LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
Snap-on
SNA
$21.2B
| $17M | 0.01% |
58,779
+2,571
| +5% | +$709K |
|
1127
Church & Dwight Co
CHD
$23.4B
| $17M | 0.01% |
162,391
+16,003
| +11% | +$1.64M |
|
1128
Main BuyWrite ETF
BUYW
$1.28B
| $17M | 0.01% |
1,217,655
+581,719
| +91% | +$8.04M |
|
1129
Conagra Brands
CAG
$6.94B
| $17M | 0.01% |
521,943
-843,709
| -62% | -$25.9M |
|
1130
iShares ESG Advanced Universal USD Bond ETF
EUSB
$710M
| $17M | 0.01% |
382,680
+67,700
| +21% | +$2.95M |
|
1131
Domino's
DPZ
$11.5B
| $16.9M | 0.01% |
39,375
+3,721
| +10% | +$1.62M |
|
1132
Sprott Physical Silver Trust
PSLV
$12B
| $16.9M | 0.01% |
1,614,122
+138,004
| +9% | +$1.38M |
|
1133
NRG Energy
NRG
$28.3B
| $16.8M | 0.01% |
184,858
+28,794
| +18% | +$2.29M |
|
1134
iShares MSCI World ETF
URTH
$7.99B
| $16.8M | 0.01% |
107,291
+6,209
| +6% | +$935K |
|
1135
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
| $16.8M | 0.01% |
668,380
+124,349
| +23% | +$3.09M |
|
1136
GraniteShares Gold Shares
BAR
$1.36B
| $16.8M | 0.01% |
647,478
+64,344
| +11% | +$1.57M |
|
1137
Howmet Aerospace
HWM
$113B
| $16.8M | 0.01% |
167,465
+75,721
| +83% | +$6.84M |
|
1138
ProShares Russell 2000 Dividend Growers ETF
SMDV
$695M
| $16.8M | 0.01% |
242,384
+13,585
| +6% | +$916K |
|
1139
DraftKings
DKNG
$11.6B
| $16.8M | 0.01% |
428,202
-42,496
| -9% | -$1.54M |
|
1140
Unum
UNM
$13.6B
| $16.8M | 0.01% |
282,339
+6,095
| +2% | +$331K |
|
1141
AAM Low Duration Preferred and Income Securities ETF
PFLD
$413M
| $16.8M | 0.01% |
791,511
+87,986
| +13% | +$1.86M |
|
1142
iShares Yield Optimized Bond ETF
BYLD
$447M
| $16.7M | 0.01% |
730,761
+181,418
| +33% | +$4.09M |
|
1143
ROBO Global Robotics & Automation Index ETF
ROBO
$1.96B
| $16.7M | 0.01% |
292,379
-21,443
| -7% | -$1.17M |
|
1144
Eagle Materials
EXP
$6.29B
| $16.7M | 0.01% |
57,990
+5,198
| +10% | +$1.3M |
|
1145
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$429M
| $16.6M | 0.01% |
178,746
+7,532
| +4% | +$672K |
|
1146
Huntington Ingalls Industries
HII
$12.9B
| $16.6M | 0.01% |
62,747
+4,372
| +7% | +$1.16M |
|
1147
FT Vest Growth-100 Buffer ETF December
QDEC
$687M
| $16.5M | 0.01% |
619,075
+341,806
| +123% | +$8.91M |
|
1148
Global X Cybersecurity ETF
BUG
$1.28B
| $16.5M | 0.01% |
532,735
-127,842
| -19% | -$3.81M |
|
1149
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$389M
| $16.5M | 0.01% |
290,536
+18,236
| +7% | +$998K |
|
1150
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
| $16.4M | 0.01% |
153,497
+37,534
| +32% | +$3.97M |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.