LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
Western Digital
WDC
$172B
| $1.89M | 0.01% |
31,329
-5,625
| -15% | -$403K |
|
927
Tenet Healthcare
THC
$21.2B
| $1.89M | 0.01% |
31,603
+18,095
| +134% | +$924K |
|
928
Enbridge
ENB
$121B
| $1.88M | 0.01% |
41,326
+1,555
| +4% | +$77.2K |
|
929
iShares MSCI Canada ETF
EWC
$6.12B
| $1.88M | 0.01% |
71,252
-1,251
| -2% | -$35.4K |
|
930
Equifax
EFX
$21B
| $1.88M | 0.01% |
19,230
+4,348
| +29% | +$424K |
|
931
iShares Global Materials ETF
MXI
$338M
| $1.88M | 0.01% |
34,507
-3,534
| -9% | -$208K |
|
|
BOI
932
DELISTED
Brookfield Mtge Opportunity Fd
BOI
| $1.88M | 0.01% |
+119,261
| New | +$1.93M |
|
933
Sensata Technologies
ST
$6.72B
| $1.87M | 0.01% |
35,760
+1,710
| +5% | +$95.7K |
|
|
MBLY
934
DELISTED
Mobileye N.V.
MBLY
| $1.87M | 0.01% |
33,655
+4,297
| +15% | +$204K |
|
935
Old Republic International
ORI
$10.5B
| $1.87M | 0.01% |
118,649
-762
| -0.6% | -$11.7K |
|
936
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
| $1.87M | 0.01% |
43,878
-17,532
| -29% | -$770K |
|
|
ZMLP
937
DELISTED
Direxion Zacks MLP High Income Index Shares
ZMLP
| $1.87M | 0.01% |
8,407
-809
| -9% | -$207K |
|
|
SNDK
938
DELISTED
SANDISK CORP
SNDK
| $1.86M | 0.01% |
33,439
-9,508
| -22% | -$636K |
|
939
Alaska Air
ALK
$5.19B
| $1.85M | 0.01% |
28,025
-20,903
| -43% | -$1.35M |
|
|
MHFI
940
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
| $1.85M | 0.01% |
18,194
+7,917
| +77% | +$827K |
|
941
WBI BullBear Value 3000 ETF
WBIF
$23.3M
| $1.84M | 0.01% |
77,291
+47,322
| +158% | +$1.16M |
|
|
FSD
942
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $1.84M | 0.01% |
118,352
-11,092
| -9% | -$180K |
|
|
ALXN
943
DELISTED
Alexion Pharmaceuticals
ALXN
| $1.84M | 0.01% |
9,883
+246
| +3% | +$42.5K |
|
944
Invesco S&P 500 Downside Hedged ETF
PHDG
$73.1M
| $1.84M | 0.01% |
71,072
-174,278
| -71% | -$4.66M |
|
945
Cardinal Health
CAH
$53.7B
| $1.83M | 0.01% |
21,695
+908
| +4% | +$80.2K |
|
946
Sempra
SRE
$59.9B
| $1.83M | 0.01% |
36,640
-3,600
| -9% | -$191K |
|
947
Ulta Beauty
ULTA
$20.7B
| $1.82M | 0.01% |
11,583
+762
| +7% | +$117K |
|
|
WBIE
948
DELISTED
WBI BullBear Rising Income 3000 ETF
WBIE
| $1.82M | 0.01% |
74,780
+45,285
| +154% | +$1.17M |
|
949
Seagate
STX
$186B
| $1.82M | 0.01% |
38,643
-3,787
| -9% | -$209K |
|
950
Invesco Golden Dragon China ETF
PGJ
$93.7M
| $1.82M | 0.01% |
58,362
+5,284
| +10% | +$178K |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.