LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
WisdomTree Japan SmallCap Dividend Fund
DFJ
$374M
| $1.88M | 0.01% |
23,079
-5,242
| -19% | -$428K |
|
1152
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
| $1.88M | 0.01% |
67,364
-6,072
| -8% | -$168K |
|
|
RPAI
1153
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $1.88M | 0.01% |
160,812
+27,833
| +21% | +$335K |
|
|
COMG
1154
DELISTED
GraniteShares S&P GSCI Commodity Broad Strategy No K-1 ETF
COMG
| $1.87M | 0.01% |
66,253
+14,145
| +27% | +$397K |
|
1155
PUT
Alibaba
BABA
$276B
| $1.87M | 0.01% |
+10,200
| New | +$1.92M |
|
1156
Sony
SONY
$137B
| $1.87M | 0.01% |
193,470
+37,165
| +24% | +$366K |
|
1157
Avery Dennison
AVY
$12.8B
| $1.86M | 0.01% |
17,545
+2,485
| +17% | +$288K |
|
1158
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
| $1.86M | 0.01% |
132,741
+15,875
| +14% | +$225K |
|
1159
Transocean
RIG
$5.48B
| $1.86M | 0.01% |
187,879
+54,063
| +40% | +$557K |
|
1160
Teck Resources
TECK
$28.2B
| $1.86M | 0.01% |
72,116
-9,437
| -12% | -$266K |
|
1161
Textron
TXT
$14.9B
| $1.85M | 0.01% |
31,439
+6,175
| +24% | +$363K |
|
|
VGR
1162
DELISTED
Vector Group Ltd.
VGR
| $1.85M | 0.01% |
141,205
+6,479
| +5% | +$86.7K |
|
1163
DigitalBridge
DBRG
$2.92B
| $1.85M | 0.01% |
82,199
-24,783
| -23% | -$807K |
|
1164
Martin Marietta Materials
MLM
$34.2B
| $1.84M | 0.01% |
8,886
-208
| -2% | -$45.1K |
|
1165
iShares GNMA Bond ETF
GNMA
$423M
| $1.84M | 0.01% |
37,868
+5,461
| +17% | +$266K |
|
1166
NXP Semiconductors
NXPI
$60.8B
| $1.84M | 0.01% |
15,727
-6,982
| -31% | -$843K |
|
1167
iShares US Oil & Gas Exploration & Production ETF
IEO
$566M
| $1.84M | 0.01% |
28,930
+940
| +3% | +$60.3K |
|
1168
iShares MSCI Austria ETF
EWO
$172M
| $1.84M | 0.01% |
72,393
+1,179
| +2% | +$30.3K |
|
1169
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.35B
| $1.83M | 0.01% |
82,406
+1,142
| +1% | +$26.2K |
|
|
PCN
1170
PIMCO Corporate & Income Strategy Fund
PCN
$864M
| $1.83M | 0.01% |
110,543
+23,773
| +27% | +$401K |
|
1171
Rithm Capital
RITM
$5.58B
| $1.83M | 0.01% |
111,314
-11,341
| -9% | -$193K |
|
1172
Nasdaq
NDAQ
$53.4B
| $1.82M | 0.01% |
63,372
-1,134
| -2% | -$30.6K |
|
1173
Jones Lang LaSalle
JLL
$15.8B
| $1.82M | 0.01% |
10,419
+1,393
| +15% | +$224K |
|
|
AHT
1174
Ashford Hospitality Trust
AHT
$20.8M
| $1.81M | 0.01% |
284
+11
| +4% | +$68.8K |
|
1175
Global Net Lease
GNL
$1.87B
| $1.81M | 0.01% |
107,406
+92,497
| +620% | +$1.63M |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.