LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$904M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$640M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$579M |
| 4 |
Vanguard Total Bond Market
BND
|
+$540M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$472M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$12.8M |
| 2 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$12.5M |
| 3 |
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
|
+$8.56M |
| 4 |
State Street SPDR S&P Transportation ETF
XTN
|
+$4.43M |
| 5 |
iShares MSCI Japan ETF
EWJ
|
+$4.41M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.89% |
| 2 | Financials | 2.66% |
| 3 | Technology | 2.63% |
| 4 | Industrials | 2.33% |
| 5 | Consumer Staples | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BSCG
951
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
| $2.98M | 0.01% |
135,102
+78,730
| +140% | +$1.74M |
|
952
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
| $2.98M | 0.01% |
89,210
+49,479
| +125% | +$1.69M |
|
953
iShares MSCI Brazil ETF
EWZ
$9.28B
| $2.98M | 0.01% |
147,188
+73,183
| +99% | +$1.7M |
|
|
PDT
954
John Hancock Premium Dividend Fund
PDT
$634M
| $2.98M | 0.01% |
217,124
+108,588
| +100% | +$1.45M |
|
|
BSCI
955
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
| $2.96M | 0.01% |
140,870
+80,766
| +134% | +$1.71M |
|
|
PML
956
PIMCO Municipal Income Fund II
PML
$485M
| $2.95M | 0.01% |
232,730
+126,900
| +120% | +$1.55M |
|
|
POT
957
DELISTED
Potash Corp Of Saskatchewan
POT
| $2.94M | 0.01% |
174,174
+93,172
| +115% | +$1.85M |
|
958
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$237M
| $2.93M | 0.01% |
199,972
+35,752
| +22% | +$560K |
|
959
APA Corp
APA
$13.2B
| $2.91M | 0.01% |
66,850
+50,148
| +300% | +$2.34M |
|
960
Manhattan Associates
MANH
$11.2B
| $2.9M | 0.01% |
44,811
+25,231
| +129% | +$1.79M |
|
961
Ross Stores
ROST
$80.5B
| $2.89M | 0.01% |
52,883
+37,272
| +239% | +$1.9M |
|
962
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
| $2.87M | 0.01% |
167,174
+101,545
| +155% | +$1.81M |
|
963
Global Payments
GPN
$23B
| $2.86M | 0.01% |
44,969
+22,913
| +104% | +$1.55M |
|
964
Evercore
EVR
$12.4B
| $2.85M | 0.01% |
54,254
+24,548
| +83% | +$1.33M |
|
965
Invesco Global Listed Private Equity ETF
PSP
$232M
| $2.85M | 0.01% |
55,151
+25,091
| +83% | +$1.36M |
|
|
LNKD
966
DELISTED
LinkedIn Corporation
LNKD
| $2.85M | 0.01% |
12,430
+2,517
| +25% | +$571K |
|
|
ROOF
967
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
| $2.84M | 0.01% |
116,939
+62,904
| +116% | +$1.55M |
|
968
Sherwin-Williams
SHW
$82.7B
| $2.83M | 0.01% |
33,222
-16,488
| -33% | -$1.43M |
|
969
Wynn Resorts
WYNN
$10.3B
| $2.82M | 0.01% |
40,215
+24,783
| +161% | +$1.66M |
|
970
Monster Beverage
MNST
$94.3B
| $2.81M | 0.01% |
115,584
+5,376
| +5% | +$130K |
|
971
Toro Company
TTC
$8.75B
| $2.81M | 0.01% |
77,424
+46,084
| +147% | +$1.72M |
|
972
iShares GNMA Bond ETF
GNMA
$421M
| $2.81M | 0.01% |
55,942
+30,396
| +119% | +$1.53M |
|
973
Schwab US REIT ETF
SCHH
$11.5B
| $2.81M | 0.01% |
140,722
+51,538
| +58% | +$1.01M |
|
974
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.95B
| $2.81M | 0.01% |
104,554
+51,999
| +99% | +$1.4M |
|
975
WaFd
WAFD
$2.72B
| $2.8M | 0.01% |
120,650
+53,720
| +80% | +$1.32M |
|
Similar funds
LPL Financial's Q4 2015 Portfolio in Review
As of Q4 2015, LPL Financial held 3,338 positions worth $36.1B, up 99% from $18.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
LPL Financial deployed $18.4B of net new capital in Q4 2015, opening 550 new positions and adding to 2,405 existing holdings. Its largest new stake was Alphabet (Google) Class A: 1,817,600 shares worth $69.2M.
By sector, the portfolio is most concentrated in Healthcare at 2.9% of assets, down from 3.1% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Currency Hedged MSCI Japan ETF, an estimated $12.8M trimmed.
- LPL Financial's largest Q4 2015 buy was Alphabet (Google) Class A: 1,817,600 shares worth $69.2M.
- LPL Financial added most to Vanguard Morningstar Total Stock Market ETF in Q4 2015, an estimated $904M increase.
- LPL Financial's biggest Q4 2015 reduction was iShares Currency Hedged MSCI Japan ETF, cutting an estimated $12.8M.
- LPL Financial fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $4.02M.
- LPL Financial's ten largest holdings make up 22% of its $36.1B portfolio in Q4 2015.
- LPL Financial opened 550 new positions and closed 178 in Q4 2015.
- LPL Financial's portfolio value rose 99% quarter-over-quarter to $36.1B.
Based on LPL Financial's 13F filing for Q4 2015, filed 12 Feb 2016.