LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
Invesco WilderHill Clean Energy ETF
PBW
$379M
| $1.15M | 0.01% |
32,380
+8,273
| +34% | +$288K |
|
|
IHS
1177
DELISTED
IHS INC CL-A COM STK
IHS
| $1.14M | 0.01% |
9,384
+1,722
| +22% | +$203K |
|
1178
State Street SPDR S&P China ETF
GXC
$456M
| $1.14M | 0.01% |
15,662
-7,121
| -31% | -$519K |
|
|
DCT
1179
DELISTED
DCT Industrial Trust Inc.
DCT
| $1.14M | 0.01% |
36,066
+201
| +0.6% | +$6.04K |
|
|
SIAL
1180
DELISTED
SIGMA - ALDRICH CORP
SIAL
| $1.14M | 0.01% |
12,169
-393
| -3% | -$36.7K |
|
|
DISH
1181
DELISTED
DISH Network Corp.
DISH
| $1.14M | 0.01% |
18,261
+1,945
| +12% | +$113K |
|
1182
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
| $1.14M | 0.01% |
29,793
-24,802
| -45% | -$906K |
|
1183
Invesco
IVZ
$12.4B
| $1.14M | 0.01% |
30,688
+6,443
| +27% | +$223K |
|
1184
Sturm, Ruger & Co
RGR
$603M
| $1.14M | 0.01% |
18,977
-10,764
| -36% | -$758K |
|
|
CHL
1185
DELISTED
China Mobile Limited
CHL
| $1.14M | 0.01% |
24,900
+9,740
| +64% | +$462K |
|
1186
First Trust Utilities AlphaDEX Fund
FXU
$826M
| $1.13M | 0.01% |
51,002
-1,456
| -3% | -$30.5K |
|
1187
Invesco Global Water ETF
PIO
$271M
| $1.13M | 0.01% |
46,439
+5,023
| +12% | +$117K |
|
1188
DaVita
DVA
$15.5B
| $1.13M | 0.01% |
16,361
+2,949
| +22% | +$196K |
|
1189
Canadian Natural Resources
CNQ
$96.9B
| $1.13M | 0.01% |
60,666
-1,101
| -2% | -$18.6K |
|
1190
Wheaton Precious Metals
WPM
$49.7B
| $1.13M | 0.01% |
49,554
+10,357
| +26% | +$244K |
|
1191
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.24B
| $1.12M | 0.01% |
21,483
+911
| +4% | +$46.5K |
|
|
EMES
1192
DELISTED
Emerge Energy Services LP
EMES
| $1.12M | 0.01% |
18,018
+1,238
| +7% | +$59K |
|
1193
NNN REIT
NNN
$9.29B
| $1.12M | 0.01% |
32,609
-10,881
| -25% | -$363K |
|
|
SPLS
1194
DELISTED
Staples Inc
SPLS
| $1.12M | 0.01% |
98,622
+2,354
| +2% | +$30.7K |
|
1195
Alnylam Pharmaceuticals
ALNY
$38.3B
| $1.12M | 0.01% |
16,634
+3,746
| +29% | +$290K |
|
1196
Huntington Bancshares
HBAN
$34B
| $1.12M | 0.01% |
112,050
+8,540
| +8% | +$81.1K |
|
|
HQL
1197
abrdn Life Sciences Investors
HQL
$584M
| $1.11M | 0.01% |
51,177
+16,815
| +49% | +$374K |
|
1198
Enbridge
ENB
$120B
| $1.11M | 0.01% |
24,378
+3,890
| +19% | +$168K |
|
1199
ProShares UltraShort Euro
EUO
$35.2M
| $1.11M | 0.01% |
65,527
+3,750
| +6% | +$64.3K |
|
|
EDD
1200
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
| $1.11M | 0.01% |
84,287
-92,117
| -52% | -$1.17M |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.