LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
Banco Santander
SAN
$200B
| $1.68M | 0.01% |
260,425
+8,588
| +3% | +$59.8K |
|
|
SUNE
1002
DELISTED
SUNEDISON, INC COM
SUNE
| $1.68M | 0.01% |
57,849
+5,665
| +11% | +$161K |
|
1003
RPM International
RPM
$13.8B
| $1.67M | 0.01% |
34,290
-1,774
| -5% | -$87.3K |
|
1004
Cincinnati Financial
CINF
$28.5B
| $1.67M | 0.01% |
31,930
-4,483
| -12% | -$231K |
|
|
MNK
1005
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $1.67M | 0.01% |
13,961
+6,950
| +99% | +$857K |
|
1006
Crown Castle
CCI
$32.4B
| $1.67M | 0.01% |
20,645
+2,097
| +11% | +$175K |
|
1007
iShares Core 10+ Year USD Bond ETF
ILTB
$599M
| $1.66M | 0.01% |
28,040
-59,998
| -68% | -$3.7M |
|
|
CIT
1008
DELISTED
CIT Group Inc.
CIT
| $1.66M | 0.01% |
35,319
+16,753
| +90% | +$780K |
|
1009
Ametek
AME
$55.7B
| $1.65M | 0.01% |
30,360
+11,354
| +60% | +$609K |
|
1010
Zoetis
ZTS
$32.2B
| $1.65M | 0.01% |
34,131
+25,769
| +308% | +$1.23M |
|
1011
Invesco Global Listed Private Equity ETF
PSP
$230M
| $1.65M | 0.01% |
29,049
-822
| -3% | -$49.2K |
|
1012
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.5M
| $1.64M | 0.01% |
30,507
-15,418
| -34% | -$821K |
|
1013
ProShares Ultra NASDAQ Biotechnology
BIB
$82.8M
| $1.64M | 0.01% |
17,891
-2,221
| -11% | -$191K |
|
1014
Invesco Quality Municipal Securities
IQI
$526M
| $1.64M | 0.01% |
139,248
+4,627
| +3% | +$56.2K |
|
1015
Franklin Resources
BEN
$17.3B
| $1.64M | 0.01% |
33,513
-36,170
| -52% | -$1.86M |
|
1016
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$141M
| $1.64M | 0.01% |
120,841
-417
| -0.3% | -$5.83K |
|
1017
Manhattan Associates
MANH
$9.42B
| $1.64M | 0.01% |
27,509
+10,647
| +63% | +$589K |
|
1018
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$427M
| $1.64M | 0.01% |
35,537
+4,799
| +16% | +$230K |
|
|
LLL
1019
DELISTED
L3 Technologies, Inc.
LLL
| $1.64M | 0.01% |
14,093
-188
| -1% | -$22.4K |
|
1020
American Water Works
AWK
$26.3B
| $1.63M | 0.01% |
32,543
-8,682
| -21% | -$457K |
|
1021
iShares Global Timber & Forestry ETF
WOOD
$261M
| $1.63M | 0.01% |
31,198
-5,438
| -15% | -$296K |
|
|
HPF
1022
John Hancock Preferred Income Fund II
HPF
$341M
| $1.63M | 0.01% |
82,628
-5,201
| -6% | -$107K |
|
1023
NNN REIT
NNN
$9.36B
| $1.62M | 0.01% |
44,772
+712
| +2% | +$27.3K |
|
1024
Akamai
AKAM
$16.4B
| $1.61M | 0.01% |
23,085
-152
| -0.7% | -$11.3K |
|
1025
Estee Lauder
EL
$30.1B
| $1.61M | 0.01% |
18,513
+2,069
| +13% | +$178K |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.