LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
iShares MSCI Taiwan ETF
EWT
$9.26B
| $2.69M | 0.01% |
70,182
+4,183
| +6% | +$158K |
|
952
Cracker Barrel
CBRL
$1.24B
| $2.69M | 0.01% |
16,879
+2,028
| +14% | +$336K |
|
953
Amplify Alternative Harvest ETF
MJ
$96.6M
| $2.69M | 0.01% |
+7,583
| New | +$3.06M |
|
954
Unum
UNM
$13.2B
| $2.67M | 0.01% |
56,182
+46,649
| +489% | +$2.44M |
|
955
iShares Global Energy ETF
IXC
$2.74B
| $2.67M | 0.01% |
78,495
-3,429
| -4% | -$120K |
|
956
Sempra
SRE
$58.5B
| $2.66M | 0.01% |
47,828
+8,396
| +21% | +$453K |
|
957
Lear
LEA
$7.42B
| $2.65M | 0.01% |
14,221
-2,888
| -17% | -$544K |
|
958
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
| $2.65M | 0.01% |
112,050
-56,980
| -34% | -$1.36M |
|
959
S&P Global
SPGI
$124B
| $2.65M | 0.01% |
13,841
+1,549
| +13% | +$286K |
|
960
Invesco Golden Dragon China ETF
PGJ
$96.5M
| $2.64M | 0.01% |
57,243
-4,269
| -7% | -$205K |
|
|
CSR
961
Centerspace
CSR
$947M
| $2.64M | 0.01% |
50,877
-2,042
| -4% | -$107K |
|
962
Nutrien
NTR
$33.7B
| $2.63M | 0.01% |
+55,609
| New | +$2.79M |
|
963
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$545M
| $2.63M | 0.01% |
63,624
+8,716
| +16% | +$357K |
|
964
iShares ESG Aware MSCI EM ETF
ESGE
$6.31B
| $2.62M | 0.01% |
69,280
+25,288
| +57% | +$976K |
|
|
CACG
965
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
| $2.61M | 0.01% |
92,255
+35,350
| +62% | +$1.03M |
|
966
iShares MSCI New Zealand ETF
ENZL
$77.5M
| $2.61M | 0.01% |
53,438
-7,578
| -12% | -$368K |
|
967
Check Point Software Technologies
CHKP
$14.2B
| $2.61M | 0.01% |
26,229
+89
| +0.3% | +$9.17K |
|
968
State Street SPDR S&P Insurance ETF
KIE
$665M
| $2.6M | 0.01% |
83,879
-216
| -0.3% | -$6.71K |
|
969
Edwards Lifesciences
EW
$49B
| $2.6M | 0.01% |
55,821
+6,480
| +13% | +$281K |
|
970
Boston Scientific
BSX
$69.1B
| $2.59M | 0.01% |
94,959
-36,690
| -28% | -$997K |
|
971
OGE Energy
OGE
$9.96B
| $2.58M | 0.01% |
78,814
+51,112
| +185% | +$1.61M |
|
972
Mercado Libre
MELI
$94.9B
| $2.58M | 0.01% |
7,287
+1,965
| +37% | +$718K |
|
973
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
| $2.58M | 0.01% |
48,794
+2,895
| +6% | +$153K |
|
974
Teradata
TDC
$2.87B
| $2.58M | 0.01% |
+64,920
| New | +$2.56M |
|
975
State Street SPDR S&P China ETF
GXC
$457M
| $2.57M | 0.01% |
23,217
+9,956
| +75% | +$1.14M |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.