LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.5M |
| 2 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$51.9M |
| 3 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$51.7M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$50.7M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| 1 |
iShares MBS ETF
MBB
|
+$96.3M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
+$73.5M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$67.3M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$60.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$37.8M |
Sector Composition
| 1 | Healthcare | 3.17% |
| 2 | Financials | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
901
Sprott Physical Silver Trust
PSLV
$7.8B
| $2M | 0.01% |
324,449
+25,943
| +9% | +$160K |
|
902
Broadcom
AVGO
$1.69T
| $2M | 0.01% |
148,650
+9,390
| +7% | +$126K |
|
903
Cohen & Steers Closed End Opportunity Fund
FOF
$361M
| $2M | 0.01% |
164,774
-11,046
| -6% | -$134K |
|
904
Wynn Resorts
WYNN
$12.9B
| $1.99M | 0.01% |
19,146
+8,637
| +82% | +$897K |
|
905
Chubb
CB
$112B
| $1.98M | 0.01% |
19,155
+44
| +0.2% | +$4.55K |
|
906
BlackRock CA Municipal Income Trust
BFZ
$330M
| $1.98M | 0.01% |
134,831
+2,148
| +2% | +$31.5K |
|
907
Maximus
MMS
$5.05B
| $1.97M | 0.01% |
29,797
+3,478
| +13% | +$230K |
|
908
Invesco S&P Spin-Off ETF
CSD
$77.6M
| $1.97M | 0.01% |
43,185
+959
| +2% | +$43.7K |
|
|
SPLK
909
DELISTED
Splunk Inc
SPLK
| $1.96M | 0.01% |
28,559
+7,106
| +33% | +$487K |
|
910
iShares Micro-Cap ETF
IWC
$952M
| $1.95M | 0.01% |
24,190
+2,741
| +13% | +$221K |
|
911
iShares Core MSCI Europe ETF
IEUR
$6.94B
| $1.94M | 0.01% |
43,585
+36,846
| +547% | +$1.64M |
|
912
SPDR S&P Semiconductor ETF
XSD
$1.48B
| $1.93M | 0.01% |
45,774
+1,024
| +2% | +$43.2K |
|
|
NQM
913
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
| $1.93M | 0.01% |
131,694
+8,016
| +6% | +$117K |
|
914
Darden Restaurants
DRI
$24.8B
| $1.93M | 0.01% |
30,466
+312
| +1% | +$19.7K |
|
915
Henry Schein
HSIC
$8.43B
| $1.92M | 0.01% |
33,956
+2,966
| +10% | +$168K |
|
916
FlexShares Quality Dividend Index Fund
QDF
$1.96B
| $1.92M | 0.01% |
53,373
+14,099
| +36% | +$507K |
|
917
Constellation Brands
STZ
$25.3B
| $1.92M | 0.01% |
16,504
-1,949
| -11% | -$227K |
|
918
Bank of America Series L
BAC.PRL
$3.95B
| $1.92M | 0.01% |
1,721
-254
| -13% | -$283K |
|
919
Nuveen Preferred & Income Opportunities Fund
JPC
$2.66B
| $1.91M | 0.01% |
206,226
-8,112
| -4% | -$75.3K |
|
|
EFII
920
DELISTED
Electronics for Imaging
EFII
| $1.91M | 0.01% |
44,146
+718
| +2% | +$31K |
|
921
FirstEnergy
FE
$25.1B
| $1.9M | 0.01% |
57,157
-20,879
| -27% | -$696K |
|
922
iShares MSCI Malaysia ETF
EWM
$243M
| $1.9M | 0.01% |
39,572
+2,064
| +6% | +$99.3K |
|
923
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.56B
| $1.89M | 0.01% |
43,092
+27,010
| +168% | +$1.19M |
|
|
PCQ
924
Pimco California Municipal Income Fund
PCQ
$165M
| $1.89M | 0.01% |
131,471
-10,287
| -7% | -$148K |
|
|
CHW
925
Calamos Global Dynamic Income Fund
CHW
$476M
| $1.89M | 0.01% |
220,445
-1,065
| -0.5% | -$9.14K |
|