LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco BuyBack Achievers ETF
PKW
|
+$145M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$130M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$60.7M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$57M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$50.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$1.07B |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$199M |
| 3 |
iShares MBS ETF
MBB
|
+$140M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$91.8M |
| 5 |
HDV
iShares Core High Dividend ETF
HDV
|
+$78.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3% |
| 2 | Energy | 2.83% |
| 3 | Healthcare | 2.65% |
| 4 | Financials | 2.62% |
| 5 | Industrials | 2.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
Icahn Enterprises
IEP
$5.24B
| $1.24M | 0.01% |
14,601
+7,543
| +107% | +$568K |
|
|
QEP
1052
DELISTED
QEP RESOURCES, INC.
QEP
| $1.24M | 0.01% |
41,817
-149
| -0.4% | -$4.31K |
|
1053
T. Rowe Price
TROW
$23.9B
| $1.24M | 0.01% |
16,660
-1,122
| -6% | -$83.1K |
|
|
IBMD
1054
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
| $1.24M | 0.01% |
23,397
+3,255
| +16% | +$173K |
|
1055
HF Sinclair
DINO
$16.3B
| $1.24M | 0.01% |
29,132
+5,649
| +24% | +$245K |
|
|
PBCT
1056
DELISTED
People's United Financial Inc
PBCT
| $1.24M | 0.01% |
83,364
+4,171
| +5% | +$61.9K |
|
1057
Affiliated Managers Group
AMG
$9.69B
| $1.24M | 0.01% |
6,540
-1,137
| -15% | -$202K |
|
1058
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $1.24M | 0.01% |
44,678
-35,794
| -44% | -$991K |
|
|
QCOR
1059
DELISTED
QUESTCOR PHARMA INC
QCOR
| $1.24M | 0.01% |
19,607
-10,049
| -34% | -$597K |
|
1060
Invesco Zacks Mid-Cap ETF
CZA
$190M
| $1.23M | 0.01% |
28,608
+6,336
| +28% | +$262K |
|
|
COL
1061
DELISTED
Rockwell Collins
COL
| $1.23M | 0.01% |
17,904
+2,883
| +19% | +$204K |
|
|
IAF
1062
abrdn Australia Equity Fund
IAF
$122M
| $1.23M | 0.01% |
39,556
+5,476
| +16% | +$170K |
|
1063
Fastenal
FAST
$54.7B
| $1.23M | 0.01% |
102,304
-56,584
| -36% | -$670K |
|
|
FTF
1064
Franklin Limited Duration Income Trust
FTF
$231M
| $1.23M | 0.01% |
96,309
-2,437
| -2% | -$31.2K |
|
|
YHOO
1065
DELISTED
Yahoo Inc
YHOO
| $1.23M | 0.01% |
36,162
+10,596
| +41% | +$300K |
|
1066
United Therapeutics
UTHR
$25.8B
| $1.23M | 0.01% |
14,998
+467
| +3% | +$34.1K |
|
|
ERF
1067
DELISTED
Enerplus Corporation
ERF
| $1.23M | 0.01% |
74,646
-6,009
| -7% | -$98.5K |
|
|
MRSH
1068
Marsh
MRSH
$90.5B
| $1.22M | 0.01% |
27,971
+1,176
| +4% | +$49.5K |
|
|
LL
1069
DELISTED
LL Flooring Holdings, Inc.
LL
| $1.22M | 0.01% |
11,150
-601
| -5% | -$58.2K |
|
|
IBMF
1070
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
| $1.22M | 0.01% |
44,428
-9,504
| -18% | -$259K |
|
|
BTU
1071
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
| $1.22M | 0.01% |
4,535
+1,104
| +32% | +$282K |
|
|
JCP
1072
DELISTED
J.C. Penney Company, Inc.
JCP
| $1.22M | 0.01% |
154,619
+126,678
| +453% | +$1.81M |
|
1073
TC Energy
TRP
$70.2B
| $1.22M | 0.01% |
27,841
+11,593
| +71% | +$516K |
|
1074
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
| $1.21M | 0.01% |
34,131
+3,948
| +13% | +$136K |
|
|
NBIS
1075
Nebius Group N.V.
NBIS
$48.3B
| $1.21M | 0.01% |
31,476
+17,768
| +130% | +$584K |
|
Similar funds
LPL Financial's Q3 2013 Portfolio in Review
As of Q3 2013, LPL Financial held 2,666 positions worth $15B, up 8% from $13.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial withdrew a net $671M in Q3 2013, closing 131 positions and reducing 998 holdings. Its most notable exit was Equinix, an estimated $2.26M position sold in full.
By sector, the portfolio is most concentrated in Technology at 3% of assets, up from 2.8% a quarter earlier, followed by Energy and Healthcare.
Against the trend, LPL Financial opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $32.5M.
- LPL Financial's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 2,619,591 shares worth $32.5M.
- LPL Financial added most to Invesco BuyBack Achievers ETF in Q3 2013, an estimated $145M increase.
- LPL Financial's biggest Q3 2013 reduction was iShares TIPS Bond ETF, cutting an estimated $1.07B.
- LPL Financial fully exited Equinix in Q3 2013, selling an estimated $2.26M.
- LPL Financial's ten largest holdings make up 20% of its $15B portfolio in Q3 2013.
- LPL Financial opened 246 new positions and closed 131 in Q3 2013.
- LPL Financial's portfolio value rose 8% quarter-over-quarter to $15B.
Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.