LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
Sempra
SRE
$59.2B
| $1.37M | 0.01% |
30,438
-2,570
| -8% | -$114K |
|
|
HMA
1052
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
| $1.37M | 0.01% |
104,259
+197
| +0.2% | +$2.55K |
|
|
PEO
1053
Adams Natural Resources Fund
PEO
$726M
| $1.36M | 0.01% |
51,817
+937
| +2% | +$24.7K |
|
1054
iShares US Regional Banks ETF
IAT
$682M
| $1.36M | 0.01% |
41,036
+4,930
| +14% | +$156K |
|
|
CA
1055
DELISTED
CA, Inc.
CA
| $1.36M | 0.01% |
40,284
+2,530
| +7% | +$80.3K |
|
1056
Weyerhaeuser
WY
$17.7B
| $1.35M | 0.01% |
42,799
+15
| +0% | +$449 |
|
1057
Trane Technologies
TT
$104B
| $1.35M | 0.01% |
21,910
-7,874
| -26% | -$434K |
|
1058
WisdomTree True Developed International Fund
DOL
$814M
| $1.35M | 0.01% |
25,959
+3,402
| +15% | +$173K |
|
|
BTU
1059
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
| $1.34M | 0.01% |
4,587
+52
| +1% | +$14.7K |
|
|
CVD
1060
DELISTED
COVANCE INC.
CVD
| $1.34M | 0.01% |
15,267
+1,767
| +13% | +$153K |
|
1061
iShares MSCI Sweden ETF
EWD
$536M
| $1.34M | 0.01% |
37,465
-2,153
| -5% | -$73.5K |
|
1062
Banco Santander
SAN
$200B
| $1.34M | 0.01% |
162,227
+58,193
| +56% | +$462K |
|
|
DOG
1063
ProShares Short Dow30
DOG
$109M
| $1.33M | 0.01% |
12,765
-7,741
| -38% | -$856K |
|
|
DBGR
1064
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
| $1.33M | 0.01% |
51,001
+35,711
| +234% | +$876K |
|
|
WFT
1065
DELISTED
Weatherford International plc
WFT
| $1.33M | 0.01% |
86,011
+29,988
| +54% | +$476K |
|
|
MFM
1066
Aberdeen Municipal Income Fund
MFM
$221M
| $1.33M | 0.01% |
212,971
-80,963
| -28% | -$501K |
|
|
CONN
1067
DELISTED
Conn's Inc.
CONN
| $1.32M | 0.01% |
16,797
+5,447
| +48% | +$349K |
|
1068
NNN REIT
NNN
$9.37B
| $1.32M | 0.01% |
43,490
+8,159
| +23% | +$264K |
|
1069
BlackRock Enhanced International Dividend Trust
BGY
$513M
| $1.32M | 0.01% |
162,101
-29,921
| -16% | -$238K |
|
1070
Humana
HUM
$46.7B
| $1.32M | 0.01% |
12,763
-2,005
| -14% | -$196K |
|
1071
Helmerich & Payne
HP
$3.31B
| $1.31M | 0.01% |
15,637
+706
| +5% | +$55K |
|
1072
Analog Devices
ADI
$178B
| $1.31M | 0.01% |
25,784
-1,660
| -6% | -$80.9K |
|
1073
PG&E
PCG
$39.2B
| $1.31M | 0.01% |
32,590
+731
| +2% | +$30K |
|
|
PVR
1074
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
| $1.31M | 0.01% |
48,861
-7,216
| -13% | -$182K |
|
1075
iShares California Muni Bond ETF
CMF
$4.56B
| $1.31M | 0.01% |
24,036
-12,628
| -34% | -$693K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.