LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
ProShares Ultra Russell2000
UWM
$236M
| $1.33M | 0.01% |
59,516
-56,212
| -49% | -$1.15M |
|
1127
Zimmer Biomet
ZBH
$18.6B
| $1.33M | 0.01% |
13,148
+1,198
| +10% | +$117K |
|
1128
Check Point Software Technologies
CHKP
$12.9B
| $1.32M | 0.01% |
19,758
-3,428
| -15% | -$225K |
|
1129
PACCAR
PCAR
$70.3B
| $1.32M | 0.01% |
31,619
-8,986
| -22% | -$384K |
|
1130
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
| $1.32M | 0.01% |
27,454
+405
| +1% | +$19.3K |
|
1131
Invesco S&P 500 Top 50 ETF
XLG
$10.7B
| $1.32M | 0.01% |
97,760
-1,070
| -1% | -$14.1K |
|
|
EIM
1132
Eaton Vance Municipal Bond Fund
EIM
$493M
| $1.31M | 0.01% |
105,810
-6,237
| -6% | -$77K |
|
|
TWC
1133
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $1.31M | 0.01% |
8,905
-1,317
| -13% | -$185K |
|
1134
Cencora
COR
$60.6B
| $1.31M | 0.01% |
18,044
-513
| -3% | -$35.1K |
|
1135
Trane Technologies
TT
$99.9B
| $1.3M | 0.01% |
20,868
-3,264
| -14% | -$194K |
|
1136
L3Harris
LHX
$51.6B
| $1.3M | 0.01% |
17,151
-2,470
| -13% | -$184K |
|
1137
Petrobras
PBR
$122B
| $1.3M | 0.01% |
88,696
-92,754
| -51% | -$1.35M |
|
1138
Dover
DOV
$27.8B
| $1.29M | 0.01% |
17,627
-578
| -3% | -$40.4K |
|
1139
BlackRock Enhanced International Dividend Trust
BGY
$528M
| $1.29M | 0.01% |
156,933
-1,097
| -0.7% | -$8.91K |
|
|
MIN
1140
Aberdeen Intermediate Income Fund
MIN
$275M
| $1.29M | 0.01% |
244,534
-14,589
| -6% | -$77.5K |
|
1141
ProShares UltraShort QQQ
QID
$272M
| $1.29M | 0.01% |
323
+236
| +271% | +$1.06M |
|
|
MTOR
1142
DELISTED
MERITOR, Inc.
MTOR
| $1.29M | 0.01% |
98,878
+3,777
| +4% | +$49.7K |
|
1143
Invesco CurrencyShares Swiss Franc Trust
FXF
$398M
| $1.29M | 0.01% |
11,687
-58,869
| -83% | -$6.48M |
|
|
IFN
1144
Aberdeen India Fund
IFN
$504M
| $1.29M | 0.01% |
50,733
-1,528
| -3% | -$36.1K |
|
1145
VanEck Mortgage REIT Income ETF
MORT
$381M
| $1.28M | 0.01% |
50,289
+15,738
| +46% | +$387K |
|
|
VNR
1146
DELISTED
Vanguard Natural Resources, LLC
VNR
| $1.28M | 0.01% |
39,744
+7,898
| +25% | +$242K |
|
|
TWO
1147
Two Harbors Investment
TWO
$1.27B
| $1.28M | 0.01% |
15,234
+225
| +1% | +$18.7K |
|
1148
iShares Core US REIT ETF
USRT
$4.65B
| $1.28M | 0.01% |
29,242
+504
| +2% | +$21.5K |
|
1149
Invesco MSCI Global Timber ETF
CUT
$32.9M
| $1.27M | 0.01% |
50,435
-5,792
| -10% | -$145K |
|
|
RKT
1150
DELISTED
ROCK-TENN COMPANY CL-A
RKT
| $1.27M | 0.01% |
24,050
-1,216
| -5% | -$61.2K |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.