LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$266M |
| 2 |
iShare MSCI Eurozone ETF
EZU
|
+$69.4M |
| 3 |
iShares Russell 1000 ETF
IWB
|
+$62M |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
+$49.8M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$44.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$223M |
| 2 |
iShares Europe ETF
IEV
|
+$80M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$52.5M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$49.2M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
+$43.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.13% |
| 2 | Financials | 3.12% |
| 3 | Energy | 2.94% |
| 4 | Healthcare | 2.93% |
| 5 | Industrials | 2.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
Harley-Davidson
HOG
$2.67B
| $1.34M | 0.01% |
23,327
+96
| +0.4% | +$6.14K |
|
1077
A.O. Smith
AOS
$8.79B
| $1.34M | 0.01% |
57,520
-766
| -1% | -$18.6K |
|
1078
iShares Latin America 40 ETF
ILF
$3.81B
| $1.34M | 0.01% |
37,423
-5,415
| -13% | -$217K |
|
1079
ArcelorMittal
MT
$51.1B
| $1.34M | 0.01% |
44,512
+989
| +2% | +$32.9K |
|
1080
Invesco Trust Investment Grade Municipals
VGM
$552M
| $1.32M | 0.01% |
100,773
-5,568
| -5% | -$72K |
|
|
ITC
1081
DELISTED
ITC HOLDINGS CORP
ITC
| $1.32M | 0.01% |
37,103
+9,795
| +36% | +$356K |
|
1082
HCA Healthcare
HCA
$90.1B
| $1.32M | 0.01% |
19,290
+7,814
| +68% | +$516K |
|
1083
iShares Core 10+ Year USD Bond ETF
ILTB
$602M
| $1.32M | 0.01% |
21,431
+18,115
| +546% | +$1.11M |
|
1084
Aptiv
APTV
$12.4B
| $1.32M | 0.01% |
21,544
-3,691
| -15% | -$253K |
|
1085
Edison International
EIX
$31B
| $1.32M | 0.01% |
23,258
-11,470
| -33% | -$655K |
|
1086
Invesco KBW Property & Casualty Insurance ETF
KBWP
$276M
| $1.31M | 0.01% |
33,732
+12,066
| +56% | +$471K |
|
1087
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$559M
| $1.31M | 0.01% |
29,325
-84
| -0.3% | -$3.91K |
|
1088
D.R. Horton
DHI
$42.2B
| $1.31M | 0.01% |
64,473
+8,656
| +16% | +$191K |
|
|
NLSN
1089
DELISTED
Nielsen Holdings plc
NLSN
| $1.31M | 0.01% |
29,848
-14,619
| -33% | -$687K |
|
1090
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
| $1.31M | 0.01% |
94,541
-1,871
| -2% | -$25.8K |
|
1091
Vanguard Long-Term Bond ETF
BLV
$5.81B
| $1.3M | 0.01% |
14,357
-4,224
| -23% | -$381K |
|
1092
Invesco S&P Global Water Index ETF
CGW
$1.07B
| $1.3M | 0.01% |
47,998
-580
| -1% | -$16.8K |
|
|
FEI
1093
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
| $1.3M | 0.01% |
61,784
+7,270
| +13% | +$155K |
|
|
SRF
1094
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
| $1.3M | 0.01% |
14,610
+6,503
| +80% | +$647K |
|
1095
Invesco Municipal Income Opportunities Trust
OIA
$293M
| $1.29M | 0.01% |
189,312
-7,982
| -4% | -$54.8K |
|
1096
New England Realty Associates
NEN
$199M
| $1.29M | 0.01% |
+27,500
| New | +$1.34M |
|
1097
Rayonier
RYN
$6.6B
| $1.29M | 0.01% |
45,772
-1,312
| -3% | -$40.3K |
|
|
BBBY
1098
DELISTED
Bed Bath & Beyond Inc
BBBY
| $1.29M | 0.01% |
19,890
-1,774
| -8% | -$112K |
|
|
CMA
1099
DELISTED
Comerica
CMA
| $1.29M | 0.01% |
26,171
+5,233
| +25% | +$262K |
|
1100
F5
FFIV
$22.9B
| $1.29M | 0.01% |
11,002
+7,189
| +189% | +$844K |
|
Similar funds
LPL Financial's Q3 2014 Portfolio in Review
As of Q3 2014, LPL Financial held 2,870 positions worth $16.8B, down 2.3% from $17.2B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q3 2014 filing shows 194 new, 1,224 increased, 1,195 reduced and 174 closed positions. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund: 685,236 shares worth $17M. The largest sale was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $223M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3.1% a quarter earlier, followed by Financials and Energy.
- LPL Financial's largest Q3 2014 buy was WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund: 685,236 shares worth $17M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $266M increase.
- LPL Financial's biggest Q3 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $223M.
- LPL Financial fully exited iShares MSCI France ETF in Q3 2014, selling an estimated $15.9M.
- LPL Financial's ten largest holdings make up 20% of its $16.8B portfolio in Q3 2014.
- LPL Financial opened 194 new positions and closed 174 in Q3 2014.
- LPL Financial's portfolio value fell 2.3% quarter-over-quarter to $16.8B.
Based on LPL Financial's 13F filing for Q3 2014, filed 10 Nov 2014.