LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
East-West Bancorp
EWBC
$17.8B
| $1.81M | 0.01% |
28,923
+1,270
| +5% | +$83.3K |
|
1177
Tractor Supply
TSCO
$16.3B
| $1.8M | 0.01% |
143,745
+31,215
| +28% | +$435K |
|
1178
Axos Financial
AX
$5.58B
| $1.8M | ﹤0.01% |
44,337
-611
| -1% | -$22.3K |
|
|
USG
1179
DELISTED
Usg
USG
| $1.79M | ﹤0.01% |
44,357
-10,613
| -19% | -$385K |
|
1180
Synopsys
SNPS
$71.6B
| $1.79M | ﹤0.01% |
21,565
+5,361
| +33% | +$471K |
|
1181
BlackRock Floating Rate Income Trust
BGT
$321M
| $1.79M | ﹤0.01% |
127,965
-11,454
| -8% | -$159K |
|
|
TCP
1182
DELISTED
TC Pipelines LP
TCP
| $1.79M | ﹤0.01% |
51,502
+14,010
| +37% | +$691K |
|
1183
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.36B
| $1.78M | ﹤0.01% |
66,368
-499
| -0.7% | -$13.7K |
|
|
BRSL
1184
PUT
Brightstar Lottery PLC
BRSL
$1.9B
| $1.78M | ﹤0.01% |
+66,500
| New | +$1.85M |
|
1185
LXP Industrial Trust
LXP
$3.52B
| $1.78M | ﹤0.01% |
45,135
+35,327
| +360% | +$1.5M |
|
|
SNDS
1186
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
| $1.78M | ﹤0.01% |
96,538
+3,746
| +4% | +$68.9K |
|
1187
Goodyear
GT
$2.09B
| $1.77M | ﹤0.01% |
66,771
+7,073
| +12% | +$219K |
|
|
EWRM
1188
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
| $1.77M | ﹤0.01% |
28,168
-26,005
| -48% | -$1.64M |
|
1189
iShares Russell Top 200 ETF
IWL
$2.13B
| $1.77M | ﹤0.01% |
29,214
-476
| -2% | -$30K |
|
1190
Invesco DB Agriculture Fund
DBA
$1.23B
| $1.77M | ﹤0.01% |
94,246
+4,498
| +5% | +$85.3K |
|
1191
First Trust Municipal High Income ETF
FMHI
$991M
| $1.77M | ﹤0.01% |
+35,496
| New | +$1.78M |
|
|
CLR
1192
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $1.76M | ﹤0.01% |
29,874
-188
| -0.6% | -$10.1K |
|
1193
RPM International
RPM
$13.8B
| $1.76M | ﹤0.01% |
36,921
+1,011
| +3% | +$51.5K |
|
|
OAK
1194
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
| $1.76M | ﹤0.01% |
44,390
-7,979
| -15% | -$342K |
|
1195
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
| $1.76M | ﹤0.01% |
62,355
-4,201
| -6% | -$119K |
|
1196
Newmont
NEM
$96.2B
| $1.75M | ﹤0.01% |
44,925
-2,153
| -5% | -$83.1K |
|
|
JHMH
1197
DELISTED
John Hancock Multifactor Healthcare ETF
JHMH
| $1.75M | ﹤0.01% |
56,862
+3,659
| +7% | +$118K |
|
1198
Royce Value Trust
RVT
$2.19B
| $1.75M | ﹤0.01% |
112,715
+10,485
| +10% | +$169K |
|
1199
D.R. Horton
DHI
$41.2B
| $1.75M | ﹤0.01% |
39,877
+9,138
| +30% | +$427K |
|
1200
Lamb Weston
LW
$7.42B
| $1.75M | ﹤0.01% |
30,004
+6,312
| +27% | +$357K |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.