LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FVL
1026
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
| $1.45M | 0.01% |
75,278
+11,288
| +18% | +$210K |
|
|
BKK
1027
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
| $1.45M | 0.01% |
88,665
+10,400
| +13% | +$169K |
|
|
SEA
1028
DELISTED
Invesco Shipping ETF
SEA
| $1.45M | 0.01% |
66,397
-8,707
| -12% | -$188K |
|
1029
FirstEnergy
FE
$28.4B
| $1.44M | 0.01% |
42,362
-22,710
| -35% | -$718K |
|
1030
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.1B
| $1.44M | 0.01% |
51,414
+408
| +0.8% | +$11.3K |
|
1031
Arrow Dow Jones Global Yield ETF
GYLD
$36.6M
| $1.44M | 0.01% |
53,156
+24,576
| +86% | +$650K |
|
1032
L3Harris
LHX
$55.4B
| $1.44M | 0.01% |
19,621
-4,842
| -20% | -$346K |
|
1033
Ubiquiti
UI
$31.6B
| $1.43M | 0.01% |
31,523
+7,701
| +32% | +$361K |
|
1034
iShares Latin America 40 ETF
ILF
$3.73B
| $1.43M | 0.01% |
39,138
-46,369
| -54% | -$1.58M |
|
1035
iShares MSCI United Kingdom ETF
EWU
$4.1B
| $1.43M | 0.01% |
34,707
-668,024
| -95% | -$27.5M |
|
1036
Invesco MSCI Global Timber ETF
CUT
$32.8M
| $1.42M | 0.01% |
56,227
-17,037
| -23% | -$434K |
|
|
CFD
1037
DELISTED
Nuveen Diversified Commodity Fnd
CFD
| $1.42M | 0.01% |
89,581
+37,881
| +73% | +$597K |
|
1038
Wabtec
WAB
$49.3B
| $1.42M | 0.01% |
18,324
+1,050
| +6% | +$80.2K |
|
1039
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
| $1.42M | 0.01% |
28,195
-2,627
| -9% | -$132K |
|
1040
Cambria Shareholder Yield ETF
SYLD
$1B
| $1.42M | 0.01% |
46,827
+10,125
| +28% | +$297K |
|
1041
Columbia Sportswear
COLM
$3.25B
| $1.41M | 0.01% |
34,128
+5,568
| +19% | +$222K |
|
1042
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
| $1.41M | 0.01% |
63,434
+24,100
| +61% | +$523K |
|
|
PEO
1043
Adams Natural Resources Fund
PEO
$731M
| $1.41M | 0.01% |
52,298
+481
| +0.9% | +$12.4K |
|
|
TWC
1044
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $1.4M | 0.01% |
10,222
-1,945
| -16% | -$266K |
|
1045
Cincinnati Financial
CINF
$27.8B
| $1.4M | 0.01% |
28,800
-4,067
| -12% | -$196K |
|
1046
Tapestry
TPR
$30.3B
| $1.4M | 0.01% |
28,217
-21,523
| -43% | -$1.07M |
|
1047
Invesco Food & Beverage ETF
PBJ
$111M
| $1.4M | 0.01% |
50,846
-6,732
| -12% | -$177K |
|
1048
iShares Expanded Tech Sector ETF
IGM
$9.57B
| $1.39M | 0.01% |
91,932
+9,222
| +11% | +$139K |
|
1049
VanEck Steel ETF
SLX
$166M
| $1.39M | 0.01% |
29,940
+21,634
| +260% | +$991K |
|
1050
RH
RH
$3.33B
| $1.39M | 0.01% |
18,880
-59
| -0.3% | -$3.68K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.