LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SNDK
951
DELISTED
SANDISK CORP
SNDK
| $1.61M | 0.01% |
19,785
+166
| +0.8% | +$12.3K |
|
952
ProShares Ultra NASDAQ Biotechnology
BIB
$82.9M
| $1.6M | 0.01% |
40,204
+7,524
| +23% | +$342K |
|
953
ProShares Ultra Materials
UYM
$39.2M
| $1.6M | 0.01% |
126,548
-5,140
| -4% | -$61.5K |
|
954
BlackRock Enhanced Captial and Income Fund
CII
$964M
| $1.6M | 0.01% |
114,500
-22,328
| -16% | -$309K |
|
955
iShares Russell Top 200 Growth ETF
IWY
$15.2B
| $1.6M | 0.01% |
35,317
+2,119
| +6% | +$95.1K |
|
956
Sempra
SRE
$58.1B
| $1.6M | 0.01% |
33,058
+2,620
| +9% | +$122K |
|
|
NQP
957
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
| $1.6M | 0.01% |
119,892
+75,118
| +168% | +$974K |
|
958
Sun Communities
SUI
$15.8B
| $1.6M | 0.01% |
35,438
-7,140
| -17% | -$322K |
|
959
Skyworks Solutions
SWKS
$9.2B
| $1.6M | 0.01% |
42,592
+11,053
| +35% | +$363K |
|
|
TYC
960
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
| $1.6M | 0.01% |
35,943
-4,854
| -12% | -$212K |
|
961
Digital Realty Trust
DLR
$69.6B
| $1.59M | 0.01% |
30,049
-8,200
| -21% | -$427K |
|
962
iShares Global Utilities ETF
JXI
$315M
| $1.59M | 0.01% |
33,222
-1,999
| -6% | -$90.6K |
|
963
Invesco Solar ETF
TAN
$1.37B
| $1.59M | 0.01% |
36,039
+11,132
| +45% | +$478K |
|
|
YHOO
964
DELISTED
Yahoo Inc
YHOO
| $1.59M | 0.01% |
44,371
-11,642
| -21% | -$444K |
|
|
NQI
965
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
| $1.59M | 0.01% |
124,486
-21,026
| -14% | -$265K |
|
|
SRCL
966
DELISTED
Stericycle Inc
SRCL
| $1.58M | 0.01% |
13,949
-3,507
| -20% | -$405K |
|
967
ProShares Large Cap Core Plus
CSM
$506M
| $1.58M | 0.01% |
70,504
-7,340
| -9% | -$161K |
|
968
Wolfspeed
WOLF
$1.04B
| $1.58M | 0.01% |
28,002
-14,533
| -34% | -$886K |
|
|
VXX
969
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
| $1.58M | 0.01% |
2,345
+805
| +52% | +$567K |
|
970
abrdn Physical Gold Shares ETF
SGOL
$6.9B
| $1.58M | 0.01% |
125,380
+8,000
| +7% | +$102K |
|
971
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
| $1.58M | 0.01% |
49,150
+4,706
| +11% | +$147K |
|
972
J.M. Smucker
SJM
$13.5B
| $1.58M | 0.01% |
16,212
-917
| -5% | -$89.1K |
|
973
Banco Santander
SAN
$191B
| $1.57M | 0.01% |
180,948
+18,721
| +12% | +$153K |
|
974
ALPS Equal Sector Weight ETF
EQL
$752M
| $1.57M | 0.01% |
90,408
-2,073
| -2% | -$35.2K |
|
975
Check Point Software Technologies
CHKP
$14.3B
| $1.57M | 0.01% |
23,186
+257
| +1% | +$17K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.