LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
Schwab U.S Small- Cap ETF
SCHA
$22.2B
| $1.15M | 0.01% |
87,608
+9,224
| +12% | +$116K |
|
|
WPZ
1152
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
| $1.15M | 0.01% |
24,009
-814
| -3% | -$39K |
|
1153
ProShares Ultra Dow30
DDM
$548M
| $1.15M | 0.01% |
119,688
-2,316
| -2% | -$20K |
|
1154
Astronics
ATRO
$3.37B
| $1.15M | 0.01% |
49,206
+18,482
| +60% | +$406K |
|
|
TWTR
1155
DELISTED
Twitter, Inc.
TWTR
| $1.15M | 0.01% |
+17,993
| New | +$893K |
|
1156
M&T Bank
MTB
$36.6B
| $1.14M | 0.01% |
9,801
-16,171
| -62% | -$1.84M |
|
1157
First Trust Materials AlphaDEX Fund
FXZ
$373M
| $1.14M | 0.01% |
35,161
+1,625
| +5% | +$49.8K |
|
|
MCP
1158
DELISTED
MOLYCORP INC COM STK
MCP
| $1.14M | 0.01% |
202,363
+15,795
| +8% | +$83.4K |
|
1159
Hercules Capital
HTGC
$3.04B
| $1.14M | 0.01% |
69,295
+10,103
| +17% | +$163K |
|
|
MYD
1160
DELISTED
BlackRock MuniYield Fund
MYD
| $1.14M | 0.01% |
88,537
-11,610
| -12% | -$152K |
|
1161
Zimmer Biomet
ZBH
$18.5B
| $1.13M | 0.01% |
12,536
-35
| -0.3% | -$3.03K |
|
1162
O'Reilly Automotive
ORLY
$75.6B
| $1.13M | 0.01% |
131,610
+6,930
| +6% | +$58.4K |
|
1163
Packaging Corp of America
PKG
$22.6B
| $1.13M | 0.01% |
17,808
-11,557
| -39% | -$702K |
|
1164
Columbia Sportswear
COLM
$3.3B
| $1.13M | 0.01% |
28,560
+1,050
| +4% | +$35.4K |
|
|
VMW
1165
DELISTED
VMware, Inc
VMW
| $1.12M | 0.01% |
12,533
+2,667
| +27% | +$220K |
|
|
IBME
1166
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
| $1.12M | 0.01% |
41,958
+18,348
| +78% | +$491K |
|
|
NZH
1167
DELISTED
Nuveen Calif Div
NZH
| $1.12M | 0.01% |
98,354
+1,799
| +2% | +$20.5K |
|
|
BWP
1168
DELISTED
Boardwalk Pipeline Partners
BWP
| $1.12M | 0.01% |
43,983
-3,146
| -7% | -$87.8K |
|
1169
Atmos Energy
ATO
$29.9B
| $1.12M | 0.01% |
24,647
+362
| +1% | +$16K |
|
1170
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $1.12M | 0.01% |
41,146
-3,532
| -8% | -$97.7K |
|
1171
LPL Financial
LPLA
$27.4B
| $1.12M | 0.01% |
23,764
-194
| -0.8% | -$8.14K |
|
1172
NetEase
NTES
$81.5B
| $1.12M | 0.01% |
71,110
+43,445
| +157% | +$610K |
|
1173
Invesco S&P Global Water Index ETF
CGW
$1.06B
| $1.12M | 0.01% |
40,345
-1,321
| -3% | -$35.1K |
|
|
BRSL
1174
Brightstar Lottery PLC
BRSL
$1.92B
| $1.12M | 0.01% |
61,451
+383
| +0.6% | +$6.91K |
|
1175
Global X Silver Miners ETF NEW
SIL
$3.99B
| $1.12M | 0.01% |
33,203
-8,940
| -21% | -$320K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.