LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$757M |
| 2 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$687M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$513M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$300M |
| 5 |
iShares Core Universal USD Bond ETF
IUSB
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$521M |
| 2 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$436M |
| 3 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$391M |
| 4 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$373M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$216M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.35% |
| 2 | Financials | 3.13% |
| 3 | Consumer Discretionary | 2.91% |
| 4 | Healthcare | 2.88% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
Halliburton
HAL
$26.9B
| $10.3M | 0.01% |
271,688
+28,980
| +12% | +$938K |
|
977
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
| $10.3M | 0.01% |
106,947
+4,543
| +4% | +$439K |
|
978
FlexShares Quality Dividend Index Fund
QDF
$2.22B
| $10.3M | 0.01% |
173,379
+7,055
| +4% | +$413K |
|
979
Global X Copper Miners ETF NEW
COPX
$7.29B
| $10.3M | 0.01% |
225,645
+21,841
| +11% | +$898K |
|
980
Omega Healthcare
OHI
$15.1B
| $10.3M | 0.01% |
329,403
+28,867
| +10% | +$851K |
|
|
JPS
981
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $10.3M | 0.01% |
1,221,034
+37,208
| +3% | +$327K |
|
982
HP
HPQ
$24.9B
| $10.3M | 0.01% |
282,497
+118,154
| +72% | +$4.36M |
|
983
Enphase Energy
ENPH
$4.96B
| $10.2M | 0.01% |
50,720
-29,269
| -37% | -$4.6M |
|
984
Hartford Multifactor US Equity ETF
ROUS
$696M
| $10.2M | 0.01% |
242,116
-22,873
| -9% | -$954K |
|
|
BLD
985
DELISTED
TopBuild
BLD
| $10.2M | 0.01% |
56,176
+1,355
| +2% | +$303K |
|
986
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
| $10.2M | 0.01% |
403,241
+187,574
| +87% | +$4.39M |
|
987
Bruker
BRKR
$9.57B
| $10.2M | 0.01% |
158,389
+4,841
| +3% | +$331K |
|
988
Global X Uranium ETF
URA
$5.42B
| $10.2M | 0.01% |
389,229
+108,059
| +38% | +$2.51M |
|
989
Invesco S&P 500 Momentum ETF
SPMO
$20.8B
| $10.2M | 0.01% |
166,509
-17,277
| -9% | -$1.04M |
|
990
LPL Financial
LPLA
$28.3B
| $10.2M | 0.01% |
55,690
-13,707
| -20% | -$2.39M |
|
991
Columbia Diversified Fixed Income Allocation ETF
DIAL
$387M
| $10.2M | 0.01% |
520,964
-134,163
| -20% | -$2.7M |
|
992
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
| $10.2M | 0.01% |
158,577
-4,658
| -3% | -$292K |
|
993
JB Hunt Transport Services
JBHT
$25.5B
| $10.1M | 0.01% |
50,425
+29,624
| +142% | +$5.9M |
|
994
Toronto Dominion Bank
TD
$198B
| $10.1M | 0.01% |
127,292
+13,860
| +12% | +$1.12M |
|
995
First Trust Dorsey Wright International Focus 5 ETF
IFV
$227M
| $10.1M | 0.01% |
484,348
+174,944
| +57% | +$3.81M |
|
|
JHMT
996
DELISTED
John Hancock Multifactor Technology ETF
JHMT
| $10.1M | 0.01% |
110,697
+3,841
| +4% | +$348K |
|
997
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
| $10.1M | 0.01% |
220,005
-15,879
| -7% | -$722K |
|
|
LSI
998
DELISTED
Life Storage, Inc.
LSI
| $10.1M | 0.01% |
71,823
-195
| -0.3% | -$26.3K |
|
|
FRC
999
DELISTED
First Republic Bank
FRC
| $10.1M | 0.01% |
62,182
+2,504
| +4% | +$437K |
|
1000
Amplify Alternative Harvest ETF
MJ
$101M
| $10.1M | 0.01% |
80,982
-15,074
| -16% | -$1.81M |
|
Similar funds
LPL Financial's Q1 2022 Portfolio in Review
As of Q1 2022, LPL Financial held 4,507 positions worth $116B, down 2.3% from $119B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2022 filing shows 176 new, 2,291 increased, 1,601 reduced and 331 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M. The largest sale was iShares Core MSCI Emerging Markets ETF, an estimated $521M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Discretionary.
- LPL Financial's largest Q1 2022 buy was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M.
- LPL Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2022, an estimated $757M increase.
- LPL Financial's biggest Q1 2022 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $521M.
- LPL Financial fully exited Dimensional US Core Equity 2 ETF in Q1 2022, selling an estimated $391M.
- LPL Financial's ten largest holdings make up 19% of its $116B portfolio in Q1 2022.
- LPL Financial opened 176 new positions and closed 331 in Q1 2022.
- LPL Financial's portfolio value fell 2.3% quarter-over-quarter to $116B.
Based on LPL Financial's 13F filing for Q1 2022, filed 16 May 2022.