LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
Invesco Energy Exploration & Production ETF
PXE
$87.5M
| $1.23M | 0.01% |
35,027
-6,535
| -16% | -$220K |
|
|
TWO
1127
Two Harbors Investment
TWO
$1.27B
| $1.23M | 0.01% |
15,009
+598
| +4% | +$48.2K |
|
1128
Textron
TXT
$14.9B
| $1.23M | 0.01% |
31,290
+13,102
| +72% | +$490K |
|
|
JSD
1129
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
| $1.23M | 0.01% |
66,321
+639
| +1% | +$12K |
|
1130
Urban Outfitters
URBN
$6.46B
| $1.22M | 0.01% |
33,566
+2,244
| +7% | +$81.8K |
|
|
JHP
1131
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
| $1.22M | 0.01% |
146,206
+11,680
| +9% | +$95K |
|
1132
Bank of Montreal
BMO
$123B
| $1.22M | 0.01% |
18,255
-72
| -0.4% | -$4.68K |
|
1133
iShares MSCI Sweden ETF
EWD
$534M
| $1.22M | 0.01% |
33,285
-4,180
| -11% | -$149K |
|
1134
Cencora
COR
$62B
| $1.22M | 0.01% |
18,557
-33,080
| -64% | -$2.25M |
|
1135
Campbell Soup
CPB
$6.85B
| $1.22M | 0.01% |
27,107
-1,836
| -6% | -$78.6K |
|
1136
iShares MSCI Turkey ETF
TUR
$201M
| $1.22M | 0.01% |
25,008
-625
| -2% | -$27.5K |
|
|
BPK
1137
DELISTED
Blackrock Muni 2018 Term Tr
BPK
| $1.21M | 0.01% |
74,759
-23,631
| -24% | -$384K |
|
1138
Macy's
M
$6.51B
| $1.21M | 0.01% |
20,409
-1,561
| -7% | -$86.8K |
|
1139
Invesco Aerospace & Defense ETF
PPA
$8.07B
| $1.21M | 0.01% |
37,220
-52,659
| -59% | -$1.67M |
|
1140
iShares Global Consumer Discretionary ETF
RXI
$252M
| $1.21M | 0.01% |
14,705
+8,341
| +131% | +$685K |
|
|
MYD
1141
DELISTED
BlackRock MuniYield Fund
MYD
| $1.21M | 0.01% |
87,619
-918
| -1% | -$12.4K |
|
|
IFN
1142
Aberdeen India Fund
IFN
$495M
| $1.2M | 0.01% |
52,261
-5,555
| -10% | -$114K |
|
|
CMA
1143
DELISTED
Comerica
CMA
| $1.2M | 0.01% |
23,215
+8,099
| +54% | +$390K |
|
|
GREK
1144
Global X MSCI Greece ETF
GREK
$293M
| $1.2M | 0.01% |
16,316
+710
| +5% | +$50.4K |
|
1145
Dover
DOV
$26.7B
| $1.2M | 0.01% |
18,205
-9,976
| -35% | -$621K |
|
|
B
1146
Barrick Mining
B
$60.9B
| $1.2M | 0.01% |
67,296
-14,569
| -18% | -$282K |
|
1147
Crown Castle
CCI
$34.6B
| $1.2M | 0.01% |
16,235
-36
| -0.2% | -$2.64K |
|
1148
Archer Daniels Midland
ADM
$38.7B
| $1.2M | 0.01% |
27,549
+2,352
| +9% | +$97K |
|
|
PARA
1149
DELISTED
Paramount Global Class B
PARA
| $1.19M | 0.01% |
19,328
-3,824
| -17% | -$241K |
|
|
SHPG
1150
DELISTED
Shire pic
SHPG
| $1.19M | 0.01% |
8,011
+2,200
| +38% | +$339K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.