LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$1.22B |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$538M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$473M |
| 4 |
iShares MBS ETF
MBB
|
+$439M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$287M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 2.85% |
| 2 | Energy | 2.77% |
| 3 | Healthcare | 2.59% |
| 4 | Financials | 2.46% |
| 5 | Consumer Staples | 2.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
Genesis Energy
GEL
$1.81B
| $1.04M | 0.01% |
+20,084
| New | +$995K |
|
1102
Republic Services
RSG
$66.7B
| $1.04M | 0.01% |
+30,601
| New | +$1.03M |
|
1103
Invesco Next Gen Media and Gaming ETF
GGME
$44.6M
| $1.04M | 0.01% |
+49,475
| New | +$1.01M |
|
1104
iShares US Treasury Bond ETF
GOVT
$43.8B
| $1.04M | 0.01% |
+42,133
| New | +$1.05M |
|
1105
Carnival Corporation Ltd
CCL
$37.1B
| $1.03M | 0.01% |
+30,133
| New | +$1.02M |
|
1106
NETGEAR
NTGR
$681M
| $1.02M | 0.01% |
+33,505
| New | +$1.05M |
|
1107
Broadcom
AVGO
$1.82T
| $1.02M | 0.01% |
+273,420
| New | +$954K |
|
1108
Invesco Municipal Trust
VKQ
$540M
| $1.02M | 0.01% |
+80,862
| New | +$1.11M |
|
1109
America Movil
AMX
$77.1B
| $1.02M | 0.01% |
+46,921
| New | +$960K |
|
1110
Helmerich & Payne
HP
$3.36B
| $1.02M | 0.01% |
+16,319
| New | +$1M |
|
1111
iShares MSCI Malaysia ETF
EWM
$307M
| $1.02M | 0.01% |
+16,371
| New | +$1.04M |
|
1112
Morgan Stanley
MS
$337B
| $1.01M | 0.01% |
+41,548
| New | +$985K |
|
|
ESL
1113
DELISTED
Esterline Technologies
ESL
| $1.01M | 0.01% |
+13,969
| New | +$1.04M |
|
1114
HF Sinclair
DINO
$16.4B
| $1M | 0.01% |
+23,483
| New | +$1.12M |
|
1115
Roper Technologies
ROP
$37.1B
| $1M | 0.01% |
+8,086
| New | +$990K |
|
|
ABMD
1116
DELISTED
Abiomed Inc
ABMD
| $1M | 0.01% |
+46,392
| New | +$932K |
|
1117
Regions Financial
RF
$26.2B
| $996K | 0.01% |
+104,474
| New | +$910K |
|
1118
D.R. Horton
DHI
$41.3B
| $995K | 0.01% |
+46,741
| New | +$1.13M |
|
1119
EQT Corp
EQT
$32.5B
| $995K | 0.01% |
+23,023
| New | +$947K |
|
1120
iShares MSCI BIC ETF
BKF
$76.4M
| $994K | 0.01% |
+29,188
| New | +$1.1M |
|
1121
Helen of Troy
HELE
$658M
| $994K | 0.01% |
+25,895
| New | +$984K |
|
|
EPB
1122
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
| $989K | 0.01% |
+22,658
| New | +$965K |
|
|
IAF
1123
abrdn Australia Equity Fund
IAF
$120M
| $988K | 0.01% |
+34,080
| New | +$1.06M |
|
|
GAS
1124
DELISTED
AGL Resources Inc
GAS
| $987K | 0.01% |
+23,027
| New | +$988K |
|
1125
Goodyear
GT
$2.04B
| $986K | 0.01% |
+64,465
| New | +$881K |
|
Similar funds
LPL Financial's Q2 2013 Portfolio in Review
Q2 2013 is the first quarter with a 13F filing on record for LPL Financial, which disclosed 2,419 positions worth $13.9B. Its ten largest holdings account for 21% of the portfolio.
Its largest position is iShares TIPS Bond ETF: 10,326,273 shares worth $116M.
By sector, the portfolio is most concentrated in Technology at 2.8% of assets, followed by Energy and Healthcare.
- LPL Financial's largest Q2 2013 buy was iShares TIPS Bond ETF: 10,326,273 shares worth $116M.
- LPL Financial's ten largest holdings make up 21% of its $13.9B portfolio in Q2 2013.
- LPL Financial disclosed 2,419 positions in Q2 2013, its first 13F filing on record.
Based on LPL Financial's 13F filing for Q2 2013, filed 15 Aug 2013.