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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
+0.86%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+189.09%
AUM
$246B
AUM Growth
+$21.7B
Cap. Flow
+$22.2B
Cap. Flow %
9.03%
Top 10 Hldgs %
16.54%
Holding
5,518
New
337
Increased
3,329
Reduced
1,497
Closed
245

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$697M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$532M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$389M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$292M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$280M

Top Sells

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$87.2M
2
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$63.4M
3
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$57M
4
INDA icon
iShares MSCI India ETF
INDA
+$57M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$45.4M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Financials 3.6%
3 Consumer Discretionary 2.98%
4 Healthcare 2.45%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDUR icon
976
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$24.4M 0.01%
257,318
+42,081
+20% +$4.01M
YYY icon
977
Amplify CEF High Income ETF
YYY
$717M
$24.4M 0.01%
2,120,126
+247,325
+13% +$2.99M
DTH icon
978
WisdomTree International High Dividend Fund
DTH
$653M
$24.4M 0.01%
645,992
+60,671
+10% +$2.37M
JFR icon
979
Nuveen Floating Rate Income Fund
JFR
$1.24B
$24.4M 0.01%
2,735,715
-39,472
-1% -$353K
FLRT icon
980
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$657M
$24.3M 0.01%
511,335
+85,067
+20% +$4.06M
AVDV icon
981
Avantis International Small Cap Value ETF
AVDV
$19B
$24.3M 0.01%
373,496
+47,842
+15% +$3.22M
ESGV icon
982
Vanguard ESG US Stock ETF
ESGV
$13.1B
$24.2M 0.01%
231,149
+12,671
+6% +$1.33M
VIOG icon
983
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
$24.2M 0.01%
208,416
+80,344
+63% +$9.77M
SCHR
984
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$24.2M 0.01%
997,479
+156,433
+19% +$3.85M
PXF icon
985
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.89B
$24.2M 0.01%
505,819
+22,845
+5% +$1.13M
ONON icon
986
On Holding
ONON
$12.1B
$24.2M 0.01%
441,922
+16,129
+4% +$854K
TTEK icon
987
Tetra Tech
TTEK
$8.49B
$24.2M 0.01%
600,987
-54,453
-8% -$2.44M
EBND icon
988
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
$24.2M 0.01%
1,238,324
+56,925
+5% +$1.15M
AHR icon
989
American Healthcare REIT
AHR
$10.7B
$24.2M 0.01%
850,234
-108,916
-11% -$2.93M
EWT icon
990
iShares MSCI Taiwan ETF
EWT
$9.86B
$24.1M 0.01%
464,978
+36,270
+8% +$1.97M
XMLV icon
991
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
$24M 0.01%
393,865
-2,889
-0.7% -$180K
DFAU icon
992
Dimensional US Core Equity Market ETF
DFAU
$12.4B
$23.9M 0.01%
590,792
-39,945
-6% -$1.63M
ALB icon
993
Albemarle
ALB
$13.9B
$23.8M 0.01%
276,830
+139,228
+101% +$13.9M
ICOW icon
994
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.81B
$23.7M 0.01%
812,039
-218,022
-21% -$6.6M
QQQE icon
995
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$23.6M 0.01%
262,922
+5,090
+2% +$469K
JPME icon
996
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$465M
$23.6M 0.01%
230,050
+14,753
+7% +$1.56M
BXMX
997
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$23.5M 0.01%
1,681,686
-5,509
-0.3% -$76.3K
LNC icon
998
Lincoln National
LNC
$8.72B
$23.5M 0.01%
741,330
+396,878
+115% +$13.2M
SPYX icon
999
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.75B
$23.3M 0.01%
484,741
+1,457
+0.3% +$70.5K
IDU icon
1000
iShares US Utilities ETF
IDU
$1.35B
$23.3M 0.01%
241,859
-34,265
-12% -$3.45M
38 39
40
41 42

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LPL Financial's Q4 2024 Portfolio in Review

As of Q4 2024, LPL Financial held 5,518 positions worth $246B, up 9.7% from $224B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

LPL Financial deployed $22.2B of net new capital in Q4 2024, opening 337 new positions and adding to 3,329 existing holdings. Its largest new stake was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco Russell 1000 Dynamic Multifactor ETF, an estimated $63.4M trimmed.

  • LPL Financial's largest Q4 2024 buy was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
  • LPL Financial added most to iShares Core S&P 500 ETF in Q4 2024, an estimated $697M increase.
  • LPL Financial's biggest Q4 2024 reduction was Invesco Russell 1000 Dynamic Multifactor ETF, cutting an estimated $63.4M.
  • LPL Financial fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q4 2024, selling an estimated $87.2M.
  • LPL Financial's ten largest holdings make up 17% of its $246B portfolio in Q4 2024.
  • LPL Financial opened 337 new positions and closed 245 in Q4 2024.
  • LPL Financial's portfolio value rose 9.7% quarter-over-quarter to $246B.

Based on LPL Financial's 13F filing for Q4 2024, filed 11 Feb 2025.