LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
| $14.2M | 0.01% |
228,799
+22,551
| +11% | +$1.41M |
|
|
BSJO
1152
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
| $14.1M | 0.01% |
622,219
-91,893
| -13% | -$2.09M |
|
1153
Sprott Uranium Miners ETF
URNM
$1.71B
| $14.1M | 0.01% |
286,754
+28,234
| +11% | +$1.49M |
|
1154
Unum
UNM
$13.2B
| $14.1M | 0.01% |
276,244
+14,566
| +6% | +$754K |
|
1155
BlackRock Taxable Municipal Bond Trust
BBN
$971M
| $14.1M | 0.01% |
862,002
+158,752
| +23% | +$2.52M |
|
1156
Gartner
IT
$11.1B
| $14M | 0.01% |
31,213
-1,057
| -3% | -$470K |
|
1157
Pacer Trendpilot International ETF
PTIN
$179M
| $14M | 0.01% |
482,662
-21,089
| -4% | -$608K |
|
1158
Cincinnati Financial
CINF
$27.8B
| $14M | 0.01% |
118,151
+15,785
| +15% | +$1.85M |
|
1159
Invesco BulletShares 2033 Corporate Bond ETF
BSCX
$1.02B
| $13.9M | 0.01% |
675,972
+139,769
| +26% | +$2.87M |
|
1160
Bank OZK
OZK
$5.63B
| $13.9M | 0.01% |
339,743
+4,265
| +1% | +$186K |
|
1161
Timothy Plan High Dividend Stock ETF
TPHD
$363M
| $13.9M | 0.01% |
398,032
+45,263
| +13% | +$1.6M |
|
1162
Celsius Holdings
CELH
$7.38B
| $13.9M | 0.01% |
243,428
+26,791
| +12% | +$2.03M |
|
1163
Exelon
EXC
$48.1B
| $13.9M | 0.01% |
400,371
+23,701
| +6% | +$875K |
|
1164
Mine Safety
MSA
$6.79B
| $13.8M | 0.01% |
73,294
-199
| -0.3% | -$37K |
|
1165
First Trust Small Cap Value AlphaDEX Fund
FYT
$193M
| $13.7M | 0.01% |
265,655
+4,828
| +2% | +$252K |
|
1166
ActivePassive US Equity ETF
APUE
$2.37B
| $13.7M | 0.01% |
411,944
+392,657
| +2,036% | +$12.6M |
|
1167
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
| $13.7M | 0.01% |
268,752
-13,662
| -5% | -$709K |
|
|
ACTV
1168
DELISTED
LeaderShares Activist Leaders ETF
ACTV
| $13.7M | 0.01% |
427,888
-52,572
| -11% | -$1.74M |
|
1169
iShares Morningstar US Equity ETF
ILCB
$1.24B
| $13.7M | 0.01% |
181,759
-3,404
| -2% | -$246K |
|
1170
Agilent Technologies
A
$39.6B
| $13.7M | 0.01% |
105,391
+12,324
| +13% | +$1.72M |
|
1171
Take-Two Interactive
TTWO
$46.1B
| $13.6M | 0.01% |
87,769
-78,198
| -47% | -$11.9M |
|
1172
Agnico Eagle Mines
AEM
$72.2B
| $13.5M | 0.01% |
206,829
+36,647
| +22% | +$2.39M |
|
1173
Invesco Building & Construction ETF
PKB
$418M
| $13.5M | 0.01% |
199,476
+27,413
| +16% | +$1.93M |
|
|
P
1174
Everpure Inc
P
$23B
| $13.5M | 0.01% |
210,570
+120,987
| +135% | +$7M |
|
1175
Marathon Digital Holdings
MARA
$3.83B
| $13.5M | 0.01% |
680,586
+102,972
| +18% | +$1.96M |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.