LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco BuyBack Achievers ETF
PKW
|
+$145M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$130M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$60.7M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$57M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$50.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$1.07B |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$199M |
| 3 |
iShares MBS ETF
MBB
|
+$140M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$91.8M |
| 5 |
HDV
iShares Core High Dividend ETF
HDV
|
+$78.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3% |
| 2 | Energy | 2.83% |
| 3 | Healthcare | 2.65% |
| 4 | Financials | 2.62% |
| 5 | Industrials | 2.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
Petrobras
PBR
$125B
| $1.2M | 0.01% |
76,526
+36,910
| +93% | +$526K |
|
|
JTD
1077
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $1.2M | 0.01% |
81,096
-1,863
| -2% | -$27.9K |
|
1078
Stratasys
SSYS
$679M
| $1.2M | 0.01% |
11,445
+8,321
| +266% | +$806K |
|
|
BRCM
1079
DELISTED
BROADCOM CORP CL-A
BRCM
| $1.19M | 0.01% |
44,680
-5,686
| -11% | -$160K |
|
|
SNDK
1080
DELISTED
SANDISK CORP
SNDK
| $1.19M | 0.01% |
18,879
-5,038
| -21% | -$296K |
|
1081
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
| $1.19M | 0.01% |
25,953
-12,400
| -32% | -$536K |
|
1082
Masco
MAS
$14.1B
| $1.19M | 0.01% |
66,631
+4,298
| +7% | +$76.5K |
|
1083
First Trust Capital Strength ETF
FTCS
$7.91B
| $1.18M | 0.01% |
38,222
-47,970
| -56% | -$1.46M |
|
1084
VanEck Rare Earth/Strategic Metals ETF
REMX
$1.95B
| $1.18M | 0.01% |
9,389
-68
| -0.7% | -$8.27K |
|
1085
Xcel Energy
XEL
$48.8B
| $1.18M | 0.01% |
42,117
+1,274
| +3% | +$36.4K |
|
|
BKK
1086
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
| $1.18M | 0.01% |
73,952
-10,867
| -13% | -$176K |
|
1087
Helen of Troy
HELE
$644M
| $1.18M | 0.01% |
25,885
-10
| -0% | -$421 |
|
1088
Deckers Outdoor
DECK
$13.2B
| $1.18M | 0.01% |
114,948
+18,144
| +19% | +$176K |
|
1089
Ralph Lauren
RL
$22.6B
| $1.18M | 0.01% |
7,314
+525
| +8% | +$91.1K |
|
1090
Urban Outfitters
URBN
$6.35B
| $1.18M | 0.01% |
32,608
+1,131
| +4% | +$46.4K |
|
|
JSD
1091
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
| $1.18M | 0.01% |
63,255
+40,156
| +174% | +$777K |
|
1092
AGCO
AGCO
$7.15B
| $1.17M | 0.01% |
18,753
+13,089
| +231% | +$741K |
|
|
GUT
1093
Gabelli Utility Trust
GUT
$569M
| $1.17M | 0.01% |
188,071
-2,067
| -1% | -$13.1K |
|
1094
First Trust Preferred Securities and Income ETF
FPE
$6.32B
| $1.17M | 0.01% |
64,906
+4,169
| +7% | +$77.6K |
|
|
CTXS
1095
DELISTED
Citrix Systems Inc
CTXS
| $1.17M | 0.01% |
25,125
+965
| +4% | +$54K |
|
|
BCF
1096
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
| $1.17M | 0.01% |
132,087
-16,980
| -11% | -$153K |
|
1097
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$248M
| $1.17M | 0.01% |
68,390
+1,245
| +2% | +$21K |
|
1098
NNN REIT
NNN
$9.04B
| $1.16M | 0.01% |
35,331
+11,126
| +46% | +$371K |
|
1099
Suncor Energy
SU
$79.4B
| $1.16M | 0.01% |
32,405
-874
| -3% | -$29.1K |
|
|
JHP
1100
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
| $1.16M | 0.01% |
148,941
+9,890
| +7% | +$79.2K |
|
Similar funds
LPL Financial's Q3 2013 Portfolio in Review
As of Q3 2013, LPL Financial held 2,666 positions worth $15B, up 8% from $13.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial withdrew a net $671M in Q3 2013, closing 131 positions and reducing 998 holdings. Its most notable exit was Equinix, an estimated $2.26M position sold in full.
By sector, the portfolio is most concentrated in Technology at 3% of assets, up from 2.8% a quarter earlier, followed by Energy and Healthcare.
Against the trend, LPL Financial opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $32.5M.
- LPL Financial's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 2,619,591 shares worth $32.5M.
- LPL Financial added most to Invesco BuyBack Achievers ETF in Q3 2013, an estimated $145M increase.
- LPL Financial's biggest Q3 2013 reduction was iShares TIPS Bond ETF, cutting an estimated $1.07B.
- LPL Financial fully exited Equinix in Q3 2013, selling an estimated $2.26M.
- LPL Financial's ten largest holdings make up 20% of its $15B portfolio in Q3 2013.
- LPL Financial opened 246 new positions and closed 131 in Q3 2013.
- LPL Financial's portfolio value rose 8% quarter-over-quarter to $15B.
Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.