LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+1.74%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$35.9B
AUM Growth
+$35.9B
Cap. Flow
-$489M
Cap. Flow %
-1.36%
Top 10 Hldgs %
21.71%
Holding
3,343
New
183
Increased
1,290
Reduced
1,489
Closed
241
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
KO icon
101
Coca-Cola
KO
$297B
$76.5M 0.21% 1,644,063 -6,671 -0.4% -$310K
FXH icon
102
First Trust Health Care AlphaDEX Fund
FXH
$913M
$76.2M 0.21% 1,354,978 -441,243 -25% -$24.8M
VOOG icon
103
Vanguard S&P 500 Growth ETF
VOOG
$19.2B
$75.9M 0.21% 732,750 +577,222 +371% +$59.8M
GILD icon
104
Gilead Sciences
GILD
$140B
$75.8M 0.21% 793,122 -85,011 -10% -$8.12M
IBB icon
105
iShares Biotechnology ETF
IBB
$5.6B
$73.4M 0.2% 272,045 -116,025 -30% -$31.3M
DGRW icon
106
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.3B
$73M 0.2% 2,350,163 +809,220 +53% +$25.1M
VHT icon
107
Vanguard Health Care ETF
VHT
$15.6B
$73M 0.2% 585,613 -37,840 -6% -$4.72M
V icon
108
Visa
V
$683B
$72.7M 0.2% 944,869 +221,740 +31% +$17.1M
PGX icon
109
Invesco Preferred ETF
PGX
$3.85B
$72.6M 0.2% 4,928,400 +428,670 +10% +$6.31M
GLD icon
110
SPDR Gold Trust
GLD
$107B
$71.1M 0.2% 604,398 +252,032 +72% +$29.7M
FTA icon
111
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.15B
$70.6M 0.2% 1,781,078 -442,327 -20% -$17.5M
FXG icon
112
First Trust Consumer Staples AlphaDEX Fund
FXG
$288M
$69.9M 0.19% 1,517,138 +115,195 +8% +$5.31M
IWN icon
113
iShares Russell 2000 Value ETF
IWN
$11.8B
$68.6M 0.19% 750,617 -14,025 -2% -$1.28M
IWO icon
114
iShares Russell 2000 Growth ETF
IWO
$12.4B
$68.5M 0.19% 521,355 -37,765 -7% -$4.96M
PFE icon
115
Pfizer
PFE
$141B
$67.7M 0.19% 2,160,292 +145,093 +7% +$4.55M
VBK icon
116
Vanguard Small-Cap Growth ETF
VBK
$20.1B
$67.7M 0.19% 575,987 -208,001 -27% -$24.4M
BIV icon
117
Vanguard Intermediate-Term Bond ETF
BIV
$24.1B
$66.4M 0.18% 769,993 +241,417 +46% +$20.8M
WFC icon
118
Wells Fargo
WFC
$263B
$66.4M 0.18% 1,397,040 -97,314 -7% -$4.62M
FDL icon
119
First Trust Morningstar Dividend Leaders Index Fund
FDL
$5.85B
$65.6M 0.18% 2,568,284 +993,246 +63% +$25.4M
IGIB icon
120
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.2B
$63.4M 0.18% 578,111 -39,178 -6% -$4.3M
SPHD icon
121
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.17B
$63.4M 0.18% 1,735,370 +853,491 +97% +$31.2M
PEP icon
122
PepsiCo
PEP
$204B
$62.8M 0.17% 608,763 -20,762 -3% -$2.14M
BOND icon
123
PIMCO Active Bond Exchange-Traded Fund
BOND
$5.81B
$62.1M 0.17% 587,907 -77,897 -12% -$8.23M
IJT icon
124
iShares S&P Small-Cap 600 Growth ETF
IJT
$6.27B
$62M 0.17% 507,725 -383,559 -43% -$46.9M
AMZN icon
125
Amazon
AMZN
$2.44T
$61.6M 0.17% 105,035 +20,700 +25% +$12.1M