LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+8%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$186B
AUM Growth
+$186B
Cap. Flow
+$12.3B
Cap. Flow %
6.62%
Top 10 Hldgs %
16.52%
Holding
4,990
New
263
Increased
2,843
Reduced
1,651
Closed
156
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
SPTM icon
76
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$11B
$541M 0.29% 8,429,880 -342,012 -4% -$21.9M
HD icon
77
Home Depot
HD
$405B
$523M 0.28% 1,363,943 +54,290 +4% +$20.8M
ITOT icon
78
iShares Core S&P Total US Stock Market ETF
ITOT
$75.2B
$516M 0.28% 4,478,098 +807,265 +22% +$93.1M
IYW icon
79
iShares US Technology ETF
IYW
$22.9B
$516M 0.28% 3,820,080 +410,347 +12% +$55.4M
COST icon
80
Costco
COST
$418B
$513M 0.28% 700,709 +47,976 +7% +$35.1M
JNJ icon
81
Johnson & Johnson
JNJ
$427B
$504M 0.27% 3,186,840 +175,676 +6% +$27.8M
XLI icon
82
Industrial Select Sector SPDR Fund
XLI
$23.3B
$491M 0.26% 3,898,103 +266,079 +7% +$33.5M
EFV icon
83
iShares MSCI EAFE Value ETF
EFV
$27.8B
$488M 0.26% 8,962,015 -2,854,864 -24% -$155M
VWO icon
84
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$483M 0.26% 11,558,444 +1,131,620 +11% +$47.3M
FTSM icon
85
First Trust Enhanced Short Maturity ETF
FTSM
$6.16B
$479M 0.26% 8,038,412 -461,940 -5% -$27.5M
PG icon
86
Procter & Gamble
PG
$368B
$464M 0.25% 2,857,049 +151,499 +6% +$24.6M
JPST icon
87
JPMorgan Ultra-Short Income ETF
JPST
$33.1B
$461M 0.25% 9,147,482 -654,730 -7% -$33M
SDVY icon
88
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$8.9B
$461M 0.25% 13,252,608 +4,159,143 +46% +$145M
XOM icon
89
Exxon Mobil
XOM
$487B
$458M 0.25% 3,943,338 +50,155 +1% +$5.83M
EFG icon
90
iShares MSCI EAFE Growth ETF
EFG
$13.1B
$458M 0.25% 4,415,484 +241,422 +6% +$25.1M
BSV icon
91
Vanguard Short-Term Bond ETF
BSV
$38.5B
$452M 0.24% 5,900,059 +268,773 +5% +$20.6M
USMV icon
92
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$452M 0.24% 5,410,158 -616,146 -10% -$51.5M
ABBV icon
93
AbbVie
ABBV
$372B
$445M 0.24% 2,443,820 -72,081 -3% -$13.1M
TLT icon
94
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$429M 0.23% 4,532,336 -406,292 -8% -$38.4M
CVX icon
95
Chevron
CVX
$324B
$416M 0.22% 2,637,577 +97,561 +4% +$15.4M
SHY icon
96
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$412M 0.22% 5,042,476 -441,581 -8% -$36.1M
SPHQ icon
97
Invesco S&P 500 Quality ETF
SPHQ
$15.2B
$409M 0.22% 6,776,795 +201,151 +3% +$12.2M
FIXD icon
98
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.34B
$400M 0.21% 9,166,160 +1,005,225 +12% +$43.8M
VONG icon
99
Vanguard Russell 1000 Growth ETF
VONG
$30.9B
$398M 0.21% 4,596,001 -532,520 -10% -$46.2M
UNH icon
100
UnitedHealth
UNH
$281B
$392M 0.21% 792,518 -10,493 -1% -$5.19M