LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
SPDR S&P 500 ETF Trust
SPY
|
+$212M |
| 2 |
SPDR Portfolio Intermediate Term Treasury ETF
SPTI
|
+$190M |
| 3 |
Invesco NASDAQ 100 ETF
QQQM
|
+$163M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$150M |
| 5 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$140M |
Top Sells
Sector Composition
| 1 | Technology | 6.61% |
| 2 | Financials | 2.98% |
| 3 | Healthcare | 2.91% |
| 4 | Consumer Discretionary | 2.6% |
| 5 | Industrials | 2.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
951
SPDR S&P International Dividend ETF
DWX
$495M
| $14.1M | 0.01% |
408,978
-3,477
| -0.8% | -$120K |
|
952
Exelon
EXC
$43.8B
| $14.1M | 0.01% |
344,892
+56,415
| +20% | +$2.3M |
|
953
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.27B
| $14M | 0.01% |
471,154
+135,685
| +40% | +$4.03M |
|
954
Liberty All-Star Equity Fund
USA
$1.93B
| $14M | 0.01% |
2,159,840
+537,323
| +33% | +$3.48M |
|
955
Veeva Systems
VEEV
$45B
| $13.9M | 0.01% |
70,417
+4,326
| +7% | +$855K |
|
956
Skyworks Solutions
SWKS
$10.9B
| $13.9M | 0.01% |
125,640
+7,370
| +6% | +$816K |
|
957
Omega Healthcare
OHI
$12.6B
| $13.9M | 0.01% |
453,138
-21,667
| -5% | -$665K |
|
958
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.46B
| $13.9M | 0.01% |
644,786
+629,399
| +4,090% | +$13.6M |
|
959
Nuveen ESG Mid-Cap Growth ETF
NUMG
$415M
| $13.9M | 0.01% |
355,476
+32,451
| +10% | +$1.27M |
|
960
Capital One
COF
$143B
| $13.8M | 0.01% |
126,564
+8,540
| +7% | +$934K |
|
961
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$507M
| $13.8M | 0.01% |
148,395
-11,123
| -7% | -$1.03M |
|
962
iShares US Transportation ETF
IYT
$611M
| $13.8M | 0.01% |
220,664
-16,348
| -7% | -$1.02M |
|
963
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.6B
| $13.8M | 0.01% |
400,815
+38,420
| +11% | +$1.32M |
|
964
First Trust Managed Futures Strategy Fund
FMF
$178M
| $13.7M | 0.01% |
286,513
+24,840
| +9% | +$1.19M |
|
965
Invesco CEF Income Composite ETF
PCEF
$848M
| $13.6M | 0.01% |
753,051
+14,752
| +2% | +$267K |
|
966
KraneShares CSI China Internet ETF
KWEB
$9.07B
| $13.6M | 0.01% |
504,898
-46,417
| -8% | -$1.25M |
|
967
Carnival Corp
CCL
$44B
| $13.5M | 0.01% |
719,286
-8,971
| -1% | -$169K |
|
968
Dimensional Core Fixed Income ETF
DFCF
$7.6B
| $13.5M | 0.01% |
324,308
+88,034
| +37% | +$3.67M |
|
969
Vanguard Emerging Markets Government Bond ETF
VWOB
$4.61B
| $13.5M | 0.01% |
216,567
+15,213
| +8% | +$947K |
|
|
SIXG
970
Defiance Connective Technologies ETF
SIXG
$663M
| $13.5M | 0.01% |
400,292
-50,982
| -11% | -$1.72M |
|
971
First Trust Small Cap Value AlphaDEX Fund
FYT
$140M
| $13.5M | 0.01% |
292,148
-48,124
| -14% | -$2.22M |
|
972
VanEck Long Muni ETF
MLN
$555M
| $13.4M | 0.01% |
748,615
+62,084
| +9% | +$1.11M |
|
973
SPDR S&P Kensho Clean Power ETF
CNRG
$155M
| $13.4M | 0.01% |
158,785
+1,280
| +0.8% | +$108K |
|
974
iShares Mortgage Real Estate ETF
REM
$614M
| $13.4M | 0.01% |
567,027
+16,784
| +3% | +$396K |
|
|
HFRO
975
Highland Opportunities and Income Fund
HFRO
$346M
| $13.4M | 0.01% |
1,478,543
-7,384
| -0.5% | -$66.7K |
|