LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+17.99%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$57.4B
AUM Growth
+$57.4B
Cap. Flow
+$3.18B
Cap. Flow %
5.54%
Top 10 Hldgs %
21.34%
Holding
3,541
New
341
Increased
1,873
Reduced
1,140
Closed
110
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
TLT icon
76
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$147M 0.26% 896,396 -138,113 -13% -$22.6M
BIL icon
77
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.1B
$144M 0.25% 1,572,801 +324,291 +26% +$29.7M
GOOG icon
78
Alphabet (Google) Class C
GOOG
$2.58T
$142M 0.25% 100,806 +8,376 +9% +$11.8M
IEF icon
79
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$142M 0.25% 1,168,250 +286,753 +33% +$34.9M
FDN icon
80
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.2B
$141M 0.25% 829,565 +224,027 +37% +$38.2M
JPM icon
81
JPMorgan Chase
JPM
$829B
$140M 0.24% 1,492,216 +99,034 +7% +$9.32M
NEAR icon
82
iShares Short Maturity Bond ETF
NEAR
$3.52B
$140M 0.24% 2,805,454 -1,161,590 -29% -$58.1M
NVDA icon
83
NVIDIA
NVDA
$4.24T
$140M 0.24% 367,550 -14,341 -4% -$5.45M
SPAB icon
84
SPDR Portfolio Aggregate Bond ETF
SPAB
$8.58B
$139M 0.24% 4,513,666 +2,615,019 +138% +$80.7M
ARKK icon
85
ARK Innovation ETF
ARKK
$7.45B
$138M 0.24% 1,936,501 +455,059 +31% +$32.5M
ESGE icon
86
iShares ESG Aware MSCI EM ETF
ESGE
$5.09B
$137M 0.24% 4,276,070 +1,733,825 +68% +$55.6M
EFA icon
87
iShares MSCI EAFE ETF
EFA
$66B
$136M 0.24% 2,227,683 -129,010 -5% -$7.85M
DIS icon
88
Walt Disney
DIS
$213B
$135M 0.24% 1,212,012 +99,394 +9% +$11.1M
IEI icon
89
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
$134M 0.23% 1,001,170 +398,908 +66% +$53.3M
ABBV icon
90
AbbVie
ABBV
$372B
$132M 0.23% 1,347,708 +140,482 +12% +$13.8M
XLI icon
91
Industrial Select Sector SPDR Fund
XLI
$23.3B
$132M 0.23% 1,919,515 +230,884 +14% +$15.9M
VMBS icon
92
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.7B
$130M 0.23% 2,389,565 -225,385 -9% -$12.3M
FTSM icon
93
First Trust Enhanced Short Maturity ETF
FTSM
$6.16B
$127M 0.22% 2,121,798 +521,040 +33% +$31.3M
SPIB icon
94
SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$10.7B
$125M 0.22% 3,419,125 +1,115,644 +48% +$40.8M
VLUE icon
95
iShares MSCI USA Value Factor ETF
VLUE
$7.1B
$122M 0.21% 1,691,373 +1,509,310 +829% +$109M
IAU icon
96
iShares Gold Trust
IAU
$50.6B
$121M 0.21% 7,131,359 +616,674 +9% +$10.5M
SPTM icon
97
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$11B
$120M 0.21% 3,173,827 +1,409,892 +80% +$53.3M
SPYV icon
98
SPDR Portfolio S&P 500 Value ETF
SPYV
$28.1B
$119M 0.21% 4,111,970 +288,219 +8% +$8.35M
MA icon
99
Mastercard
MA
$538B
$117M 0.2% 394,165 +38,329 +11% +$11.3M
BA icon
100
Boeing
BA
$177B
$115M 0.2% 629,599 +134,741 +27% +$24.7M