LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
United Therapeutics
UTHR
$26.1B
| $1.7M | 0.01% |
14,989
-9
| -0.1% | -$812 |
|
927
Marathon Petroleum
MPC
$89.3B
| $1.69M | 0.01% |
36,906
+10,562
| +40% | +$406K |
|
928
A.O. Smith
AOS
$8.82B
| $1.69M | 0.01% |
62,736
-5,112
| -8% | -$131K |
|
|
USG
929
DELISTED
Usg
USG
| $1.69M | 0.01% |
59,545
-3,313
| -5% | -$89.8K |
|
930
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.79B
| $1.69M | 0.01% |
42,666
-172
| -0.4% | -$6.58K |
|
931
JB Hunt Transport Services
JBHT
$26.1B
| $1.69M | 0.01% |
21,814
-4,796
| -18% | -$358K |
|
932
B&G Foods
BGS
$297M
| $1.68M | 0.01% |
49,416
-1,897
| -4% | -$65K |
|
933
Mattel
MAT
$4.49B
| $1.67M | 0.01% |
35,159
+10,604
| +43% | +$473K |
|
934
Becton Dickinson
BDX
$45.8B
| $1.67M | 0.01% |
15,494
+464
| +3% | +$48.1K |
|
935
BlackRock Health Sciences Trust
BME
$567M
| $1.67M | 0.01% |
47,056
+2,411
| +5% | +$81.1K |
|
|
HPF
936
John Hancock Preferred Income Fund II
HPF
$342M
| $1.67M | 0.01% |
93,166
-52,562
| -36% | -$967K |
|
937
HSBC
HSBC
$356B
| $1.67M | 0.01% |
35,051
+5,026
| +17% | +$238K |
|
|
MTOR
938
DELISTED
MERITOR, Inc.
MTOR
| $1.66M | 0.01% |
159,499
-7,191
| -4% | -$56.2K |
|
|
EIM
939
Eaton Vance Municipal Bond Fund
EIM
$493M
| $1.66M | 0.01% |
146,602
-9,990
| -6% | -$112K |
|
940
Whirlpool
WHR
$2.49B
| $1.66M | 0.01% |
10,555
+2,115
| +25% | +$310K |
|
|
VVC
941
DELISTED
Vectren Corporation
VVC
| $1.66M | 0.01% |
46,640
+1,095
| +2% | +$37.8K |
|
942
ProShares Short Russell2000
RWM
$131M
| $1.66M | 0.01% |
24,516
+6,922
| +39% | +$492K |
|
943
iShares Global Timber & Forestry ETF
WOOD
$266M
| $1.65M | 0.01% |
31,273
-14,318
| -31% | -$731K |
|
|
EPB
944
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
| $1.65M | 0.01% |
45,938
+21,908
| +91% | +$860K |
|
945
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $1.65M | 0.01% |
37,577
+203
| +0.5% | +$8.68K |
|
|
TWC
946
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $1.65M | 0.01% |
12,167
+3,079
| +34% | +$382K |
|
947
Vanguard Total International Bond ETF
BNDX
$82.3B
| $1.65M | 0.01% |
33,222
+328
| +1% | +$16.3K |
|
|
STON
948
DELISTED
StoneMor Inc.
STON
| $1.65M | 0.01% |
64,451
+6,759
| +12% | +$170K |
|
|
BBBY
949
DELISTED
Bed Bath & Beyond Inc
BBBY
| $1.64M | 0.01% |
20,468
+980
| +5% | +$75.8K |
|
950
Rockwell Automation
ROK
$52.4B
| $1.64M | 0.01% |
13,860
-598
| -4% | -$66.5K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.