 ETF
IWV
$16.6B
$60.6M 0.18% 383,144 +2,147 +0.6% +$340K
FPE icon
104
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$59.8M 0.18% 2,988,701 +246,351 +9% +$4.93M
VOOV icon
105
Vanguard S&P 500 Value ETF
VOOV
$5.71B
$59.4M 0.18% 539,775 -32,824 -6% -$3.61M
KO icon
106
Coca-Cola
KO
$297B
$59.3M 0.18% 1,293,024 +169,388 +15% +$7.77M
EWJ icon
107
iShares MSCI Japan ETF
EWJ
$15.3B
$59.3M 0.18% 989,031 +311,940 +46% +$18.7M
GOOG icon
108
Alphabet (Google) Class C
GOOG
$2.58T
$58.9M 0.18% 56,288 +3,388 +6% +$3.55M
VMBS icon
109
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.7B
$58.6M 0.18% 1,118,271 +441,999 +65% +$23.2M
ABBV icon
110
AbbVie
ABBV
$372B
$58.4M 0.18% 604,066 +51,798 +9% +$5.01M
PFE icon
111
Pfizer
PFE
$141B
$57.3M 0.17% 1,582,172 +166,649 +12% +$6.04M
VOE icon
112
Vanguard Mid-Cap Value ETF
VOE
$18.8B
$56.9M 0.17% 510,364 +57,087 +13% +$6.37M
PGX icon
113
Invesco Preferred ETF
PGX
$3.85B
$56.7M 0.17% 3,813,436 +454,189 +14% +$6.75M
IWO icon
114
iShares Russell 2000 Growth ETF
IWO
$12.4B
$55M 0.17% 294,802 +11,391 +4% +$2.13M
IWP icon
115
iShares Russell Mid-Cap Growth ETF
IWP
$20.5B
$53.9M 0.16% 446,561 +6,556 +1% +$791K
DGRO icon
116
iShares Core Dividend Growth ETF
DGRO
$33.7B
$53.2M 0.16% 1,528,599 +508,396 +50% +$17.7M
DON icon
117
WisdomTree US MidCap Dividend Fund
DON
$3.83B
$52.3M 0.16% 1,482,251 +1,036,322 +232% +$36.6M
VXUS icon
118
Vanguard Total International Stock ETF
VXUS
$102B
$51.9M 0.16% 914,441 +155,761 +21% +$8.85M
IWN icon
119
iShares Russell 2000 Value ETF
IWN
$11.8B
$51.7M 0.16% 411,527 +15,669 +4% +$1.97M
IYW icon
120
iShares US Technology ETF
IYW
$22.9B
$51.6M 0.16% 317,078 -6,709 -2% -$1.09M
NOBL icon
121
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$51.5M 0.16% 804,157 +84,919 +12% +$5.44M
NEAR icon
122
iShares Short Maturity Bond ETF
NEAR
$3.52B
$51.3M 0.16% 1,023,604 +158,555 +18% +$7.95M
IJK icon
123
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.07B
$51.3M 0.16% 237,681 -36,701 -13% -$7.92M
PEP icon
124
PepsiCo
PEP
$204B
$51.2M 0.16% 427,077 +30,602 +8% +$3.67M
VEU icon
125
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$51.1M 0.16% 934,277 -9,330 -1% -$511K